Treatment of Patients With Reduced and With Preserved Ejection Fraction Heart Failure in Patients With Type 2 Diabetes

DEFINITION

Heart failure (HF) is not a singular pathological condition but rather a clinical syndrome characterized by current or prior symptoms and/or signs resulting from structural and/or functional cardiac abnormalities. This diagnosis is supported by elevated natriuretic peptides and/or objective evidence of cardiogenic pulmonary or systemic congestion through diagnostic modalities like imaging or invasive hemodynamic measurements.

HF is one of the most common initial manifestations of cardiovascular disease (CVD) in individuals with type 2 diabetes mellitus (T2DM), presenting as HF with preserved ejection fraction (HFpEF), mildly reduced ejection fraction (HFmrEF), or reduced ejection fraction (HFrEF) ( Table 16.1 ).

Table 16.1

Heart Failure Phenotypes According to Ejection Fraction Distribution

from McDonagh TA, Metra M, Adamo M, et al. 2021 ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure: Developed by the Task Force for the diagnosis and treatment of acute and chronic heart failure of the European Society of Cardiology (ESC) With the special contribution of the Heart Failure Association (HFA) of the ESC. Eur Heart J . 2021;42(36):3599-3726. https://doi.org/10.1093/eurheartj/ehab368 .

HF HFpEF HFmrEF HFrEF
Phenotype
Criterion 1 Symptoms and/or Symptoms Symptoms
Signs and/or signs and/or signs
Criterion 2 LVEF ≥ 50% LVEF 41%–49% LVEF ≤ 40%
Criterion 3 Objective evidence of None None
cardiac structural
and/or functional
abnormalities
consistent with the
presence of LV
diastolic dysfunction
or raised filling
pressures, including
raised natriuretic
peptides

HF , Heart failure; HFmrEF , heart failure with mildly reduced ejection fraction; HFpEF , heart failure with preserved ejection fraction; HFrEF , heart failure with reduced ejection fraction; LV , left ventricular; LVEF , left ventricular ejection fraction.

Symptoms include, for example, breathlessness, ankle swelling, and fatigue. Signs may not be present at an early stage or in patients receiving diuretics.

Major causes of HF in diabetes include ischemic heart disease (IHD), hypertension, direct or indirect effects of hyperglycemia, as well as obesity-related factors affecting the myocardium. IHD often presents as accelerated, severe, diffuse coronary atherosclerosis and/or symptomatically silent coronary artery disease (CAD) that are all associated with higher risk of myocardial infarction (MI) and ischemic myocardial dysfunction. Observational data also indicate that lower-extremity artery disease, prolonged duration of diabetes, aging, increased body mass index (BMI), and chronic kidney disease (CKD) are associated with HF in patients with diabetes. Pathophysiological mechanisms may contribute to myocardial dysfunction even in the absence of IHD or hypertension. The concept of diabetic cardiomyopathy has been debated for decades. A recent consensus document introduced the term diabetic myocardial disorder, which is defined as systolic and/or diastolic myocardial dysfunction in the presence of diabetes, also stating that diabetes is rarely exclusively responsible for myocardial dysfunction but usually acts in association with obesity, arterial hypertension, chronic kidney disease, and/or coronary artery disease, causing additive myocardial impairment.

EPIDEMIOLOGY AND SCREENING

Diabetes significantly increases the risk for HF. Studies consistently show that individuals with versus without diabetes face a two- to fourfold higher risk. The prevalence of chronic HF rises steadily with age among both patients with and without diabetes. Patients with T2DM develop chronic HF more frequently and earlier than their counterparts without T2DM—e.g., one study reported an incident rate ratio of 1.1 for those under 45 years, decreasing to 1.8 for those aged 75 to 84 years, highlighting higher absolute risks among older adults without diabetes. Data from 679,072 individuals with T2DM from the Swedish National Diabetes Register and 2,643,800 matched controls demonstrate that among individuals with T2DM, incidence rates for HF per 10,000 person-years in 2001 and 2019 were 98.3 (95% CI, 89.4–112.0) and 75.9 (95% CI, 74.4–77.5). The incidence for HF plateaued around 2013, a trend that then persisted ( Fig. 16.1 ).

Fig. 16.1

Age- and sex-standardized incidence rates for heart failure ( HF ) among individuals with type 2 diabetes mellitus ( T2DM ) compared with controls from the general population.

Adapted from Sattar N, McMurray J, Borén J, et al. Twenty years of cardiovascular complications and risk factors in patients with type 2 diabetes: a nationwide Swedish cohort study. Circulation . 2023;147(25):1872–1886. https://doi.10.1161/circulationaha.122.063374 . (In eng).

Mortality and hospitalization for HF are clinically meaningful endpoints with respect to the prognosis of patients with HF and as such used in clinical and epidemiological studies. Patients with diabetes exhibit a significantly higher risk for these endpoints compared with patients with HF without diabetes. As such, various population-based studies demonstrate higher mortality in patients with diabetes and HF. The Danish Investigations of Arrhythmia and Mortality on Dofetilide (DIAMOND) study examined in 5499 patients hospitalized because of congestive HF the mortality rate depending on the presence of diabetes. This study could show that 31% of all patients with HF and diabetes died within 1 and 50% after 3 years, suggesting a markedly increased mortality in patients with diabetes and HF . Additional data on the prognosis of diabetes and established HF came from the large HF trials the survival and ventricular enlargement study (SAVE), the VALsartan In Acute myocardial iNfarcTion trial (VALIANT), and Candesartan in heart failure-assessment of reduction in mortality and morbidity (CHARM). All of these studies confirmed a higher mortality risk in patients with diabetes. For example, data from the CHARM trial suggest that 40% of all patients with diabetes reached the CV endpoint of CV death or rehospitalization for HF within 3 years. Among these patients, those with reduced left-ventricular ejection fraction exhibited the highest risk followed by patients with diabetes and preserved ejection fraction. The risk of patients without diabetes both with preserved and reduced ejection fraction was significantly lower compared with persons with diabetes. A similar trend has been shown for the overall mortality. Such data underscore that patients with diabetes and HF exhibit a worse prognosis and that the risk for hospitalization of HF or CV death ranges from 12% to 15% within 1 year.

Screening for Heart Failure in Patients With Diabetes

As outlined above, patients with diabetes are at increased risk of HF (stage A HF), but not every patient will develop HF (stages B to D). Therefore the 2023 European Society of Cardiology (ESC) guidelines on the management of CV disease in patients with diabetes recommends a regular, systematic survey for HF symptoms (including breathlessness, dyspnea on exertion, orthopnea, paroxysmal nocturnal dyspnea, fatigue, tiredness, increased time to recover following exercise) or signs (peripheral edema, weight gain, rales, hepatojugular reflux, third heart sound, or laterally displaced apical impulse). If one or more signs or symptoms are present, measurement of natriuretic peptides is recommended, if available. While values below the following cutoffs make the diagnosis unlikely, it should be considered that concentrations can be disproportionately low in patients with obesity and women and disproportionally high in patients with advanced CKD, advanced age, and atrial fibrillation (AF):

  • B-type natriuretic peptide (BNP) < 35 pg/mL (AF threshold < 105 pg/mL)

  • NT-ProBNP < 125 pg/mL (AF threshold < 365 pg/mL)

In all patients with suspected HF, the following diagnostic tests should be performed:

  • ECG to detect abnormalities such as AF, signs of LV hypertrophy, Q waves, or widened QRS, each of which may be a sign of HF.

  • Echocardiography to assess cardiac function including LV function, chamber size, LV hypertrophy, regional wall motion abnormalities (that may suggest CAD), right ventricular function, estimated pulmonary pressure, valvular function, and markers of diastolic dysfunction.

  • Chest X-ray to investigate other causes of dyspnea (e.g., pulmonary disease). In addition, it may give supportive evidence of HF (e.g., cardiomegaly, pulmonary congestion, pleural effusion).

  • Routine blood tests, including a full blood count, urea, creatinine, electrolytes, thyroid and liver function tests, lipid profile, and iron status (ferritin and transferrin saturation), are recommended to help distinguish HF from other conditions, provide prognostic insights, and guide treatment decisions. If there is suspicion of a specific condition, such as amyloidosis, additional diagnostic tests should be considered.

In addition to traditional screening using signs and symptoms of HF, different risk scores have been developed. To estimate the risk of HF in outpatients with T2DM mellitus (T2DM), the WATCH-DM risk score was created. This score incorporates factors like BMI, age, hypertension, creatinine levels, HDL-C, fasting plasma glucose, QRS duration, history of myocardial infarction (MI), and coronary artery bypass grafting. Each 1-point increase in this score correlates with a 24% higher likelihood of developing HF within 5 years. Additionally, a risk score based on biomarkers—such as high-sensitivity cardiac troponin T (≥6 ng/L), NT-ProBNP (≥125 pg/mL), high-sensitivity C-reactive protein (≥3 mg/L), and left ventricular hypertrophy seen on ECG—was shown to effectively predict the 5- and 10-year HF risk in patients with diabetes. Patients with a score of 3 or higher were at the highest risk of HF over a 5-year period. After reviewing clinical evidence, the Heart Failure Association of the European Society of Cardiology (ESC) concluded that additional biomarker testing is not currently recommended.

TREATMENT OF HEART FAILURE IN DIABETES

Treatment recommendations for patients with HF are different for patients with HFrEF, HFmrEF, and HFpEF.

Treatment of Heart Failure With Reduced Ejection Fraction

Treatment of HFrEF encompasses therapeutic lifestyle modifications, as well as pharmacological and device therapies with confirmed benefits in RCTs, in which ~30% to 40% of patients had diabetes. Treatment effects of medications and devices for HFrEF have been consistently demonstrated to not differ in patients with versus without diabetes. Importantly, while the RR reductions are consistently similar for those with and without diabetes, given the higher absolute clinical risk associated with diabetes, the ARR in patients with diabetes is typically higher, yielding a lower NNT for benefit among patients with diabetes.

The cornerstone of treatment for HFrEF is pharmacotherapy alongside lifestyle interventions, which should be implemented before considering device therapy ( Fig. 16.2 ).

Fig. 16.2

Therapeutic algorithm for patients with HF with reduced ejection fraction based on the 2021 ESC Guidelines for the diagnosis and treatment of acute and chronic HF. ACE-I , Angiotensin-converting enzyme inhibitor; ARNI , angiotensin receptor-neprilysin inhibitor; CRT-D , cardiac resynchronization therapy with defibrillator; CRT-P , cardiac resynchronization therapy with pacemaker; ICD , implantable cardioverter-defibrillator; HFrEF , HF with reduced ejection fraction; MRA , mineralocorticoid receptor antagonist; QRS , Q, R, and S waves (on a 12-lead electrocardiogram); SR , sinus rhythm. a As a replacement for ACE-I. b Where appropriate. Class I, green; Class IIa, yellow.

Recent HF guidelines recommend starting quadruple therapy at the same time: angiotensin receptor-neprilysin inhibitor [ARNI]/ACE-I, MRA, beta-blocker, SGLT2 inhibitor. These four foundational treatments should be initiated within the first 4 weeks from diagnosis, as many of the benefits are seen within 30 days of starting treatment, and adding new medications yields greater benefits than uptitrating existing medications, as shown in the STRONG-HF trial. The sequence of therapy initiation should be based on the individual patient phenotype, taking into account BP, heart rhythm, and heart rate, as well as kidney function and risk of hyperkalemia. While SGLT2 inhibitors have the same starting and target dose, ARNI/ACEi/ARB, beta-blockers, and MRAs should be started at low dose and uptitrated to the maximum tolerated dose. In the following, the specific characteristics for HFrEF treatment in patients with diabetes are presented.

Angiotensin Receptor-Neprilysin Inhibitors and Angiotensin-Converting Enzyme Inhibitors

The ARNI sacubitril/valsartan has shown superior efficacy compared with enalapril in reducing CV death and HF hospitalization in patients with HFrEF, with or without diabetes. Patients were uptitrated to sacubitril/valsartan 97/103 mg twice daily within 2 to 4 weeks. The beneficial effect of sacubitril/valsartan over enalapril was consistent for patients with and without diabetes and across the spectrum of baseline HbA1c. Angiotensin-converting enzyme inhibitors (ACE-I) were the first class of medications shown to reduce mortality and morbidity and improve symptoms in patients with HFrEF. There is no difference in efficacy between patients with and without diabetes. As renin–angiotensin–aldosterone system (RAAS) inhibitors increase the risk of hyperkalemia and may acutely alter kidney function, routine surveillance of serum creatinine and potassium levels is advised. However, misinterpretation of eGFR changes as injury as opposed to understanding that it is due to favorable hemodynamic effects at the glomerular level often leads to inappropriate discontinuation of these disease-modifying agents, which should be avoided.

Sodium-Glucose Cotransporter-2 Inhibitors

Two randomized placebo-controlled trials have investigated the effect of an SGLT2 inhibitor compared with placebo added to optimal medical therapy (OMT) in patients with HFrEF with and without diabetes. The DAPA-HF (Dapagliflozin and Prevention of Adverse Outcomes in HF) trial included patients if they were in New York Heart Association (NYHA) class II–IV, an LVEF ≤40% despite OMT, and had elevated NT-ProBNP (in sinus rhythm ≥600 pg/mL, in atrial fibrillation ≥900 mg/mL, or ≥400 pg/mL if they had been hospitalized for HF within the previous 12 months). Patients with T1DM or an eGFR < 30 mL/min/1.73 m 2 were excluded. Therapy with dapagliflozin 10 mg once daily versus a placebo reduced the risk for the primary outcome, a composite of worsening HF (hospitalization or an urgent visit resulting in intravenous therapy for HF) or CV death, by 26% (HR, 0.74; 95% CI, 0.65–0.85). In addition, dapagliflozin reduced all-cause mortality (HR, 0.83; 95% CI, 0.71–0.97) and improved symptoms, physical function, and quality of life in patients with HFrEF. All of the clinical benefits observed were independent of baseline diabetes status and background glucose-lowering therapy and consistent across the spectrum of HbA1c.

The EMPEROR-Reduced (Empagliflozin Outcome Trial in Patients with Chronic Heart Failure with Reduced Ejection Fraction) trial evaluated empagliflozin versus a placebo and included patients with HFrEF with and without diabetes, with NYHA class II–IV, and LVEF ≤40% despite OMT; an eGFR ≥ 20 mL/min/1.73 m 2 ; and an elevated NT-ProBNP (ejection fraction [EF] ≤30% or EF ≤40% and HF hospitalization within 12 months, NT-ProBNP ≥600 pg/mL; EF 31%–35%, NT-ProBNP ≥1000 pg/mL; EF 36%–40%, NT-ProBNP ≥2500 pg/mL). Empagliflozin reduced the risk for the primary outcome, a composite of CV death and HF hospitalization, by 25% versus a placebo (HR, 0.75; 95% CI, 0.65–0.86). The effect of empagliflozin on the primary outcome was consistent across patients with and without diabetes at baseline ( Fig. 16.3 ).

Fig. 16.3

Effect of empagliflozin on the primary endpoint in EMPEROR-Reduced (Empagliflozin Outcome Trial in Patients With Chronic HF With Reduced Ejection Fraction). Time to first event of either cardiovascular death or HF hospitalization in (A) patients with diabetes and (B) patients without diabetes. CI , Confidence interval; HR , hazard ratio.

Treatment with empagliflozin also improved quality of life. A meta-analysis of the DAPA-HF and EMPEROR-Reduced trials showed a consistent reduction in HF hospitalization or CV death and all-cause mortality by SGLT2-inhibitor treatment without significant heterogeneity between trials. The combined SGLT1 and-2 inhibitor sotagliflozin was investigated in patients with T2DM who were recently hospitalized for worsening HF, irrespective of their LVEF (SOLOIST-WHF trial). Patients with an eGFR < 30 mL/min/1.73 m 2 were excluded. Sotagliflozin significantly reduced the risk for the composite primary outcome (CV death, HF hospitalization, or urgent visit for HF) by 33% compared with a placebo (HR, 0.67; 95% CI, 0.52–0.85). The treatment effect was consistent across the spectrum of LVEF. Thus the SGLT inhibitors dapagliflozin, empagliflozin, and sotagliflozin are recommended, in addition to OMT (with an ARNI/ACEi/ARB, beta-blocker, and MRA), in patients with HFrEF and diabetes to reduce CV death and HF hospitalization. Three studies have investigated whether SGLT2 inhibitors can be safely started in patients hospitalized for acute HF. The EMPA-RESPONSE-AHF trial randomized 80 patients with acute HF with (approximately one-third) and without diabetes to either empagliflozin or placebo for 30 days. Treatment with empagliflozin did not affect visual analog scale dyspnea, diuretic response, NT-ProBNP levels, and length of hospital stay but was safe, increased urinary output, and reduced a combined endpoint of worsening HF, rehospitalization for HF, or death at 60 days. In the SOLOIST-WHF trial mentioned above, 1222 patients with T2DM were randomized to sotagliflozin or placebo with a median follow-up of 9 months (trial stopped prematurely due to loss of sponsor support). Sotagliflozin therapy, initiated before or shortly after discharge, resulted in significantly fewer deaths from CV causes and hospitalizations and urgent visits for HF than a placebo, with no increase in acute kidney injury. The EMPULSE trial randomized 530 hospitalized patients with and without diabetes with a primary diagnosis of acute de novo or decompensated HF, regardless of LVEF when clinically stable, to receive either empagliflozin or a placebo. More patients treated with empagliflozin had a clinical benefit (win ratio, 1.36; 95% CI, 1.09–1.68) compared with a placebo. This effect was consistent for acute de novo and decompensated chronic HF and was observed regardless of LVEF or the presence of diabetes. In these trials, very few cases of euglycemic diabetic ketoacidosis were reported; still, physicians treating patients with diabetes with SGLT2 inhibitors in this setting should be aware of this rare but potentially serious complication.

MINERALOCORTICOID ANTAGONISTS

In large CVOTs, the MRAs spironolactone or eplerenone have shown to reduce death and HF hospitalization in patients with HFrEF, with consistent results in patients with or without diabetes. Eplerenone is more specific for blocking aldosterone and, therefore, causes less gynecomastia. Caution should be exercised when using MRAs in patients with impaired kidney function and in those with serum potassium concentration >5.0 mmol/L.

BETA-BLOCKERS

No dedicated trials have specifically assessed the impact of beta-blockers on HF-related outcomes in patients with HF with HFrEF who also have diabetes. However, posthoc analyses from various studies indicate that beta-blockers provide comparable benefits for HF in patients with HFrEF, with or without diabetes by reducing all-cause death and hospitalization for HF in patients with HFrEF. Treatment benefits strongly support using beta-blockers with proven efficacy in patients with HFrEF and diabetes.

DIURETICS

Although there is insufficient evidence regarding the efficacy of thiazide or loop diuretics in reducing CV outcomes in HF patients, these diuretics are effective in preventing and treating symptoms and signs of fluid congestion with no known differentiation in efficacy or recommendation for use by diabetes status.

ANGIOTENSIN-II RECEPTOR BLOCKERS

The place of angiotensin-II receptor blockers (ARBs) in managing HFrEF has changed over the last few years. They are now recommended for patients who cannot tolerate either ARNI or ACE-I due to serious side effects. ARBs have similar treatment effects in patients with HFrEF with or without diabetes.

IVABRADINE

Ivabradine slows the heart rate by inhibiting the If channel in the sinus node and is therefore only effective in patients with sinus rhythm. Ivabradine reduced the combined endpoint of CV death or HF hospitalization irrespective of diabetes status.

HYDRALAZINE AND ISOSORBIDE DINITRATE

There is no evidence to support the use of this fixed-dose combination therapy in all patients with HFrEF but rather limited to self-identified Black patients as per product labeling. An RCT conducted in self-identified Black patients with HFrEF showed that adding the combination of hydralazine and isosorbide dinitrate to conventional therapy (ACE-I, beta-blocker, MRA) reduced mortality and HF hospitalization in patients with HFrEF in NYHA class III–IV. The beneficial effects were consistent in patients with or without diabetes.

DIGOXIN

Digoxin may reduce the risk of HF hospitalization in patients with HFrEF treated with ACE-Is, irrespective of diabetes status.

DEVICE THERAPY

Device therapies (implantable cardioverter defibrillator [ICD], cardiac resynchronization therapy [CRT], and CRT with an implantable defibrillator [CRT-D]) have similar efficacies and risks in patients with HFrEF with or without diabetes. These therapies should be considered according to treatment guidelines in the HFrEF population. Briefly, an ICD is recommended in patients who have recovered from a ventricular arrhythmia causing hemodynamic instability and who are expected to survive for more than 1 year with good functional status in the absence of reversible causes or unless the ventricular arrhythmia occurred within 48 hours after MI, to reduce the risk of sudden death and all-cause mortality. In primary prevention, an ICD is recommend to reduce the risk of sudden cardiac death and all-cause mortality in patients with symptomatic HFrEF (NYHA class II–III) and LVEF ≤35% despite ≥3 months of optimal medical therapy, provided they are expected to survive more than 1 year with good functional status. ICD implantation is not recommended within 40 days after MI and in patients with NYHA class IV with severe symptoms refractory to pharmacological therapy unless they are candidates for CRT, left ventricular assist device, or heart transplantation. CRT is recommended for symptomatic patients with HF in sinus rhythm with a QRS duration ≥130 ms and left or right (less evidence with lower class of recommendation) bundle branch block morphology (and LVEF ≤35% despite optimal medical therapy to improve symptoms and reduce mortality). In addition, CRT rather than RV pacing is recommended for patients with HFrEF, regardless of NYHA class or QRS width, who have an indication for ventricular pacing for high-degree AV block. In contrast, a CRT is not recommended in patients with a QRS duration <130 ms who do not have an indication for pacing due to high-degree AV block. Heart transplantation could be considered in end-stage HF, but a large, prospective study of transplanted patients indicated a decreased likelihood of 10-year survival in those with diabetes.

Treatment of Heart Failure With Mildly Reduced Ejection Fraction and Heart Failure With Preserved Ejection Fraction

Until 2016, HF phenotypes were defined as those with HF with preserved EF (HFpEF) and those with reduced LVEF (typically considered as < 40%; HF with reduced EF [HFrEF]). This classification was revised in 2016, and patients with an LVEF in the range of 40% to 49% were defined as HFmrEF. Since many trials were conducted before this revised definition was used, results are often based on patient populations with an EF > 40% not separating HFmrEF from HFpEF. Retrospective analyses from RCTs in both HF with HFrEF and HFpEF suggest that patients with an LVEF between 40% and 50% may benefit from similar therapies as those with an LVEF ≤40%. However, no definitive RCT has yet evaluated therapies exclusively for patients with HFmrEF or HFpEF.

Over the past decade, several large RCTs have failed to achieve statistical significance regarding their primary outcomes in patients with HFpEF. These include PEP-CHF (perindopril), CHARM-Preserved (candesartan), I-PRESERVE (irbesartan), TOPCAT (spironolactone), the DIG Ancillary Trial (digoxin), and PARAGON-HF (sacubitril/valsartan). Although the PARAGON-HF trial, which involved patients with an ejection fraction (EF) of ≥45%, did not meet its primary endpoint overall, it revealed a significant EF-by-treatment interaction. Specifically, sacubitril/valsartan reduced the likelihood of the primary composite outcome—CV death and total HF hospitalization—by 22% among participants with LVEF at or below the median of 57%.

SGLT2 Inhibitors

The strongest evidence to date for the treatment of HFpEF comes from trials involving SGLT2 inhibitors. The EMPEROR-Preserved trial included patients classified as NYHA class II to IV, with an LVEF > 40% and elevated NT-ProBNP levels (> 300 pg/mL in sinus rhythm; >900 pg/mL in atrial fibrillation). Patients with an estimated glomerular filtration rate (eGFR) < 20 mL/min/1.73 m² were excluded. Compared with a placebo, empagliflozin reduced the risk of the primary outcome—a composite of cardiovascular death or hospitalization for HF—by 21%, largely due to a 29% lower risk of hospitalization for HF. This effect was independent of diabetes status, and baseline HbA1c levels did not influence outcomes.

Similarly, the DELIVER trial involved 6263 patients who were also classified as NYHA class II–IV and had an LVEF > 40%, elevated NT-ProBNP levels (> 300 pg/mL in sinus rhythm; > 600 pg/mL in atrial fibrillation), and an eGFR ≥25 mL/min/1.73 m². Dapagliflozin reduced the primary outcome—a composite of worsening HF or CV death—by 18%, primarily driven by a decrease in hospitalizations for HF. This effect was also independent of diabetes status. A meta-analysis encompassing data from both DELIVER and EMPEROR-Preserved indicated that SGLT2 inhibitors significantly lowered the composite outcome of CV death and first hospitalization for HF compared with a placebo (HR, 0.80; 95% CI, 0.73–0.87). Consistent reductions were observed for both components: CV death (HR, 0.88; 95% CI, 0.77–1.00) and first hospitalization for HF (HR, 0.74; 95% CI, 0.67–0.83). The treatment effects on this primary outcome did not vary between different LVEF subgroups and among patients with or without diabetes.

The combined SGLT1 and SGLT2 inhibitor sotagliflozin was studied in patients with T2DM who had recently been hospitalized due to worsening HF, regardless of their LVEF status; notably, 20.9% had an LVEF ≥50%. Sotagliflozin led to a reduction in the risk of the primary composite outcome—CV death, HF hospitalization, and urgent visits for HF—by 33%, demonstrating consistent effects across various baseline LVEFs.

DIURETICS

As is standard practice in other forms of HF, diuretics should be used to manage congestion.

SEMAGLUTIDE

The GLP-1 receptor agonist semaglutide has been tested in patients with HF and preserved ejection fraction in the STEP-HFpEF DM trial. In this trial, 616 participants with obesity-related HF (BMI ≥30 kg/m 2 ) and T2DM and HFpEF (LVEF ≥45%) were randomized to a placebo or the once-weekly GLP-1 receptor agonist semaglutide (2.4 mg for 52 weeks). Primary outcomes were the change from baseline in the Kansas City Cardiomyopathy Questionnaire Clinical Summary Score (KCCQ-CSS) and the change in body weight. The mean change in KCCQ-CSS was 13.7 points with semaglutide and 6.6 points with a placebo (estimated difference, 7.3 points; 95% CI, 4.1–10.4; P < 0.001), and the mean percentage change in body weight was–9.8% with semaglutide and–3.4% with a placebo ( P < 0.01) ( Fig. 16.4 ). In addition, the confirmatory secondary endpoint of difference in change in 6-minute walk distance was 14.3 m in favor of semaglutide. In addition, semaglutide led to a significantly greater reduction in hsCRP. This trial demonstrates that among patients with obesity-related HFpEF and T2DM, treatment with semaglutide significantly reduced HF-related symptoms and physical limitations in addition to a greater weight loss compared with a placebo after 1 year. Data on the improvement of the prognosis of these patients are currently lacking.

Fig. 16.4

Change from baseline to week 52 in the dual primary endpoints. (A) Change in KCCQ-CSS and (B) change in body weight. Shown are the observed (i.e., as-measured) mean changes from baseline in the Kansas City in the STEP-HFpEF DM trial Cardiomyopathy Questionnaire clinical summary score (KCCQ-CSS; scores range from 0 to 100, with higher scores indicating fewer symptoms and physical limitations) and percentage changes in body weight. I bars indicate the standard error, and the numbers below the graphs are the numbers of participants contributing to the mean (with variations in participants attending certain trial visits). The data at week 52* are the estimated mean changes from baseline to week 52 based on analysis of covariance ( ANCOVA ) and an imputation approach for missing data.

A similar trial has been conducted in patients with obesity-related HF without diabetes (STEP-HFpEF). A pooled analysis of both trials demonstrated that semaglutide treatment improved HF-related symptoms and physical limitations across subgroups who were versus were not treated with diuretics. Moreover, an additional analysis of these pooled trials reported that participants with a higher baseline NT-ProBNP had a similar degree of weight loss but experienced larger reduction in HF-related symptoms and physical limitations with semaglutide compared with those with NT-ProBNP.

NONSTEROIDAL MRA FINERENONE

Additional data on HF endpoints in patients with T2DM can be derived from clinical trials with the nonsteroidal mineralocorticoid receptor antagonist finerenone. Two dedicated cardiovascular outcome trials in patients with T2DM and chronic kidney disease (FIGARO DKD and FIDELIO DKD ) assessed the effect of finerenone on CV outcomes. The predefined analysis of both trials, FIDELITY, demonstrated that finerenone in combination with optimal RAAS-inhibition in patients with T2DM and CKD but without HFrEF reduced the combined CV outcomes of CV death, nonfatal MI, nonfatal stroke, or HF hospitalization significantly by 14% compared with a placebo. This effect was mainly driven by a reduction in HF hospitalization even though patients with HFrEF were excluded. The beneficial effect of finerenone on HF-related outcomes was not modified by baseline eGFR and/or UACR or the presence of HF at baseline. Overall, the prevalence of a history of HF in this patient population was 7.7%, suggesting that finerenone may be effective in the prevention of new-onset HF in T2DM and CKD.

The FINEARTS-HF (Finerenone in HF with Mildly Reduced or Preserved Ejection Fraction) trial assessed the effect of finerenone in patients with HF and mildly reduced or preserved ejection fraction. This trial enrolled patients with HF and a left ventricular ejection fraction of 40% or greater, with or without diabetes; 6001 patients were randomized to finerenone or a placebo, and the primary combined endpoint was CV death or total HF events (hospitalization/urgent visits). Though this trial was not a dedicated diabetes trial, about 40% of all patients had a medical history of T2DM. Overall, treatment with finerenone over a median follow-up of 32 months led a significant reduction of the primary endpoint with a rate ratio of 0.84 (95% CI, 0.74–0.95; P = 0.07). This effect was mainly driven by the reduction of the total number of worsening HF events with a relative risk reduction of 18% that was significant. There was a trend toward a reduction of cardiovascular death (HR, 0.93), which did not reach statistical significance. Of note, statistical significance for the primary endpoint was observed within 1 month of therapeutic initiation, a benefit that was sustained until the final follow-up. The beneficial effect of finerenone was comparable in patients with or without diabetes, suggesting that finerenone treatment is effective in reducing HF-related endpoints in patients with T2DM and HF with an ejection fraction of 40 or above. Of note, finerenone was associated with an increased risk of hyperkalemia. These findings were consistent across prespecified subgroups, including across LVEF and in those on SGLT-2 inhibitors.

TREATMENT OF HYPERGLYCEMIA IN PATIENTs WITH HEART FAILURE

Glycemic Targets

Current guidelines recommend individualizing HbA1c targets according to comorbidities, diabetes duration, and life expectancy. In general, an HbA1c < 7% is recommended in patients with a longer life expectancy, while a less stringent glucose control should be applied in those with comorbidities and a shorter life expectancy (e.g., target 7.5%–8%). In any case, hypoglycemic episodes should be avoided. Hypoglycemia is linked to an elevated risk of vascular events, which has led to recent consensus recommendations for limiting hypoglycemic exposure to less than 1% (i.e., less than 15 minutes per day) in individuals at high CV risk. However, the causal relationship between hypoglycemia and adverse outcomes is not always straightforward, as low glucose levels may also indicate underlying health issues ( Fig. 16.5 ).

Fig. 16.5

Simple guide to glycemic targets in patients with T2DM and cardiovascular disease. CV , Cardiovascular; GLP-1 RA , glucagon-like peptide-1 receptor agonist; HbA1c , glycated hemoglobin; s.c. , subcutaneous; SGLT2 , sodium-glucose cotransporter-2. a Adjust target in the presence of hyperglycemic symptoms (polyuria and polydipsia). b Hypoglycemia is usually a concern only in those on a sulphonylurea and/or insulin. c SGLT2 inhibitors (empagliflozin, canagliflozin, dapagliflozin, sotagliflozin) or GLP-1 RAs (liraglutide, semaglutide s.c., dulaglutide, efpeglenatide).

From Marx N, Federici M, Schütt K, et al. 2023 ESC Guidelines for the management of cardiovascular disease in patients with diabetes. Eur Heart J . 2023;44(39):4043–4140.

Glucose-Lowering Agents

METFORMIN

Metformin is considered safe for use at all stages of HF in patients with preserved or stable, moderately reduced kidney function (i.e., eGFR > 30 mL/min/1.73 m²). Observational studies suggest that it is associated with a lower risk of death and HF hospitalization compared with insulin and sulfonylureas. However, dedicated randomized controlled CVOTs evaluating the safety and efficacy of metformin have yet to be conducted. Thus caution regarding metformin use in HF was lifted in 2006 based on data indicating no increased risk of lactic acidosis and potential clinical benefits. Current evidence supports the consideration of metformin for individuals with stable and compensated HF, particularly given the available CV outcomes data, low risk of hypoglycemia, affordability, and favorable tolerability profile.

DIPEPTIDYL PEPTIDASE-4 INHIBITORS

Four DPP-4 inhibitors—sitagliptin, saxagliptin, alogliptin, and linagliptin—have been evaluated in dedicated placebo-controlled CV safety trials involving patients with T2DM who are either at high risk for ASCVD or already diagnosed. Saxagliptin was found to significantly increase the risk of HF hospitalization and is therefore not recommended for patients with diabetes who have or are at increased risk for HF. Alogliptin showed a nonsignificant trend toward an increase in HF hospitalizations. In contrast, sitagliptin and linagliptin demonstrated a neutral effect on HF outcomes. Vildagliptin has not been tested in a CVOT; however, it did not significantly affect LVEF but was associated with an increase in LV volumes in a small study. So if DPP-4 inhibitors are to be used, to avoid HF risk, priority should be given to sitagliptin or linagliptin.

SODIUM-GLUCOSE COTRANSPORTER-2 INHIBITORS

SGLT2 inhibitors have been investigated in different populations with diabetes, ranging from patients with ASCVD or multiple ASCVD risk factors to patients recently hospitalized for worsening HF, with increasing absolute risk reductions for HF-related outcomes as patient risk increases.

As outlined above, in dedicated HF trials, dapagliflozin and empagliflozin reduced CV death and HF hospitalization in patients with HFrEF with or without diabetes, and sotagliflozin reduced CV death and HF hospitalization in patients with T2DM and recent hospitalization for HF of any etiology. Moreover, empagliflozin and dapagliflozin reduced the risk of CV death or HF hospitalization in patients with HFmrEF or HFpEF. While the EMPA-REG OUTCOME (empagliflozin) and VERTIS CV (ertugliflozin) trials investigated patients with T2DM and established ASCVD risk, the CANVAS Trials Program (canagliflozin) and DECLARE-TIMI 58 trial (dapagliflozin) included patients with established ASCVD or multiple ASCVD risk factors. In all of these placebo-controlled CVOTs of SGLT2 inhibitors, only a small proportion of patients had a baseline history of HF. Empagliflozin reduced the risk of HF hospitalization by 35% in patients with and without previous HF. Canagliflozin also significantly reduced the risk of HF hospitalization by 33%. Dapagliflozin significantly reduced the combined endpoint of CV death and HF hospitalization, a result driven mainly by lower rates of HF hospitalization. This effect was independent of preexisting HF. Ertugliflozin did not reduce the combined endpoint of CV death and HF hospitalization, although there was a significant reduction in HF hospitalization and repeated hospitalizations. In addition, four trials investigated the effect of SGLT2 inhibitors in patients with T2DM with moderate or worsening CKD (CREDENCE [canagliflozin] and SCORED [sotagliflozin]) with and without diabetes (DAPA-CKD [dapagliflozin] and EMPA-KIDNEY [empagliflozin]). In these patients at high risk for HF, a consistent risk reduction of CV death or HF hospitalization was observed, ranging from 23% to 31%. A meta-analysis of six outcome trials of four SGLT2 inhibitors in patients with T2DM (EMPA-REG OUTCOME, CANVAS Program [two trials], DECLARE-TIMI, CREDENCE, VERTIS CV) demonstrated a 32% reduction in HF hospitalization, with no heterogeneity between trials; the effect on HF hospitalization was independent of ASCVD.

GLUCAGON-LIKE PEPTIDE-1 RECEPTOR AGONISTS

Eight CVOTs have been conducted with GLP-1RAs in patients with T2DM, revealing a prevalence of established HF ranging from 9% to 24%. Most GLP-1RAs demonstrated a neutral effect on the risk of HF hospitalization in placebo-controlled RCTs assessing the CV safety of glucose-lowering medications in patients with T2DM, even though these agents increased their heart rate by 3 to 5 beats per minute. Additionally, a meta-analysis encompassing eight trials with a total of 60,080 patients found that GLP-1RAs reduced HF hospitalization compared with a placebo. The AMPLITUDE-O trial, which compared efpeglenatide to a placebo, showed a nominally significant reduction in hospitalizations for HF. This trial featured stratified randomization based on baseline or anticipated use of SGLT2 inhibitors and reported the highest prevalence (15.2%) of SGLT2 inhibitor use among GLP-1RA studies. An exploratory analysis from AMPLITUDE-O suggested that the efficacy and safety of efpeglenatide were independent of concurrent SGLT2 inhibitor use concerning HF hospitalization.

Two small RCTs have specifically evaluated GLP-1RAs in patients with HF with HFrEF. The LIVE trial randomly assigned 241 patients with chronic, stable HFrEF—both with and without diabetes—to receive either liraglutide or placebo. After 24 weeks, there were no changes observed in LVEF, quality of life, or functional class; however, serious adverse cardiac events were more prevalent in the liraglutide group (12 events [10%] vs. 3 events [3%] for placebo; P = 0.04). The FIGHT trial (Functional Impact of GLP-1 for HF Treatment) involved randomly assigning 300 patients—with and without diabetes—who had HFrEF and a recent hospitalization for HF to either liraglutide or a placebo. After 180 days of treatment, there was no significant difference between groups regarding the primary outcome measures: time to death, time to rehospitalization for HF, and average proportional change in NT-ProBNP levels from baseline to day 180. Furthermore, there was a nonsignificant difference in rehospitalizations for HF between groups (63 [41%] in the liraglutide group vs. 50 [34%] in the placebo group; HR, 1.30; 95% CI, 0.89–1.88; P = 0.17).

Additional data on HF outcomes in patients with T2DM are available from the FLOW trial. The FLOW trial was the first dedicated kidney outcome study, enrolling 3534 adults with CKD. Semaglutide resulted in a 24% reduction in the incidence of the primary kidney composite endpoint, which included kidney failure, a sustained 50% decline in eGFR, or CV or kidney death (HR, 0.76; 95% CI, 0.66–0.88). Additionally, an 18% relative risk reduction in 3P-MACE—comprising CV death, MI, or stroke—was observed (HR, 0.82; 95% CI, 0.68–0.98). These CV risk reductions were consistent with findings from the SELECT trial involving a non-CKD cohort at high CV risk, where a 20% reduction in 3P-MACE was reported.

Secondary analyses of the FLOW trial also indicated that semaglutide reduced the risk of HF events or CV death by 17%, regardless of baseline HF history, and showed no treatment heterogeneity across subgroups classified by KDIGO risk. Furthermore, the use of SGLT2 inhibitors alongside semaglutide was relatively low in the FLOW trial (15.6%), and secondary subset analyses demonstrated that concomitant SGLT2 inhibitor use did not significantly affect treatment outcomes on kidney and CV composite endpoints.

Secondary analyses from the SELECT trial, assessing the effect of semaglutide versus a placebo in 17,604 patients with a BMI ≥27 kg/m 2 and ASCVD but no diabetes, suggest that treatment with semaglutide reduced MACE and composite HF endpoints in those with ( n = 4286) and without clinical HF ( n = 13,314), regardless of HF subtype.

Overall, based on the totality of current evidence, GLP-1RAs are safe and potentially beneficial in patients with T2DM and HF.

INSULIN

In patients with T2DM and advanced HF, the use of insulin is independently linked to a significantly worse prognosis. Two basal insulins have been formally evaluated in dedicated CVOTs.

In the ORIGIN trial, 12,537 participants (mean age 63.5 years) at high CV risk, including those with impaired fasting glucose, impaired glucose tolerance, or T2DM, were randomized to receive insulin glargine titrated to achieve a fasting blood glucose level of ≤95 mg/dL (≤5.3 mmol/L) or standard care. After a median follow-up of 6.2 years, insulin glargine showed a neutral effect on HF hospitalizations. The DEVOTE trial was a double-blind study comparing ultra-long-acting, once-daily insulin degludec with insulin glargine U100 and included 7637 patients with T2DM who had established ASCVD or were at high ASCVD risk. Treatment with insulin degludec did not result in any significant difference in HF hospitalization rates compared with insulin glargine; however, prior HF was independently associated with a higher risk of future HF hospitalization.

THIAZOLIDINEDIONES

Thiazolidinediones increased the risk of HF hospitalization in several trials and are not recommended in patients with diabetes and symptomatic HF.

SULFONYLUREAS

Data regarding the effects of sulfonylureas on HF are inconsistent. Two retrospective cohort studies involving 111,971 patients with diabetes suggest an adverse safety profile, indicating a 20% to 60% higher mortality rate and a 20% to 30% higher risk of HF compared with metformin. However, trials such as UKPDS, NAVIGATOR (Nateglinide And Valsartan in Impaired Glucose Tolerance Outcomes Research), and ADOPT (A diabetes outcome progression trial) did not show any increased signals for HF. Additionally, data from the CAROLINA trial, which compared linagliptin—shown not to increase the risk of HF hospitalization versus a placebo in the CARMELINA trial—with glimepiride indicated no elevated risk of HF hospitalization associated with this sulfonylurea.

GUIDELINE RECOMMENDATIONS

The 2023 guidelines for the management of CV disease in patients with diabetes give a class I recommendation for the treatment with an SGLT2 inhibitor (empagliflozin, dapagliflozin, sotagliflozin) to reduce HF-related outcomes (HF hospitalization or CV death) in all patients with T2DM and HF, irrespective of ejection fraction (HFpEF, HFmrEF, HFrEF). Treatment should be initiated independent of HbA1c and independent of concomitant glucose-lowering medications. If additional glucose control is needed, other glucose-lowering agents with neutral effects on HF in CVOTs should be considered. This includes GLP-1RAs, the DPP-4 inhibitors sitagliptin and linagliptin, and metformin, as well as insulin glargine and insulin degludec, all of which have a class IIa recommendation for additional glucose control in these patients. In contrast, pioglitazone and the DPP-4 inhibitor saxagliptin are not recommended because these agents demonstrated an increased risk of HF hospitalization in CVOTs. Fig. 16.6 summarizes the current ESC recommendations for the use of glucose-lowering medications in patients with HF and T2DM.

May 17, 2026 | Posted by in CARDIOLOGY | Comments Off on Treatment of Patients With Reduced and With Preserved Ejection Fraction Heart Failure in Patients With Type 2 Diabetes

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