© Springer-Verlag Italia 2015
J. Hodler, G. K. von Schulthess, R. A. Kubik-Huch and Ch. L. Zollikofer (eds.)Diseases of the Chest and Heart 2015–201810.1007/978-88-470-5752-4_20Interventional Techniques in the Thorax of Adults
Dierk Vorwerk1
(1)
Department of Radiology, Klinikum Ingolstadt, Ingolstadt, Germany
Introduction
Interventional radiology in the thorax is somewhat illdefined, as nonvascular interventions such as lung biopsy tend to be more common. However, many nonvascular as well as vascular interventions are performed within thoracic structures, some of which, such as radiofrequency ablation of lung tumors, are gaining in importance.
Nonvascular Interventions
Lung Biopsy
In the nonvascular field CT-guided lung biopsies are the most well known and frequently performed intervention in this part of the body. Both fine-needle aspiration (FNA) for cytology as well as miniaturized cutting needles (not exceeding 18–20 G) for histology are used for this purpose. Automated biopsy guns have several advantages, including excellent sampling quality and the possibility to perform repeated biopsies using a single access. FNA is more often recommended if a lesion for biopsy is located close to central and vascular structures, in order to avoid major bleeding complications.
Laurent et al. [1] compared the accuracy and the complication rate of FNA and an automated biopsy device. Two consecutive series of 125 (group A) and 98 (group B) biopsies performed using 20- to 22-gauge coaxial FNA (group A) and an automated 19.5-gauge coaxial biopsy device (group B) were investigated. Among the patients in groups A and B were 100 (80%) and 77 (79%) with malignant lesions and 25 (20%) and 18 (21%) with benign lesions, respectively. The two groups did not significantly differ with respect to patient-, lesion-, and procedure-related variables. However, for a diagnosis of malignancy, the difference in sensitivity (group A: 82.7%, group B: 97.4%) between the results obtained with the automated biopsy device vs. FNA were significant. For a diagnosis of malignancy, the false-negative rate of the biopsy result was significantly higher (p<0.005) in group A (17%) than in group B (2.6%). For a specific diagnosis of benignity, no statistically significant difference was found between the two groups (44% vs. 26%) but the automated biopsy device provided fewer indeterminate cases. There was no difference between the two groups concerning the pneumothorax rate (20% in group A and 15% in group B) or the hemoptysis rate (2.4% in group A and 4% in group B). The authors concluded that, for a diagnosis of malignancy, automated biopsy devices have a lower rate of false-negative results than FNA and a similar complication rate.
Richardson et al. [2] carried out a survey of 5444 lung biopsy in the UK. Complications included pneumothorax (20.5% of biopsies), pneumothorax requiring a chest drain (3.1%), hemoptysis (5.3%), and death (0.15%). The timing of post-procedural chest radiography was variable. Centers that performed predominantly cutting-needle biopsies had similar pneumothorax rates to those performing mainly fine-needle biopsies (18.9% vs. 18.3%). There is great variation in practice throughout the UK and most procedures are performed on an outpatient basis. Small pneumothoraces are common but infrequently require treatment. Chojniak et al. [3] carried out a retrospective study of 1,300 consecutive CT-guided biopsies performed within 6 years. Nodules or masses were suspected as the primary malignancy in 845 cases (65%) and as metastases in 455 (35%); 628 of the lesions were thoracic. For any site, sample adequacy and specific diagnosis rate were always better for cutting-needle biopsy. Among 530 lung biopsies, there were 84 cases of pneumothorax (16%) and 2 cases of hemothorax (0.3%), with thoracic drainage in 24 cases (4.9%).
Postbiopsy pneumothorax is a rather frequent complication but in most cases can be treated relatively simply. In asymptomatic patients we recommend not evacuating the pneumothorax earlier than 4 h after biopsy, in order to achieve a durable success. In symptomatic patients or those with drainage failures with a single needle approach, the use of percutaneously introduced Heimlich valves is recommended.
Minimally invasive thoracoscopc procedures have gained widespread acceptance and offer a valid alternative in patients with only a single pulmonary nodule that can be removed both for diagnostic and therapeutic reasons. In such cases, CT-guided hook marking of the nodule allows easy identification of the nodule during thoracoscopy and facilitates its removal.
Poretti et al. [4] described their experience with percutaneous CT-guided placement of hook-wires to localize nodules before video-assisted thoracoscopy (VATS). In their report, 19 patients with newly diagnosed intrapulmonary nodules underwent CT-guided hook-wire localization using a X-Reidy set, followed by a VATS resection of the lesion within a mean time of 30 min (range: 10–48 min). In all cases, resection of the nodules was successful. Eight patients developed an asymptomatic pneumothorax. In four patients, in whom the tumor was hit directly by the needle, local bleeding occurred. In one case, hemoptysis was present. There were no cases of dislocation of the hook-wire system.
Abscess Drainage
Percutaneous drainage of pleural, pulmonary, and mediastinal abscesses is a commonly employed technique that is available in almost all radiological departments. Success depends on the size of the drainage catheters, the composition of the drained material, the organization of the pseudomembrane, and the access routes, especially into mediastinal locations.
Radiofrequency Ablation of Lung Lesions
Primary and metastatic lung neoplasms with indications close to those of surgical resection can be treated by radiofrequency ablation (RFA) [5]. Thus, RFA is performed with curative intent in nonsurgical or borderline surgical candidates. Inoperability is most often due to poor respiratory function in relation to chronic obstructive pulmonary disease in patients with primary tumors, and iterative surgery in patients with metastatic disease. Because the intent is curative, a pre-ablation imaging workup must be equivalent to a pre-surgical workup. In addition, the size and number of the tumors matter not only for the oncologic indication but also for the technical possibilities. It is generally agreed that the number of tumors per hemithorax should not be more than 5, and the largest diameter should be <5 cm, ideally <3.5 cm.
Local Efficacy
In a review of 17 recent publications, the median reported rate of complete ablation was 90%, although there was high variability between publications, as ranges between 38% and 97% were reported [5]. Tumors <2 cm in size can be ablated in 78–96% of cases, according to several reports of CT-guided RFA in which there was a lengthy imaging follow-up of treated patients.
Survival
Survival data for patients treated with RFA are scarce and still preliminary, with few series achieving survival beyond 3 years [5]. Accordingly, there are as yet no comparative studies of RFA and surgery, either for small (stage I) non-small-cell carcinomas (NSCLCs) or for lung metastases. There are also no studies comparing RFA and other local ablative therapies. Although in early reports survival rates after RFA have been close to the rates after surgery, the data are preliminary. Ideally, comparative randomized studies are needed in patients treated with curative intent.
Gillams et al. [6] recently published survival data for 122 patients with 256 procedures and metastatic disease. The initial number of metastases ablated was 2.3 (range 1–8); the total number was 3.3 (range 1–15). The maximum tumor diameter was 1.7 (range 0.5–4) cm, and the number of procedures was 2 (range 1–10). The major complication rate was 3.9 %. Overall median and 3-year survival rates were 41 months and 57%. Survival was better in patients with smaller tumors: a median of 51 months, with a 3-year survival of 64% for patients with tumors ➭;2 cm vs. 31 months and 44% for those with tumors 2.1–4 cm (p=0.08). The authors concluded that, among patients with inoperable colorectal lung metastases, a 3-year survival of 57% is better than would be expected with chemotherapy alone.
Schlijper et al. [7] performed a systematic review comparing surgery, RFA, and stereotactic body radiation (SBRT) as treatment options for metastases from colorectal cancer. The review included 27 studies matched according to the a priori selection criteria, the most important being >50 patients and a follow-up period of >24 months. Since there were no eligible SBRT studies, the review was conducted on four RFA series and 23 surgical series. Four of the surgical studies were prospective, all others were retrospective. There were no randomized trials. The reporting of data differed between the studies, which led to difficulties in the analyses. Treatment-related mortality rates for RFA and surgery were 0% and 1.4–2.4%, respectively, whereas morbidity rates were reported inconsistently but seemed to be lowest for surgery.
According to the authors [7] “due to the lack of phase III trials, no firm conclusions can be drawn, although most evidence supports surgery as the most effective treatment option. High-quality trials comparing currently used treatment modalities such as SBRT, RFA and surgery are needed to inform treatment decisions.”
In a microsimulation model, Tramontano et al. [8] calculated a survival gain of 2.02 years for patients with stage I inoperable NSCLC undergoing RFA for peripheral tumors and SBRT for central tumors, compared to universal radiation.
Technical Considerations
The delivery of RFA therapy must be adapted to tumor location because impedance before ablation is significantly different among tumors, depending on whether >50% or <50% of the tumor abuts the pleura, or whether the tumor does not abut the pleura at all. A tumor surrounded by lung parenchyma is highly electrically and thermally insulated by the air-filled lung parenchyma compared to a tumor with pleural contact and will require less energy deposition.
Vascular Interventions
Vascular interventions can be divided into arterial and venous interventions. Among the former are balloon angioplasty of the supra-aortic arteries, such as the subclavian artery, implantation of thoracic endografts, and embolization of bronchial arteries. Rarely performed interventions include transarterial techniques for tumor treatment, such as chemoperfusion of the lateral thoracic, mammarian, and bronchial arteries in the treatment of bronchial or breast cancer. Vascular interventions involving the pulmonary artery include the occlusion of arterioportal fistulas, particularly in patients with hereditary hemorrhagic telangiectasia. Local thrombolysis or thrombodestruction of pulmonary emboli is another rare intervention but it is a promising alternative in emergency cases involving pulmonary embolism (PE).
Venous interventions in the thorax include central venous stents, either to treat malignancies or to recanalize central venous stenoses in order to allow successful drainage in dialysis patients, the placement and maintenance of central venous catheters, fibrin sheath stripping, and the removal of foreign bodies.
Only some of these interventions merit further discussion in the following. However, embolization of the bronchial arteries and treatment of malignant venous stenoses, while uncommon, might be helpful in treating patients with acute symptoms and are considered below.
Arterial Interventions
Stent Graft Implantation
The routine commercial availability of stent grafts for the thoracic aorta has drastically changed the treatment of traumatic or iatrogenic pseudoaneurysms, true aneurysms, intramural hematomas, and symptomatic type B aortic dissections. There has been a change of strategy for some types of thoracoabdominal aneurysms but they still present a challenging but luckily small group of cases. There is currently no good endoluminal alternative for type A aortic dissections or other aneurysms of the ascending thoracic aorta.
Technically, stent graft implantation into the thoracic aorta is straightforward, as it involves the insertion of a simple tube graft or several tube grafts. Important landmarks are the left subclavian artery, which can be usually covered by a stent graft in case the right vertebral artery is patent; sometimes the left common carotid artery, which should not be covered without performing a carotid-carotid bypass; and the celiac trunk. Elongation of the aortic arch can make an exact and easy placement of the stent graft difficult. Paraplegia is a rare but serious side effect in case the descending aorta is treated but is a less common occurrence than in open surgery.
Matsumura et al. [9] evaluated the safety and effectiveness of thoracic endovascular aortic repair (TEVAR) with a contemporary endograft system compared with open surgical repair of descending thoracic aortic aneurysms and large ulcers. They included 230 patients and compared 16 TEVAR subjects treated with a single type of stent graft with 70 patients undergoing open surgery. The 30-day survival rate was non-inferior (p<0.01) for the TEVAR group compared with the open group (98.1% vs. 94.3%). Cumulative major morbidity scores were significantly lower at 30 days in the TEVAR group than in the open group (1.3±3.0 vs. 2.±3.6, p<0.01). TEVAR patients had fewer cardiovascular, pulmonary, and vascular adverse events. No ruptures or conversions occurred in the first year after the procedure. Reintervention rates were similar in both groups. At 12 months, aneurysm growth was identified in 7.1% (8/112), endoleak in 3.9% (4/103), and migration (>10 mm) in 2.8% (3/107); other device-related problems were infrequent. At 1 year of follow-up, they concluded that thoracic endovascular aortic repair with the Zenith TX2 endovascular graft (William Cook Europe, ApS, Bjaeverskov, Denmark) is a safe and effective alternative to open surgical repair for the treatment of anatomically suitable aneurysms and ulcers of the descending thoracic aorta.
In a prospective trial, Nienaber et al. [10] investigated 140 patients with stable type B aortic dissection who were randomly assigned to elective stent-graft placement in addition to optimal medical therapy (n=72) or to optimal medical therapy (n=68) with surveillance. There was no difference in all-cause mortality: cumulative survival was 97.0%±3.4% with optimal medical therapy vs. 91.3%±2.1% with thoracic endovascular aortic repair (p=0.16). Aorta-related mortality was not different (p=0.42), and the risk for the combined end point of aorta-related death (rupture) and progression (including conversion or additional endovascular or open surgical intervention) was similar (p=0.86). Three neurologic adverse events occurred in the thoracic endovascular aortic repair group (one case each of paraplegia, stroke, and transient paraparesis) vs. one episode of paraparesis with medical treatment. It was concluded that in survivors of uncomplicated type B aortic dissection, elective stent-graft placement does not improve 1-year survival and adverse events.
The same group recently published their long-term results [11], reporting that patients with best medical treatment but no TEVAR had an aortic-related mortality of 3.6% while those with TEVAR did not show late aortic events between 2 and 5 years. This difference was significant although the overall mortality was not different between the two treatment approaches. However, the authors did find stabilization of the dissection in patients with TEVAR beyond 1 year of follow-up, while patients with optimal medical therapy had a constant progression over time. Paraplegia after TEVAR is a significant risk, requiring immediate treatment with corticosteroid and spinal drainage.
Percutaneous Transluminal Angioplasty of Supra-aortic Vessel Origins
Supra-aortic percutaneous transluminal angioplasty (PTA) is mainly performed on the left subclavian artery, but in some cases on the brachiocephalic trunk, the proximal carotid arteries, and the right subclavian artery. Stenosis or occlusions may be caused mainly by atherosclerosis and less by inflammatory processes such as Takayasu arteritis. Indications for interventions are embolic events, neurological symptoms due to steal or malperfusion, or brachial claudication. Dilatation of the left subclavian artery is relatively safe, with a low rate of vertebral embolization. However stent placement is frequently necessary due to an insufficient post-PTA result.
Sixt el al. [12] retrospectively analyzed 108 interventions of atherosclerotic lesions in subclavian arteries or the brachiocephalic trunk, representing 92% of the patients treated for subclavian artery obstructive disease during a 10-year period. The primary success rate was 97%: 100% for stenoses (78/78) and 87% for total occlusions (26/30). Treatment modalities included PTA alone (13%; n=14) or stenting (87%; n=90) with balloon-expandable (n=61) or self-expanding (n=17) devices, or both (n=12). The 1-year primary patency rate of the 97 patients eligible for follow-up was 88%: 79% for the PTA subgroup and 89% for the stenting subgroup (p=0.2).
Babic et al. [13] reported a reasonably high technical success of 82% and a complication rate of 7% in 56 patients treated for chronic total occlusions of the subclavian artery. Patency after 3 years was 83%.