Chapter 6 Attenuation/Scatter/Resolution Correction
Physics Aspects
INTRODUCTION
A number of factors can cause artifacts in cardiac single-photon emission computed tomography (SPECT) imaging.1 Among these are the attenuation and scattering of the photons in the patient’s tissues and the finite and distance-dependent spatial resolution SPECT systems. A significant amount of research and development has gone into perfecting clinically robust compensation strategies for these. The present status of clinical trials has led the American Society of Nuclear Cardiology and the Society of Nuclear Medicine to jointly develop and publish a position statement on attenuation correction (AC), which concluded “that the adjunctive technique of attenuation correction has become a method for which the weight of evidence and opinion is in favor of its usefulness.”2 To achieve an improvement in diagnostic accuracy with AC, it is required for physicians to modify their “approach to image interpretation accounting for the effects of these methods on the resultant images,”2 and “use hardware and software that have undergone clinical validation and include appropriate quality-control tools (see Chapter 7).”2
It is our belief this recognition of the utility of AC will be followed by that of the need for also correcting for scatter and distance-dependent spatial resolution. Our position is that the more completely the physics of imaging is correctly included in reconstruction, the more accurate will be the diagnosis from the reconstructed slices. Thus, the goals of this chapter are to (1) provide an introduction to the physics of imaging and how this can be incorporated into reconstruction and (2) illustrate that when this is done, diagnostic accuracy can be improved. Other related reviews on this have been published by Bacharach and Buvat,3 King and colleagues,4,5 Bailey,6 and Zaidi and Hasegawa.7
IMPACT OF ATTENUATION, SCATTER, AND RESOLUTION ON CARDIAC SINGLE-PHOTON EMISSION COMPUTED TOMOGRAPHY (See Chapter 7)
Interactions and Exponential Attenuation
For a photon—whether gamma ray from technetium (99mTc) or x-ray subsequent to the decay of thallium (201Tl)—to become part of a cardiac image, it must first escape the body (see photon A in Fig. 6-1). The chances of this occurring are reduced in proportion to the likelihood that it will interact in the patient’s body before it can escape. At the photon energies of interest in nuclear cardiology, the major interactions in tissues are Compton scattering and photoelectric absorption.8,9 In Compton scattering, a photon interacts with an electron that is loosely bound compared to the photon’s energy. The result of this interaction is the ejection of the electron from the atom and the creation of a new photon having a lower energy and different direction (see photons B and C in Fig. 6-1). The probability of interaction per unit path length (characterized by the linear attenuation coefficient for Compton scattering) depends on the tissue density and number of electrons per gram and decreases slowly with increasing photon energy. In photoelectric absorption, the photon imparts all of its energy to an electron, which is then ejected from the atom. The ejected photoelectron carries a kinetic energy that is equal to the energy of the incident photon minus the binding energy with which it was held to the atom. No scattered photon is emitted in the photoelectric interaction (see photon D in Fig. 6-1). However, characteristic radiation will likely be emitted when the electrons of the atom rearrange to fill the vacancy left by the photoelectron. The linear attenuation coefficient for photoelectric absorption increases as the cube of the atomic number of the atom, depends on tissue density, and decreases as the inverse cube of the photon energy.
where μ is the linear attenuation coefficient (sum of all the coefficients for individual interactions) and x is the thickness of the attenuator the photons pass through. If the attenuator is made up of a number of materials of various compositions, then the product μx in Eq. 1 is replaced by a sum of the attenuation coefficient for each material times the thickness of the material the transmitted photons pass through (path length the photons travel in the material). As a result of the differences in attenuation coefficient with type of tissue, the TF will vary with the materials traversed, even if the total patient thickness between the site of the emission and the camera is the same. Thus, one needs to have patient-specific information on the spatial distribution of attenuation coefficients (an attenuation map) to calculate the attenuation, which decreases the probability of photon detection.
Attenuation Artifacts (See Chapter 6)
The change in TF with direction of the photons and between different locations in the patient results in a variation in attenuation. This can be visualized in planar images as, for example, breast shadows and decreased counts in the presence of an elevated diaphragm. In SPECT slices, these artificial shadows are difficult to recognize; however, there is a pattern of altered relative counts consistent with the influence of attenuation in the mean bull’s eye polar maps of patients with a low likelihood of CAD. Eisner and colleagues reported decreased relative counts in the anterior wall of 201Tl polar maps for females due to breast attenuation, and a relative decrease in the inferior wall of males, which may be due to diaphragmatic attenuation.10 The problem is that the location, extent, and severity of these reduced-count regions vary from patient to patient as a function of their anatomy. Thus, the variation in the pattern of apparent localization in disease-free patients is increased, resulting in more false-positive results (lower specificity) at any given level of true-positive results (sensitivity).
The types of changes in the reconstructed activity distributions when attenuation is present are illustrated in Figure 6-2. The top row of this figure shows what can be expected in the simple case of an elliptically shaped uniform-activity distribution without and with the presence of attenuation caused by a uniform attenuation distribution within the object. Note that attenuation causes a scaling of the reconstructed activity distribution such that there is a decrease by more than a factor of 2 at the outside, and a further decrease as one moves toward the center or most attenuated portion of the distribution. Hence an extended object that has a uniform distribution to begin with would have a loss in uniformity dependent on the relative depths of locations within it. The middle row of the figure shows the more complex case of a uniform source distribution that is attenuated by a non-uniform attenuation distribution simulating that of a cross-section through a female patient. This attenuation distribution and subsequent source and attenuator distributions the employed in the figures of this chapter were obtained from the mathematic cardiac-torso (MCAT) digital anthropomorphic phantom.11 Notice that because the lungs have an attenuation coefficient approximately one-third that of soft tissue, there is now less attenuation within them than would have occurred had the entire cross-section consisted of soft tissues. Thus with attenuation, there appears to be a higher concentration of activity within them than the surrounding soft tissue, when actually the concentration was uniform. Notice also the sharp transition in apparent concentration of activity between the medial boundary of the lung and the heart region. The heart lateral wall is attenuated significantly more than the lung next to it. This explains why AC correction is very sensitive to having the correct registration between emission imaging and attenuation maps. A small movement can cause a big difference in the correction applied. The bottom row shows the even more complex case of both non-uniform source and attenuation distributions from the MCAT phantom simulating that of 99mTc-sestamibi imaging. At the far left, in the absence of attenuation, the distribution of activity within the heart wall is uniform; however, when attenuation is included, a non-uniform distribution results, with the apex and lateral wall being brighter than the deeper lateral wall. Notice also that with attenuation present, there is now a mild change in the size and shape of the heart, as well as a significant distortion of the liver. With attenuation, there now is activity reconstructed as being outside the body. Such geometric distortion is greater for 180-degree reconstruction (as performed for these slices) than 360-degree reconstruction, owing to the greater inconsistencies in the emission profiles in the absence of their averaging by combining conjugate views.12 The positive and negative tails from hot sources, which result from the incomplete cancellation of the inconsistent data in the emission profiles, can also lead to significant distortions in cardiac wall counts when there is significant extracardiac localization, such as with hepatic uptake. Germano and colleagues showed in phantom studies that an apparent reduction in counts occurs with the presence of a “hot” liver in the slices with the heart.13 Nuyts and colleagues14 observed that use of 360 degrees as opposed to 180 degrees with filtered backprojection (FBP) reconstruction reduced the magnitude of the artifact. The artifact was further reduced by use of attenuation compensation with maximum-likelihood expectation-maximization (MLEM) reconstruction.
The artifactual decrease in apparent activity within the heart walls due to nearby extracardiac activity is further illustrated in the short-axis slices and circumferential count profiles at the top of Figure 6-3 for 180-degree reconstruction of Monte Carlo simulations15 of the MCAT phantom.11 The top set of slices are with the liver uptake simulated as the same as that of the background. The next lower set of three slices shows the artifactual decrease in the inferior wall caused by the alteration of the liver activity to be the same as that of the heart. This alteration is illustrated graphically in the plots of the maximum count circumferential count to the right. There, one sees the typical pattern of a decrease in activity in the inferior versus the anterior wall due to the greater depth of the inferior wall, but this difference is dramatically accentuated by the increase in liver activity. This alteration in the apparent distribution of activity within the slices can be understood by the theory of the impact of attenuation on positron emission tomography (PET) and SPECT slices developed by Nuyts et al.,16 Bai et al.,17 and Bai and Shao.18 By this theory, attenuation causes a scaling of the counts at a given position, as illustrated in Figure 6-2, and a shifting of the local counts due to the attenuation of the other activity within the slice. It is this shifting that creates a negative bias that is the cause of the artifactual decrease in the inferior wall of the heart.
That AC, when included within iterative reconstruction, can correct this artifactual decrease as illustrated in the middle set of three short-axis slices at the left in Figure 6-3, and in the corresponding circumferential profile at the right. Notice that with AC, the wall now becomes fairly uniform in uptake. Notice also that the liver now becomes more intense than the heart, even though they were simulated as having the same concentration of activity. The reason for the apparent difference is the partial volume effect (PVE),9 which causes structures smaller in any dimension than two to three times the full-width-at-half-maximum (FWHM) measure of the system spatial resolution to be blurred such that their apparent activity is less than the actual value.
Broad Beam Attenuation and Scatter
Equation 1 is accurate only (1) for a beam of photons with the same energy and (2) under the “good geometry condition” that, as soon as a photon undergoes any interaction, is no longer counted as a member of the beam.8,9 Attenuation coefficients measured subject to these conditions are the “good-geometry” attenuation coefficients. Compton scattered photons, even though they are reduced in energy, are not necessarily excluded from being counted, owing to the finite width of the energy windows used because of the limited ability to distinguish different energy photons (finite energy resolution) of the cameras (Fig. 6-4). In fact, the ratio of scattered photons included in the energy window to primary photons in the energy window (scatter fraction) is typically 0.34 for 99mTc19 and 0.95 for 201Tl20 for cardiac SPECT. Thus, Eq. 1 has to be modified to match the “broad beam” attenuation, which actually occurs in emission imaging by the inclusion of the buildup factor B, which is dependent on both μ and x. The result is8,9:
When scatter is not removed from the emission profiles before reconstruction, or its presence is incorporated into the reconstruction process itself, an overcorrection will occur. This is illustrated by the three sets of short-axis slices and the circumferential profiles at the bottom of Figure 6-3. As discussed previously, the top row of these slices illustrates how successful AC included within MLEM reconstruction can be at correcting the artifactual change in apparent uptake of the inferior wall of the row of slices just above it. However, the success of AC returning this slice to an apparent uniform concentration of activity within the walls is due in part to just primary photons being present. When the scattered photons acquired within the photopeak of the simulated acquisition are included, the short-axis slices next to the bottom are obtained. Notice how scatter has caused the inferior wall to now appear brighter than the anterior wall, which is the opposite of the effect of attenuation. The presence of scatter has also decreased wall contrast compared to the heart chamber region and visually decreased the separation of the heart from the liver. The bottom row of short-axis slices shows this is due to the non-uniform presence of scatter being concentrated closer to the liver. The circumferential profiles at the bottom right in the figure show that quantitatively, scatter has added approximately 30% more counts to the heart wall and that the inferior wall was increased the most.
Finite and Distance-Dependent Spatial Resolution
The third source of degradation discussed in this chapter is the finite, distance-dependent spatial resolution of the imaging system. When imaging in air, the system spatial resolution consists of two independent sources of blurring.9 The first is the intrinsic resolution of the detector and electronic components of the camera head. The second is the spatially varying geometric acceptance of the photons through the holes of the collimator. The collimator is the “lens” of the gamma camera; however, unlike optical lenses that form images by bending the light photons, collimators work by stopping all but the few photons that can pass through their holes without being absorbed by the septa of the collimator (absorptive collimation). This is illustrated in Figure 6-5, which shows two images of a very small point source of 99mTc at the same location 10 cm from the detector face, first with no collimator and then with a low-energy high-resolution (LEHR) parallel-hole collimator on the camera head. The obvious need for the collimator is made clear by this figure, and so is the price paid for the use of the collimator in terms of loss in detection efficiency. Without the collimator, 7.2 million counts were collected in 1 minute. With the collimator, only 18,000 counts were collected in 1 minute, or 0.25% of that when the collimator was not on the system. The actual difference is greater because when the collimator was off, the count rate was near the maximum count rate of the system, so the recorded number of counts was depressed by resolving time count losses.9
As good as the image of the point source looks in Figure 6-5B compared to 6-5A, the ideal response would have been significantly better, since the point source was approximately only 1 mm in any dimension, and its bright representation in Figure 6-5B is larger than 10 mm across. The image resulting from imaging a point source of activity such as illustrated in Figure 6-5B is called a point spread function (PSF),9 and it portrays how a very small source of activity is blurred out during the course of imaging. Figure 6-6A illustrates plots through the center of Monte Carlo–simulated PSFs for an increasing distance of the point source in air from the face of a LEHR parallel-hole collimator. Notice how the PSF changes significantly in width and height as a function of distance. However, the area under the curves stays constant, consistent with no change in sensitivity with distance in air from the face of a parallel-hole collimator.
Figure 6-6B illustrates the impact of distance-dependent spatial resolution on one coronal slice through the MCAT phantom. As illustrated at the upper left in this figure, the concentrations of activity in the wall of the left ventricle (LV) and liver were the same, and that of the general tissue background was set to one-tenth that of the heart. All other organs had a concentration of activity of zero, as illustrated by the lungs, blood pool, and bones showing up as black. The slice at the upper right is that of the upper left blurred as if it were 10 cm from the face of a camera, as imaged with a LEHR collimator. The lower left slice is blurred as if acquired at 20 cm from the face of the collimator, and the lower right is 30 cm from the face. The FWHMs of the PSFs at these distances were 0.8 cm, 1.34 cm, and 1.88 cm. Notice how with increasing distance, the heart wall appears to become thicker and of apparently lower concentration relative to the liver. The apparent change in concentration is an illustration of the PVE or dependence of the apparent concentration of a structure on its size relative to the extent of blurring (FWHM).9 Note that the thickness of the wall in the slice varies due to the angulation of the heart relative to the coronal plane. Thus, the PVE causes the heart wall to appear as though it does not have a uniform concentration, when it actually had to begin with. Notice also that with increased distance, the liver and heart blur together to an increasing extent.