Diet and Nutritional Issues
Neil J. Stone
Overview
Diet and nutritional issues play an important role in the primary and secondary prevention of coronary heart disease (CHD). Atherogenic diet, sedentary lifestyle, and weight gain can lead to both abnormal lipid and metabolic profiles as well as increased CHD risk. Adoption of a healthy lifestyle has beneficial effects on the lipid profile and is a crucial part of the treatment of individuals who have multiple metabolic risk factors (“the metabolic syndrome”). Moreover, data on the value of diet and lifestyle in reducing oxidant stress, thrombotic tendencies, chronic inflammation, and ischemic sudden death continue to emerge.
The American Heart Association’s (AHA) recommended population or “healthy” diet focuses on healthy eating patterns and foods. It recommends an overall healthy eating pattern with general advice that should help physicians to counsel on obesity, hypertension, and hypercholesterolemia. For individuals who have medical problems that necessitate consumption of a therapeutic cardiovascular diet, consultation with a dietitian for medical nutrition therapy is recommended for guidance in making the necessary lifestyle changes. To reduce levels of low-density lipoprotein cholesterol (LDL-C), the earlier AHA Step II diet restricted saturated fatty acids to less than 7% of energy and dietary cholesterol to less than 200 mg/d. The current AHA dietary module to reduce LDL-C preserves this recommendation and also recommends a reduction in trans fatty acids (TFAs). For individuals with multiple metabolic risk factors and obesity, treatment begins with caloric restriction and increased energy expenditure. For those with elevated blood pressure, a low-sodium regimen with increased emphasis on fruits and vegetables, nonfat dairy products, and weight reduction, if needed, is recommended.
The response to diet is variable and increasingly is shown to be genetically based. Therapeutic diets that reduce risk factors must be targeted to the specific characteristics of the individual (e.g., high LDL-C level, metabolic syndrome, hypertension). These individual characteristics may also underlie individual responsiveness to diet.
Understanding the response of the individual to various dietary components is useful, because some people may use the therapeutic diet to reach their LDL-C goal or reduce their need for medication to reach LDL-C goals. The response of LDL-C to dietary cholesterol is highly variable. People with combined forms of hyperlipidemia may be the most sensitive to diet. Dietary options such as plant sterol and stanol esters taken as margarines reduce cholesterol absorption significantly and can reduce LDL-C by 10% or more. Most saturated fats raise blood cholesterol, although stearic acid is an important exception. It is converted to oleic acid and is essentially neutral in lowering blood cholesterol. Because saturated fats play a major role in raising LDL-C, restriction of saturated fats along with weight control are the hallmarks of effective cholesterol-lowering diets. Other factors are important. TFAs, when consumed in high amounts, can raise LDL-C, lower high-density lipoprotein
cholesterol (HDL-C) and lipoprotein (a) [Lp(a)]. Sources high in TFAs, such as hydrogenated vegetable oils in stick margarine, cookies, biscuits, and cakes, should be avoided. Butter contains cholesterol and saturated fat and is cholesterol raising compared with soft margarine. Therapeutic diets should be low in both saturated fatty acids and TFAs.
cholesterol (HDL-C) and lipoprotein (a) [Lp(a)]. Sources high in TFAs, such as hydrogenated vegetable oils in stick margarine, cookies, biscuits, and cakes, should be avoided. Butter contains cholesterol and saturated fat and is cholesterol raising compared with soft margarine. Therapeutic diets should be low in both saturated fatty acids and TFAs.
Mediterranean-style diets have proven to be both attainable and effective in reducing health risks over the long term. The use of monounsaturated fats such as canola and olive oil in place of saturated fats in this kind of diet is especially beneficial in those with metabolic syndrome or diabetes. A diet with unsaturated fats does not lower HDL-C as much as when additional carbohydrate is used to lower saturated fat intake. Regardless of the fats used, calories must be counted as excess calories—unsaturated or not—can lead to weight gain, higher triglycerides (TG) and lower HDL-C. Reducing excess body weight can be a crucial factor in improving lipid profile. The addition of regular exercise to changes in diet can be particularly beneficial in helping a patient maintain weight loss. Recent data suggest that omega-3 fatty acids play a cardioprotective role. Marine sources of omega-3 fatty acids appear to reduce cardiovascular events by a nonlipid mechanism, most likely anti-arrhythmic in nature. Plant sources of omega 3-fatty acids rich in linolenic acid as seen in canola and safflower oils, English walnuts, and flaxseed may also contribute increased omega-3 fatty acid blood levels and reduced cardiac events.
Alone or in combination, vitamins cannot be recommended for reduction of cardiovascular risk. Indeed, mega-vitamin combinations may interfere with the beneficial action of niacin on HDL-C and angiographic progression. Diets that emphasize sources of antioxidants in fruits, vegetables, nuts, and whole-grain products are recommended.
Glossary
α-Linolenic acid
Plant-based omega-3 polyunsaturated fatty acid (PUFA).
BMI (body mass index)
Calculated as weight/height2. This index minimizes the effect of height on body weight and has become the preferred index for categorizing levels of obesity.
Cis
Naturally occurring double bonds that produce a bend in the molecule that impairs crystallization.
DASH diet
Dietary Alternative to Stop Hypertension diet focuses on including more fruit, vegetables, grains; low-fat and fat-free dairy products; and fish, poultry, legumes, and lean meats. It also advocates sodium restriction, which has been shown to be especially effective in those with hypertension, African Americans, and women.
Dietary cholesterol
A crucial waxy substance found in animal cells. Response to its ingestion is highly variable.
Docosahexanoic acid (DHA)
Marine omega-3 fatty acid.
Eicosapentanoic acid (EPA)
Marine omega-3 fatty acid.
Glycemic index/load
A measure of the carbohydrate and insulin response to intake of particular carbohydrate. Foods with the highest glycemic index promote the highest postprandial glucose rises. Glycemic load is the product of the glycemic index and the total carbohydrate consumed. Carrots have a high glycemic index, but a small amount on your salad would not constitute a high glycemic load.
Insulin resistance
Increased insulin levels relative to glucose levels. In some studies, this is an independent predictor of CAD risk. It is associated with atherogenic dyslipidemia, hypertension, and visceral obesity.
Linoleic acid
Major human PUFA; an essential fatty acid.
Mediterranean diet pyramid
Graphic summary of eating style that excludes all fats but olive and canola oils; recommends fish, poultry, with red meat sparingly, and includes physical activity and consumption of wine in moderation.
Metabolic syndrome
Describes easily measured metabolic risk factors that are related to both insulin resistance and/or obesity, these include abdominal obesity, high TG levels, low HDL-c levels, hypertension, glucose intolerance of diabetes, hypercoagulability and increased inflammation. An important clinical construct because all of the variables in metabolic syndrome improve with weight loss obtained with diet and exercise.
Monounsaturated fatty acids (MUFA)
Fatty acids, such as oleic acid, whose carbon chains have one double bond. Foods high in monounsaturated fats include canola and olive oil.
Oleic acid
A monounsaturated fatty acid.
Omega-3 or n-3 polyunsaturated fatty acid (PUFA)
Fatty acids whose first double bond is three carbon atoms from the methyl end of the fatty-acid chain. Marine (fish) sources rich in EPA and DHA and plant sources rich in α-linolenic acid such as flaxseed, canola, and soybean oil, and walnuts represent n-3 fatty acids.
Omega-6 or n-6 polyunsaturated fatty acid (PUFA)
PUFAs whose first double bond is six carbon atoms from the methyl end of the fatty-acid chain. Linoleic acid is an n-6 PUFA.
Partial hydrogenation
A process whereby hydrogen atoms are added to fatty acids. Produces TFAs.
Plant sterol/stanol esters
Sitosterol, campesterol, and stigmasterol are the most abundant plant sterols with cellular functions in plants analogous to cholesterol’s cellular role in animals. Stanols are saturated sterols with no double bonds in their multiring nuclear structure. Foods enriched with plant stanol or sterol esters lower serum cholesterol levels by reducing intestinal absorption of cholesterol.
Polyunsaturated fatty acids (PUFAs)
Fatty acids whose carbon chains have one or more double bonds.
Saturated fatty acids
Fatty acids whose carbon chains have no double bonds.
Soluble or viscous fiber
Form of fiber that binds bile acids in the intestine and lowers cholesterol.
Trans fatty acids
Fatty acid configuration in which the molecule is straightened out, leading to a more densely packed form. Solid at room temperatures.
USDA
United States Department of Agriculture.
Dietary Prescription and Lifestyle Changes to Reduce Coronary Heart Disease
The contemporary practice of preventive cardiology requires an understanding of diet and lifestyle prescriptions both in the prevention and treatment of CHD. An essential component is restriction of fatty acids that raise LDL-C. Epidemiologic, clinical trial, and nonhuman primate evidence demonstrate a consistent relationship between increased intakes of saturated dietary fat, elevated blood cholesterol, and CHD (1). Therapeutic diets that require additional LDL-C lowering can emphasize not only restriction of dietary saturated fat, but also sources of TFA and dietary cholesterol. The use of plant sterol/stanols and soluble fiber can result in even more LDL-C lowering. These strategies may permit LDL-C goals to be realized without starting or adding LDL-C–lowering medication.
In addition, the development of atherogenic dyslipidemia characterized by high TG, low HDL-C and small, dense LDL-C (2) requires a specific focus on improving the atherogenic
diet, sedentary behaviors, and weight gain associated with this pattern. For individuals with impaired glucose tolerance, an important component of the metabolic syndrome, the prescription of lifestyle change that embraces a healthy diet, regular exercise, and weight loss may be particularly effective in preventing the progression to diabetes and the increased CHD risk that this entails (3,4). A recent evidence-based review of popular diets for cardiovascular disease (CVD) felt that there was a consistent basic science and clinical trial base to support the benefit of the Mediterranean-style diet for cardioprotection (5). Therapeutic diets and associated preventive measures such as weight reduction and/or smoking cessation have resulted in significant reductions in total mortality (6), CHD death (7,8), angiographic progression (9,10), and angina (11). Careful reviews of clinical trials and diets (5,12) emphasize the key role of omega 3 fatty acids in improving CHD survival in high-risk populations. Thus, a dietary prescription can be thought of as having these components:
diet, sedentary behaviors, and weight gain associated with this pattern. For individuals with impaired glucose tolerance, an important component of the metabolic syndrome, the prescription of lifestyle change that embraces a healthy diet, regular exercise, and weight loss may be particularly effective in preventing the progression to diabetes and the increased CHD risk that this entails (3,4). A recent evidence-based review of popular diets for cardiovascular disease (CVD) felt that there was a consistent basic science and clinical trial base to support the benefit of the Mediterranean-style diet for cardioprotection (5). Therapeutic diets and associated preventive measures such as weight reduction and/or smoking cessation have resulted in significant reductions in total mortality (6), CHD death (7,8), angiographic progression (9,10), and angina (11). Careful reviews of clinical trials and diets (5,12) emphasize the key role of omega 3 fatty acids in improving CHD survival in high-risk populations. Thus, a dietary prescription can be thought of as having these components:
TABLE 2.1 Nutritional Factors to Lower LDL-C | ||
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Dietary alterations to achieve optimal LDL-C lowering (Table 2.1)
Emphasis on weight control, regular physical activity, and if needed, use of unsaturated fats rather than carbohydrates to improve glycemia
Inclusion of healthy foods such as fruits and vegetables, marine and plant sources of omega 3 fatty acids, and dietary fiber
Restriction of sodium if hypertension is a consideration
Therapeutic Diets Recommended by AHA, NCEP, DASH, Dietary Guidelines 2005
The AHA Dietary Guidelines known as “Revision 2000” (13) stress three underlying principles. First, there are dietary patterns that all individuals can follow throughout their life span that promote and encourage cardiovascular health. This includes particular emphasis on patterns that help individuals avoid obesity. Second, the focus should shift to healthy dietary practices over an extended period of time, rather than insisting on “perfection” with each meal. This allows for the inclusion of a wide variety of healthy foods and avoids restricting the diet to repetitious and unsatisfying dietary experiences. Finally, the guidelines form a framework on which specific recommendations can be made to individuals, based on their health and risk factor status, and appropriately modified by their dietary preferences and cultural background.
The NCEP Adult Treatment Panel III guidelines (1) advocate saturated fat and dietary cholesterol restrictions similar to prior dietary recommendations. Their dietary recommendations extend beyond these, however, with specific nutritional and lifestyle options for those who need more intensive nutritional efforts to more optimally lower LDL-C or who require an approach that more specifically targets the metabolic syndrome (Table 2.2). The program called Dietary Approaches to Stop Hypertension (DASH) provided dietary recommendations for individuals with high blood pressure (14) that emphasized more fruit, vegetables, and grains with low-fat and fat-free dairy products along with fish, poultry, legumes, and lean meats. The first DASH trial’s results (at a sodium level of 3 g/d) were extended by the DASH-sodium trial (15) that looked at the DASH diet over a range of sodium intakes (3.5, 2.3, and 1.2 g/d). At each of these three levels of sodium intake, systolic and diastolic pressure was lower among patients following the DASH diet than among those assigned to the control diet. Moreover, the trial showed that in certain groups (African Americans, women, those with hypertension versus high-normal pressure), blood pressure reductions achieved with DASH-sodium were of a magnitude heretofore seen only with blood pressure–lowering drugs.
Essential Resources for Nutritional and Lifestyle Measures in Practice
Cardiologists interested in preventive nutritional and lifestyle measures for their patients should read and obtain copies of three invaluable sources of reference. The first is the published guidelines for obesity (16) that provide practical information on how to deal with obesity in clinical practice. The second is the Dietary Guidelines 2005 for Americans. It can be accessed on line at http://www.healthierus.gov/dietaryguidelines and is worth reviewing (17). The third is an article entitled “The escalating pandemics of obesity and sedentary lifestyle. A call to action for clinicians” (18). It provides a useful blueprint for not only identifying those at risk, but employing behavioral strategies to help improve your effectiveness with such patients.
Efficacy of Diets in Affecting Lipid Levels
Clinical and Biologic Factors
Any critical analysis of diet must consider the various factors that influence the results of dietary change. Outpatient studies of restriction of saturated fat and dietary cholesterol have shown that individual responsiveness can be highly variable (19,20). Not surprising to most clinicians is that compliance to diet and changes in body weight explain much of the variance. The importance of critical analysis of diet studies was shown in the Minnesota Coronary Survey Dietary Trial. Here the regression toward the mean phenomenon helps to explain why subjects with high initial serum cholesterol levels had an 18% reduction in serum cholesterol levels, whereas those with lower levels had an 11% reduction (21).
Genetic factors must always be considered. In familial hypercholesterolemia (FH), affected heterozygous children are unlikely to normalize their cholesterol values by diet alone (22). In striking contrast, children with skin and tendon xanthomas and elevated cholesterols who resemble those with FH may have a remarkable response to diet if instead they are homozygous for sitosterolemia, where increased plant sterol absorption is present (23). Polymorphisms within genes that affect apoproteins (especially apolipoprotein E), LDL subclasses, and enzymes such as hepatic lipase also contribute to heterogeneity in the dietary response (24,25,26).
TABLE 2.2 Clinical Approaches to Diet, Activity, and Weight Loss | |||||||||||||||||||||
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Using Diet to Alter Risk for Coronary Heart Disease
Effect of Dietary Factors on Lipids and Coronary Heart Disease
In published landmark studies, Keys et al. (27) and Hegsted et al. (28) quantified the response of serum cholesterol levels in humans to consumption of varying proportions of dietary fat and cholesterol. They demonstrated that saturated fatty acids (C12:0 to C16:0) are approximately twice as potent in raising cholesterol as polyunsaturated fats are in lowering them. Both investigators showed an independent effect of dietary cholesterol on serum cholesterol, although monounsaturated fats (cis C18:1) were believed to have no specific independent effect. These equations do not take into account the effects of behenic acid (22:0), caprylic acid (8:0), and capric acid (10:0), which are cholesterol raising, or the effects of TFAs in industrialized societies (29).
Cholesterol-Raising Factors: Dietary Cholesterol
Since pioneering experiments in rabbits almost a century ago, we have known that dietary cholesterol causes marked elevations of blood cholesterol in laboratory animals. In contrast, dietary cholesterol causes a variable response in blood cholesterol when tested in humans (30). If one looks only at tightly controlled studies, on average, the response of blood cholesterol to dietary cholesterol is approximately 10 mg/dL per 100 mg dietary cholesterol per 1,000 Kcal (31).
Mechanism
The most significant quantitative response to dietary cholesterol is the suppression of hepatic cholesterol synthesis (32). Also, the effect of dietary cholesterol on receptor-mediated LDL clearance is strikingly affected by the proportion of saturated fat fed.
Feeding Studies
Age, gender, and race can determine response to dietary cholesterol. Dietary studies performed in healthy young men and women showed that consumption of one or two eggs daily when added to a low saturated fat diet may have only a small effect on blood cholesterol values (33,34). Young men respond to egg ingestion by a rise in LDL-C; in young women, although there is a significant increase in LDL-C, there is an increase in HDL-C as well. Caucasians respond with higher blood cholesterol responses than non-Caucasians (35).
Dietary Cholesterol and Coronary Heart Disease
Men traditionally have higher dietary cholesterol intakes than women. Although there has been a steady decline in dietary cholesterol intakes over the past several decades, the recent focus on low-carbohydrate diets has shifted dieters to diets that remain high in sources of dietary cholesterol and saturated fats. Although studies of low-carbohydrate diets do not show worsening of LDL-C even at 1 year (36), the concern is that higher cholesterol intakes still place patients at long-term CHD risk. Four cohort studies reported on by Stamler and Shekelle (37) noted an association between dietary cholesterol and risk for CHD independent of the serum cholesterol level. Although food frequency records in men and women followed prospectively indicated that one egg per day did not increase CHD risk, this was not true for diabetic men and women in these cohorts (38). For those with hypercholesterolemia, ATP III recommends that less than 200 mg/d of dietary cholesterol should be consumed to maximize the amount of LDL-C lowering that can be achieved through reduction in dietary cholesterol (1).
Plant Stanol and Sterol Esters
Cholesterol is the sterol component of mammalian cell membranes. Plant sterols such as sitosterol, campesterol, and stigmasterol are structurally similar and their ingestion by humans can inhibit cholesterol absorption (39,40), Stanols are saturated sterols without double bonds in the sterol ring structure.
Mechanism of Action
Plant sterol and stanol esters compete with dietary cholesterol for absorption via mixed micelles. Usually, only a small amount of plant sterols and even less of plant stanols are absorbed. Ingestion of products enriched with plant sterol/stanol esters does not cause fat malabsorption.
Feeding Studies
The efficacy of the plant sterol and stanol esters in lowering cholesterol appears to be similar. Meta-analysis shows that the dose–response relation is continuous up to a dose of about 2 g of plant sterol or stanol per day, although there is considerable variability of response (39,40). The reduction in the concentration of LDL-C at each dose is significantly greater in older people than in younger people. Levels of TG and HDL-C are not affected. A randomized clinical trial in the United States suggested a dose-dependent response with 3 g/d lowered LDL-C 10.1% with no significant reduction in serum vitamin A or 25 hydroxyvitamin D levels (41). Consumption of plant sterol or stanol ester enriched products appears to be generally safe, but there is a reduction in β-carotene absorption. The AHA has expressed concern with the use of these products in children and pregnant women (42). A workshop of experts convened in 2001 noted that “safety testing of sterols and stanols has exceeded that of ordinary food-stuffs that are eaten widely and generally recognized as safe. Adverse effects of the absorption of plant sterols into the circulation appear largely hypothetical in adults” (40).
Plant Sterols/Stanols and Coronary Heart Disease
Based on their proven ability to lower LDL-C, Law (39) suggested that a reduction of CHD of about 25% could be expected with regular dietary supplementation with plant stanol esters. A subgroup analysis of the Scandinavian Simvastatin Survival Study indicated that CHD subjects with evidence for low cholesterol absorption, but not high absorption, experienced reduced CHD events during simvastatin treatment. This suggested a combined role for plant sterols and statins in those with high cholesterol absorption and low synthesis (43).
There has been concern that elevated plant sterol concentrations could increase risk of CHD. Wilund and associates (44) found no association between plant sterol levels and subclinical atherosclerosis in humans. This was supported by studies in wild-type and hypercholesterolemic mice with greater than 20-fold normal levels of plant sterols. On the other hand, a recent study of surgically obtained carotid specimens showed that the higher the ratio of absorbed sterols to absorbed cholesterol, the higher the ratio of both in the arterial specimens obtained (45). It is not known if this is clinically a significant problem.
Cholesterol-Raising Fatty Acids
Saturated Fatty Acids
The major saturated fats in the diet are lauric (C12:0), myristic (C14:0), palmitic (C16:0), and stearic (C18:0) (Fig. 2.1). They have no double bonds and are solid at room temperature. The major foods that are rich in saturated fats primarily include those of animal origin, such as meat fats and dairy fats, and selected vegetable fats, such as coconut, palm kernel, palm oils, and vegetable shortening. Palmitic acid is the predominant saturated fat in animal and dairy fats, whereas lauric acid is the predominant fat in coconut oil and palm kernel oil. Stearic acid is found in cocoa butter, which is most often consumed as chocolate.
Mechanism
Detailed studies looking at mechanism have determined that saturated fats suppress LDL-receptor activity thereby raising LDL-C (46).
Feeding Studies
A multicenter, randomized, crossover-design trial in 103 healthy adults 22 to 67 years old showed that