EPIDEMIOLOGY AND USUAL CAUSES
Pulmonary embolism (PE) and deep venous thrombosis (DVT) are two manifestations of one disease, venous thromboembolism (VTE). DVT is confirmed by venography in more than 80% of patients with PE that is proven by angiography (
1). However, on average, only 35% to 45% of patients with PE demonstrate DVT by ultrasonography or impedance plethysmography (
2), and even fewer (about 15%) show clinical evidence of DVT (
3).
The incidence of PE in the United States is estimated to be about 600,000 per year (
4). This may well be an underestimate because PEs are not clinically diagnosed in a majority of patients with PE at autopsy (
5). Furthermore, in a study to determine the accuracy of detecting PE at autopsy, careful dissection identified PE in 52% of right lungs but only in 12% of the left lungs evaluated by routine techniques (
6).
VTE occurs in the milieu of stasis of blood flow, damage to the vascular wall, and activation of the clotting system, particularly in the presence of acquired or inherited thrombophilic factors. Approximately 80% to 90% of PEs originate in the veins of the lower extremity, the initial thrombi originating in the calf veins. They may, however, originate in more-proximal sites, particularly in patients undergoing gynecologic surgery, parturition, and prostate surgery. Upper extremity DVTs are an increasing cause of PE, associated with the placement of central venous catheters (often with sepsis), malignancy, thrombophilic states, prior leg vein thrombosis, and malignancy (
7).
Recognition of the predisposing factors (“causes”) of VTE form the cornerstone of diagnosis. Surgery within the previous 3 months and immobilization interactive factors are identified in more than half of patients with VTE. Other common risk factors include congestive heart failure, obesity, malignancy, lower extremity trauma, therapeutic estrogen, cerebral vascular accidents, pregnancy and the puerperium, venous varicosity/insufficiency, history of thrombophlebitis, and travel lasting 4 hours or more (the “economy class syndrome”) (
3,
8,
9,
10,
11).
The annual incidence of idiopathic VTE is about 0.04% in the general population and increases to 0.1% to 0.4% in family members of symptomatic carriers of prothrombotic mutations. One or more markers of hypercoagulability can be identified in more than 60% of patients with VTE, particularly when it is idiopathic (no associated triggers or risk factors). The most common are factor V Leiden and activated protein C resistance (APCR), which are found in 11% to 21% of VTEs and are present in 5% of white people but are rare in black and Asian populations; APCR may be acquired (
Table 34.1).
The estimated risk of DVT is sevenfold in factor V Leiden carriers and is increased further by pregnancy and the use of birth control pills. Although the reason is not clear, paradoxically, the prevalence of factor V Leiden or APCR in patients with isolated PE seems to be about half of that in patients with isolated DVT (without symptoms of
PE). DVT and PE are about equally prevalent in the prothrombin mutation G to A at point 20210, which carries a three- to fourfold risk of VTE. A 15-fold relative risk of VTE is found during pregnancy with this mutation, and when the mutation is combined with factor V Leiden, the risk is greater than 100-fold. Hyperhomocysteinemia is found in about 25% of patients with idiopathic VTE. A plasma homocysteine level greater than the 95th percentile (more than 17 µM) increases the risk of DVT by two- to three-fold and is associated with a nearly threefold risk of recurrence (
Table 34.1). The relative contribution of lower levels of homocysteine is not established. However, in men with hyperhomocysteinemia and factor V Leiden, a 20-fold increase in VTE is seen. High levels of factor XI are also a risk factor for DVT; the risk doubles at high levels, which are present in 10% of the population.
Other, less common genetic causes of hypercoagulability that increase the risk for VTE include elevated factor VIII levels, deficiencies of antithrombin III, deficiencies of proteins C and S, and abnormal plasminogen levels. Antiphospholipid antibodies, including anticardiolipin, associated with the lupus anticoagulant and ovarian stimulation for
in vitro fertilization are acquired risk factors. It is reasonable initially to search for factor V Leiden and APCR, homocysteinemia, and the prothrombin mutation G20210 in a patient with idiopathic VTE, VTE in a patient younger than 45 years, a patient with recurrent VTE, or a patient with a family history of VTE if oral contraceptives or pregnancy are being considered (
11,
12).
PRESENTING SIGNS AND SYMPTOMS
Combinations of clinical findings in patients with PE are both extremely sensitive and extremely nonspecific. Dyspnea or tachypnea (respiratory rate, more than 20 breaths per minute) occurred in 90% of patients with PE in the Prospective Investigation of Pulmonary Embolism Diagnosis (PIOPED) study; dyspnea or tachypnea or signs of DVT (despite their inaccuracy) occurred in 91%; dyspnea or tachypnea or pleuritic pain occurred in 97%; and dyspnea or tachypnea or pleuritic pain, or radiographic evidence of atelectasis or parenchymal abnormality, occurred in 98%. The frequency of individual findings in PIOPED
and the urokinase/streptokinase studies are shown in
Table 34.2 (
3,
8,
9). In PIOPED, in patients without prior cardiopulmonary diseases, only tachypnea (70%), dyspnea (73%), chest pain (66%), and crackles were found in the majority of patients with PE, and only crackles showed a statistical difference from the findings in the patients without PE. These signs and symptoms are found in many diseases, are very common in sick patients, and are almost uniformly present in patients in intensive care units.
Clinical Model
Once suspicion of PE occurs based on the predisposing factors, symptoms, and signs, we
recommend an escalating approach, starting with a validated clinical model, followed by a D-dimer. We prefer the Wells model (
13) (see
Table 34.3), although others such as the Geneva score or empiric estimates may perform well (
14,
15). In a multicenter study of 930 patients in whom only 86 (15%) had PE, emergency department physicians using the Wells criteria reported a high pretest probability in 64 (7%), moderate in 339 (36%), and low in 527 (57%) of patients. PE was found in 24 (40.6%) of high, 55 (16.2%) of moderate, and seven (1.3%) of low-probability patients (
13). More recently, this group reported on 1,126 outpatients and inpatients with a prevalence of VTE of 15.2%. By using a cut point of 4 (vs. 2, as in their prior study), 670 (60%) were categorized as low probability, and PE was diagnosed in 5% of them (
16). Fifty percent of inpatients had a low probability versus 69% of outpatients. The prevalence of PE was 20% among inpatients vs. 11% among outpatients.
D-Dimer
The quantitative rapid enzyme-linked immunosorbent assay (ELISA) generally provides the most satisfactory likelihood ratios: DVT, positive, or sensitivity -0.96, and negative,-0.12 and for PE, sensitivity of 0.96 and negative, 0.09 (
17). Alternative D-dimer assays produce equivalent results. In isolation, however, the D-dimer may be misleading. In a study of 1,177 patients with a prevalence of PE of 17%, a negative D-dimer with a normal ventilation-perfusion (V/Q) scan had a posttest probability of PE of 0.4%. With a nondiagnostic V/Q scan, the posttest probability of PE was 2.8%, and if the V/Q scan was high probability, the posttest probability of PE was 65.4% (
18).
The D-
dimer should be used in association with other testing. A positive D-dimer only indicates the need for additional testing. Unreliable positive D-dimer tests are often found in patients with cancer, atrial fibrillation, postoperative states, pregnancy, and sepsis or similar conditions.
Clinical Model and D-Dimer
The clinical model should be mated with a D-dimer assay as the initial paradigm for diagnosing PE. A low or intermediate clinical probability (see
Table 34.3) with a negative D-dimer effectively excludes PE; the posttest probability of PE ranges from 0.7 to 2.0% (
19). We believe further testing is not necessary. However, some would also obtain a venous ultrasound of the lower extremities. If the clinical probability is high, a D-dimer need not be done, because even if negative, the likelihood of PE is greater than 15% (
17). If the D-dimer is positive, then imaging studies are necessary.