Introduction
This chapter is devoted to the pulmonary complications of abdominal disease and begins with a discussion of the most relevant esophageal and bowel diseases, followed by the specific liver disorders associated with particular pulmonary complications. Finally, the respiratory consequences of diseases of the pancreas and kidney are described. The objective in each section is the same: to update the most relevant clinical, pathophysiologic, pathogenetic, and therapeutic aspects of the principal abdominal disease states and thereby assist the clinician in diagnosing and managing their sometimes complex and challenging pulmonary complications.
Gastroesophageal and Gastrointestinal Disorders
Gastroesophageal Reflux
Gastroesophageal reflux disease (GERD) is “a condition that develops when the reflux of stomach contents causes troublesome symptoms and/or complications,” which are subclassified as esophageal and extraesophageal. Among the esophageal symptoms are episodes of chest pain, which may vary from recurrent mild retrosternal “heartburn” to acute crushing substernal distress indistinguishable from the pain of angina or even acute myocardial infarction (see also Chapter 31 ). Among the extraesophageal symptoms, chronic cough, chronic laryngitis, and refractory asthma have attracted the most attention, but other respiratory disorders include chronic obstructive pulmonary disease (COPD), chronic bronchitis, pulmonary aspiration complications (aspiration pneumonia, lung abscess, bronchiectasis), and pulmonary fibrosis.
Prevalence
GERD is a common condition with a prevalence that varies from 10% to 20% in North America and Western Europe, but is lower in Asia. GERD is associated with cough in 10% to 40% of patients with chronic cough and with asthma in 30% to 80% of asthmatics, depending on the patient population, diagnostic test, and number of ascertained etiologies. A link between GERD and chronic cough has been reported in patients of all age groups, and coexisting GERD-related chronic cough seems especially prevalent in patients with asthma, laryngitis, and bronchitis. Ambulatory monitoring studies—pH or impedance-pH—provide strong evidence linking reflux and cough. By measuring the electrical impedance of liquid boluses between pairs of electrodes along the probe, impedance-pH monitoring can detect the presence and direction of movement of boluses and correlate that with changes in pH and with symptoms. Thus, with impedance-pH monitoring, the sensitivity for the diagnosis of reflux, whether of acid or nonacid material, is increased. In the past, when the diagnosis of GERD was made by history, endoscopy, or barium esophagogram, reflux was found in approximately 10% of patients with chronic cough ; in contrast, when the diagnosis is made by ambulatory impedance-pH monitoring, GERD has been found in up to 40% of patients with chronic cough. The exact contribution of reflux to the patient’s symptoms is often difficult to evaluate; for example, Irwin and associates reported that GERD was clinically silent in 24% of patients with difficult-to-control asthma.
The spectrum of GERD-induced respiratory disorders comprises a wide variety of complications. These disorders include chronic bronchitis, pneumonia, bronchiectasis, idiopathic pulmonary fibrosis, stable COPD and COPD exacerbations, bronchiolitis obliterans syndrome after lung transplantation, and nontuberculous mycobacterial lung disease, which may arise as a complication of presumed bronchiectasis and/or treatment by antacids.
Pathogenesis
Three basic GERD-associated mechanisms lead to respiratory disorders. First, gross aspiration-linked pulmonary syndromes are usually the result of free esophageal reflux with large-volume retrograde flow. Frequently, there is reduced basal lower esophageal tone and both impaired esophageal motility and clearance. Affected patients may have recurrent aspiration pneumonia, bronchiectasis, or pulmonary opacities. Endoscopic examination usually reveals severe anatomic changes, such as visible breaks or Barrett epithelialization of the distal esophagus.
The second pathogenic mechanism is related to the microaspiration of gastric contents from the proximal (upper) esophagus. Small-volume aspirates produce an exudative mucosal reaction in the larynx and in the tracheobronchial tree. Respiratory symptoms are less obvious and range from hoarseness or chronic cough to difficult-to-control asthma. Jack and coworkers, using simultaneous tracheal and esophageal pH measurements in asthmatics with GERD, showed episodes of reflux that were followed by a fall in intratracheal pH; episodes with a fall in intratracheal pH resulted in a marked fall in peak expiratory flow rate that was several times greater than that observed when reflux was not followed by a change in intratracheal pH ( Fig. 93-1 ). Accordingly, microaspiration into the bronchial tree not only takes place but also may induce an important increase in airway resistance.
Lastly, the third pathogenic mechanism linked to GERD is gastroesophageal reflux activation of a vagal reflex acting between the distal (lower) esophagus and the tracheobronchial tree; this reflex mechanism can be reproduced by the infusion of hydrochloric acid into the esophagus of some, but not all, patients with asthma.
The relationship between GERD and respiratory disorders is further complicated by the fact that physiologic alterations associated with asthma or cough, or with bronchodilator therapy, may themselves promote gastroesophageal reflux. Episodes of bronchospasm and cough are accompanied by an increase in the negative pressure within the thorax, and hence in the esophagus, which favors reflux; obstructive sleep apnea syndrome may act by the same mechanism to increase nocturnal reflux. In addition, hyperinflation and “gas trapping” may flatten the diaphragm, allowing the lower esophageal sphincter to be drawn up into the thorax and impairing the antireflux barrier. Bronchodilator therapy may also promote gastroesophageal reflux. Theophylline increases gastric acid secretion and decreases lower esophageal sphincter tone. Indeed, asthmatics with gastroesophageal reflux who receive theophylline show an increase in esophageal acid exposure and reflux symptoms. Specific β-adrenergic agents relax smooth muscle tone throughout the body thereby promoting gastroesophageal reflux. A decrease in lower esophageal sphincter pressure has been shown with β-adrenergic drugs administered orally or intravenously, but not when these agents were given by inhalation.
Diagnosis
Guidelines provide recommendations for the diagnosis and management of GERD. The possibility of associated gastroesophageal reflux should be suspected in patients with refractory chronic cough or difficult-to-treat asthma. Patients should be questioned about symptoms of gastroesophageal reflux, which include heartburn, regurgitation, or dysphagia. Patients may complain of atypical symptoms, however, including substernal chest pain, hoarseness, sore throat, otalgia, hiccups, or even tooth erosion. It is important to note whether asthma or cough worsens with recumbency, after meals, or while drinking alcohol. If the clinical history is typical of gastroesophageal reflux and a trial of proton pump inhibitor (PPI) therapy is successful, no further diagnostic workup may be necessary.
Vocal cord dysfunction is another respiratory disorder found in patients with GERD. Vocal cord dysfunction is an intermittent paradoxical adduction of the vocal cords, mainly arising during inspiration, leading to airflow obstruction and dyspnea; patients with vocal cord dysfunction may have repetitive emergency department visits due to acute dyspnea, often mimicking exacerbations of asthma.
GERD may be clinically silent in numerous patients and tests to support its diagnosis should be considered. Ambulatory reflux monitoring (pH or impedance-pH) is the test of choice to determine the presence of abnormal esophageal acid exposure, reflux frequency, and symptoms associated with reflux episodes. As mentioned, use of a multichannel intraluminal impedance-pH catheter adds impedance measurements to those of pH and provides additional data about the role of nonacid or weakly acid reflux as a cause of atypical symptoms; in addition, the catheter helps evaluate ongoing reflux in patients receiving acid-suppression therapy. Useless investigations in diagnosing GERD include barium swallows, which are restricted to evaluating putative complications; upper gastrointestinal endoscopy and esophageal biopsy, which are limited to investigating alarming symptoms and/or to excluding non-GERD causes; and esophageal manometry, which is used chiefly for preoperative evaluation.
Treatment
Treatment recommendations for patients with GERD include weight loss in the case of overweight/obesity, elevation of the head of the bed, and avoidance of eating within 2 to 3 hours before bedtime. PPI is the therapy of choice for symptom relief and healing of erosive esophagitis. PPIs should be initiated once a day, 30 to 60 minutes before the first meal of the day. For patients with partial responses to once-daily PPI therapy, tailored administration with adjustment of dose, its timing, and/or twice daily dosing should be considered. Treatment with PPIs must be given in sufficient doses for at least 3 months to reliably determine effectiveness. Nonresponders to PPIs should be referred for further evaluation. Maintenance PPI therapy should be administered in the lowest effective dose—including on demand or intermittent therapy—in GERD patients who have recurrent symptoms after stopping PPIs and/or in patients with complications, such as erosive esophagitis or Barrett esophagus. When PPI treatment fails to control reflux, other treatment strategies to consider include prokinetic agents and surgical interventions. Prokinetic agents improve esophageal contractility and increase both lower esophageal sphincter pressure and gastric emptying. Surgery, such as the Nissen fundoplication, is an alternative therapy to consider when all other therapeutic approaches have failed.
Whatever the therapy, remission of GERD-induced lung symptoms is unusual, which supports the hypothesis that GERD is an aggravating rather than causative factor in most patients with extraesophageal symptoms. Indeed, there are insufficient data to provide definitive conclusions one way or the other about the role of GERD in lung symptoms. According to a Cochrane analysis, PPIs are not efficacious for GERD-induced cough in very young children; in adults, data are insufficient to conclude that treating GERD with PPIs is universally beneficial for GERD-induced cough. Clinicians should be aware of the possibility of spontaneous resolution of cough over time and of the placebo effect of assuming that “apparently effective” medications are beneficial. Despite a high prevalence of asymptomatic GERD among patients with poorly controlled asthma, treatment with PPIs has not been shown to improve asthma control. Moreover, although many uncontrolled studies suggest that surgical procedures may improve asthmatic symptoms, conclusive studies are lacking. In patients with COPD, antireflux therapy does not have a protective effect against exacerbations. In idiopathic pulmonary fibrosis, no published studies demonstrate that antireflux therapy benefits the natural history of idiopathic pulmonary fibrosis. Considering that GERD is more likely only an aggravating factor for GERD-associated lung diseases, PPI can be tested in these diseases and carried on if efficacious.
Inflammatory Bowel Disease
Extraintestinal complications of inflammatory bowel disease (IBD) have been described in virtually all organ systems; but, surprisingly, disease in the lungs appears “much less frequently” than manifestations in other organs. We say “surprisingly” because the gut and lungs share a common embryologic origin, and thus might possess similar vulnerability to immunologically mediated comorbidities. Pulmonary complications arise more commonly with ulcerative colitis than with Crohn disease; respiratory involvement may develop at any age, and some conditions (e.g., airway disease) appear more often in women than in men. In most cases, respiratory symptoms develop after the diagnosis of IBD has been made, frequently several years afterward. Nonetheless, respiratory symptoms can antedate or be concomitant with those of the bowel disease. Even in patients without symptoms, there may be impaired pulmonary function, such as a decrease in diffusing capacity for carbon monoxide (D l CO ) and forced expiratory volume in 1 second, and an increase in residual volume and bronchial hyperresponsiveness. Reviews of published cases have confirmed and extended earlier observations about the noniatrogenic pulmonary complications of IBD, which can be classified as shown in Table 93-1 .
AIRWAY DISEASE |
Epiglottic-subglottic stenosis |
Tracheobronchitis |
Chronic bronchitis |
Chronic bronchial suppuration |
Bronchiectasis |
Bronchiolitis |
Bronchiolitis obliterans |
Diffuse panbronchiolitis |
PARENCHYMAL LUNG DISEASE |
Cryptogenic organizing pneumonia |
Sarcoidosis |
Eosinophilic pneumonia |
Interstitial lung disease |
Pulmonary fibrosis |
Nodules |
Chronic pneumonia (esophagobronchial or colobronchial fistula) |
SEROSITIS |
Pleural effusion |
Pleuropericarditis |
PULMONARY VASCULAR DISEASES |
Pulmonary vasculitis |
Pulmonary embolism |
Chronic thromboembolic pulmonary hypertension |
Most intrinsic (non–drug-related) pulmonary complications involve the airways—anywhere from the larynx to the bronchioles—and may take the form of epiglottitis, tracheal stenosis, bronchiectasis, chronic bronchitis, or bronchiolitis. Endoscopic examination shows marked erythema, swelling of the mucosa, and deformation of the airway lumen. Biopsy specimens have revealed mucosal ulceration, thickening of the basement membrane, and marked infiltration by neutrophils and plasma cells. In some cases, the inflammatory process in the subglottic area can take the form of pseudotumoral lesions, with the potential of producing life-threatening acute upper airway obstruction requiring aggressive airway management. This panoply of discrete airway pathology has been enriched by the addition of asthma, which proved to be the most common pulmonary comorbidity of both ulcerative colitis and Crohn disease identified in a large cohort. The association between IBD and asthma supports the belief that patients suffering from one autoimmune condition are more likely than the general population to have a second immune-mediated disorder, which may result from shared susceptibility genes.
Another major category of pulmonary complications of IBD is the group of parenchymal disorders, including interstitial lung diseases, such as cryptogenic organizing pneumonia, sarcoidosis, interstitial fibrosis, and pulmonary infiltration with eosinophilia. Pulmonary function test results in patients with IBD, even when asymptomatic and with normal chest radiographs, may reveal a variety of abnormalities. Probably the most common is an obstructive ventilatory defect, as described earlier, but pulmonary restriction is also well described. A reduction in D l co during the active phases of IBD has been reported, which also suggests that subclinical pulmonary parenchymal involvement may be more prevalent than previously suspected. Furthermore, bronchoalveolar lavage examination in patients with Crohn disease—who did not have clinical evidence of pulmonary involvement—has revealed the presence of a lymphocytic alveolitis, chiefly owing to an increase of CD4-positive T lymphocytes.
Other pulmonary lesions include necrobiotic nodules, corresponding histologically to aggregates of neutrophils with areas of necrosis, which have been reported in a few patients. Serositis affecting the pleura or the pericardium, or both, has been reported in a small number of cases, especially during periods of increased disease activity. Finally, colobronchial fistulas have been reported in some cases of Crohn disease, the majority of them presenting with left lower lobe pneumonia. Involvement of the esophagus is rare in Crohn disease, but a few cases of bronchoesophageal fistula associated with esophageal Crohn disease have been reported. Although conservative management has been tried, most patients with fistulas require surgical treatment.
Pulmonary thromboembolic events and chronic thromboembolic pulmonary hypertension are more frequent in patients with IBD, even in those who are asymptomatic, than in control subjects. The study by Grainge and colleagues indicates that patients with stable IBD have a higher risk of venous thromboembolism than controls, ( hazard ratio [HR], 3.4); in addition, those patients with an IBD flare have an even higher incidence of thromboembolism (HR, 8.4). Because deep vein thrombosis and pulmonary embolism may be clinically silent, an early diagnosis of thromboembolism can be challenging, and the duration of systemic anticoagulation must take into account the individual risk of intestinal bleeding.
In addition, drugs are a frequent cause of pulmonary manifestations in patients with IBD. Antiinflammatory drugs, often the first step in the treatment of IBD, consist of aminosalicylates (sulfasalazine, mesalamine) and glucocorticosteroids. Immune system suppressors (azathioprine, methotrexate) and tumor necrosis factor- α (anti-TNF-α) inhibitors serve to maintain remission. Because most of these medications induce respiratory side effects, consequences of therapy must be considered in the differential diagnosis of new-onset lung disease; offending medications must be recognized and discontinued to prevent a potentially fatal outcome. The spectrum of medication-induced respiratory manifestations includes eosinophilic and granulomatous pneumonitis, interstitial lung disease, pulmonary fibrosis, and a heightened susceptibility to infections. Azathioprine increases the risk of both infection and disease by viruses, glucocorticosteroids by fungi, and TNF-α inhibitors by intracellular microorganisms (mycobacteria, fungi).
The majority of patients with pulmonary disorders associated with IBD are treated with glucocorticosteroids, either by inhalation or by mouth, which usually results in rapid control of symptoms, especially in those patients who do not have severe structural impairment (e.g., bronchiectasis). Lung transplantation has been performed in some patients with severe respiratory compromise associated with IBD.
Hepatic Diseases
Pleural Effusion
Pleural effusion develops in 5% to 10% of patients with cirrhosis of the liver and is traditionally referred to as hepatic hydrothorax in the absence of coexisting cardiopulmonary disease (see Chapter 79 ). Unless the pleural fluid is complicated by infection, hepatic hydrothoraces are transudates and are most commonly located in the right hemithorax. Effusions may also be left-sided or bilateral, and may or may not be associated with concurrent ascites. The effusion is usually mild to moderate in size and asymptomatic, but in some cases it can be massive and provoke shortness of breath. The mechanism is related to the presence of anatomic communications—usually small diaphragmatic defects—and to the prevailing pressure gradient between the abdominal and pleural cavities that facilitates movement of ascitic fluid into the chest. The presence of pleural fluid disturbs lung mechanics, resulting in decreased lung volumes and pulmonary compliance, and pulmonary gas-exchange abnormalities.
The clinical management of pleural effusion associated with liver disease is often difficult. Repeated thoracenteses have only transitory effects, and thoracostomy tube drainage may result in substantial protein loss. Transjugular intrahepatic portosystemic shunting decreases portal hypertension and, in turn, reduces the size of both the ascites and hydrothorax; transjugular intrahepatic portosystemic shunting is often beneficial, at least in the short term, but long-term outcome depends on the severity of the underlying liver dysfunction. If the patient is not a candidate for transjugular intrahepatic portosystemic shunting, other approaches, including video-assisted thoracoscopic surgery to repair diaphragmatic defects and/or induce a pleurodesis, should also be considered.
Pulmonary Function Disturbances
The most common lung function abnormality in patients with end-stage hepatic disease is a decreased D l CO ; likewise, both obstructive and restrictive ventilatory defects have been observed. The coexistence of massive ascites can decrease lung compliance, increase pleural pressure, and reduce diaphragmatic motility. Together, these pathophysiologic alterations restrict ventilatory capacity and reduce the efficiency of gas exchange, causing increased alveolar-arterial P o 2 difference values with or without clinically evident hypoxemia.
Hepatopulmonary Syndrome
Severe hypoxemia (arterial P o 2 < 60 mm Hg) is uncommon in patients with uncomplicated chronic hepatic disease and, when present in patients without coexisting cardiopulmonary disease, should strongly suggest hepatopulmonary syndrome (HPS). Because patients with advanced liver disorders characteristically hyperventilate and are hypocapnic, measurement of the alveolar-arterial P o 2 difference becomes more sensitive than arterial P o 2 alone to detect gas-exchange disturbances in HPS.
HPS is rigorously defined as a syndrome characterized by a clinical triad: (1) advanced chronic liver disease; (2) arterial oxygenation defect, which ultimately leads to severe arterial hypoxemia; and (3) widespread pulmonary vascular dilations. The pulmonary gas-exchange disturbance is characterized by arterial oxygen desaturation that may be mild, moderate, severe, or extremely severe ( Table 93-2 ). There is an increased alveolar-arterial P o 2 difference, commonly associated with hypocapnia and respiratory alkalosis. At sea level, while breathing ambient air, resting alveolar-arterial P o 2 difference values at or above 15 mm Hg can be considered abnormal for most adults; for those older than 64 years, an alveolar-arterial P o 2 difference equal to or above 20 mm Hg can be considered abnormal. Although HPS is prevalent in most kinds of common chronic liver diseases, it may also be seen in other unusual liver disorders such as Budd-Chiari syndrome.
Stage | Alveolar-Arterial Oxygen Difference | Arterial Partial Pressure of Oxygen |
---|---|---|
Mild | ≥15 mm Hg | ≥80 mm Hg |
Moderate | ≥15 mm Hg | <80 to ≥60 mm Hg |
Severe | ≥15 mm Hg | <60 to ≥50 mm Hg |
Very severe | ≥15 mm Hg | <50 (<300 mm Hg [40 kPa] on 100% oxygen breathing) |
* All with positive contrast-enhanced echocardiography, breathing room air at rest and at sea level.
The most conspicuous pathologic finding is pronounced vascular dilation of all peripheral branches of the pulmonary vasculature, at both the precapillary and capillary levels of the lung (15 to 150 µm in diameter), near the gas-exchange area in an otherwise intact pulmonary parenchyma.
Pathogenesis
The precise mechanism underlying HPS remains uncertain despite numerous investigations. Whether the mechanism of hemodynamic disturbances is related to a failure of metabolism, to insufficient production of one or more circulating vasoactive substances by the injured liver, or to altered clearance of putative vasodilator molecules produced by endothelial cells remains unknown.
Nitric oxide (NO), a ubiquitous biologic agent considered to be a “fine-tuner” of vascular tone, has been presumed to be a pivotal signaling molecule of importance in the pathobiology of HPS. Persistent induction of NO synthase (NOS) could account for the hyperkinetic circulatory hallmarks of HPS. Both a constitutive isoform of NOS, expressed in endothelial cells (eNOS, or type III NOS), and the inducible NOS (iNOS, or type II NOS), expressed in target tissues such as human bronchial epithelial cells after exposure to proinflammatory cytokines, have been implicated in experimental models of HPS. In keeping with this contention, increased levels of exhaled NO have been observed in patients with advanced hepatic cirrhosis and in those with HPS. However, after interventions designed to improve HPS, changes in measurements of exhaled NO have been discrepant.
In patients with liver cirrhosis, the close correlations between exhaled NO concentration and the Child-Pugh score and levels of alkaline phosphatase, bilirubin, aspartate and alanine aminotransferases, and albumin suggest that NO formation in the lung may be triggered by stimulating factors normally inactivated by the liver. More recent work suggests that endothelin-1 and TNF-α can both interact in the development of experimental HPS. Carboxyhemoglobin, a known vasodilator and breakdown product of hemoglobin, has also been associated with abnormal gas parameters in HPS, suggesting a possible contributory role.
Clinically, most patients with HPS are cyanotic, show conspicuous finger clubbing, may complain of shortness of breath and platypnea (increased dyspnea after assuming the upright position and relieved by recumbency), and have a hyperkinetic circulation. The majority of patients exhibit the typical clinical and functional stigmata of advanced liver failure, such as portal hypertension; in a few cases, severe pulmonary abnormalities may antedate those of hepatic dysfunction. The presence of abundant cutaneous spider angiomata has been postulated as a clinical marker of the severity of the systemic and pulmonary circulatory and gas-exchange abnormalities observed in HPS. The severity of HPS generally correlates with the severity of hepatic failure, as shown by higher Child-Pugh scores and hepatic venous pressure gradients, as well as scores from the Model for End-Stage Liver Disease. In approximately one third of patients with HPS, the syndrome can coexist with other chronic respiratory comorbidities such as COPD or pulmonary fibrosis. Nevertheless, the prevailing clinical and functional pulmonary features in patients with such comorbidities are generally those of HPS.
Diagnosis
Systemic hypotension, a normal or low pulmonary artery pressure (P pa ), an inordinately high cardiac output, and a reduced pulmonary vascular resistance are the hemodynamic hallmarks of HPS. When the constellation of hypoxemia, normal or low P pa , spider nevi, and finger clubbing is observed in a patient with advanced liver disease, the diagnosis of HPS is likely.
The diagnostic criteria for HPS are as follows : presence of liver disease; gas-exchange abnormalities, more specifically an increased alveolar-arterial P o 2 difference (>15 mm Hg), with or without concomitant arterial hypoxemia (arterial P o 2 < 80 mm Hg); and a positive contrast-enhanced echocardiogram or an abnormal intravenous radiolabeled perfusion lung scan, or both. Additional features that can be useful for further establishing the diagnosis of HPS include a decreased D l CO , dyspnea with or without platypnea and orthodeoxia (i.e., arterial hypoxemia that worsens by at least 5% or 4 mm Hg when the patient is upright vs. recumbent), and a hyperkinetic circulatory state with normal or low P pa . Although thoracic computed tomography scanning appears to be nonspecific, it may be used to exclude coexistent respiratory comorbidities.
Two-dimensional contrast-enhanced echocardiography appears to be the most sensitive and accurate noninvasive diagnostic procedure to identify right-to-left shunts by finding microbubbles of air in the left heart cavities within 3 to 6 beats of their visualization in the right-sided chambers ( Fig. 93-2 ) (see ). Normally, echogenicity in the left chambers is not detected because the intravenously injected microbubbles (60 to 90 µm in diameter) are trapped in the pulmonary capillaries (8 to 15 µm in diameter). Contrast-enhanced echocardiography cannot distinguish among the different forms of pulmonary vascular deformities (i.e., precapillary, capillary, and pleural dilations vs. direct arteriovenous communications), but it can clearly differentiate them from intracardiac malformations, such as a patent foramen ovale, in which the microbubbles appear in the left heart almost simultaneously with their appearance in the right. Alternatively, the demonstration of technetium-99m-macroaggregated albumin activity over extrapulmonary organs (e.g., liver, spleen, kidneys, and brain) strongly suggests the presence of right-to-left shunting, because under normal conditions the albumin macroaggregates (20 to 60 µm in diameter) are completely trapped in the pulmonary capillary bed. This test does not distinguish between intrapulmonary and intracardiac shunting but can serve to estimate the severity of the shunt.
The prevalence of HPS ranges between 5% and 32%. Using contrast-enhanced echocardiography—the “gold standard” for identifying intrapulmonary vascular dilations—the prevalence of a positive echocardiography test in patients with chronic liver disease is approximately 20%. However, patients with a positive contrast-enhanced echocardiogram without coexisting gas-exchange disturbances, are considered to have a forme fruste of HPS whose natural history is not yet known.
Although data describing the natural history of HPS are scant, it appears that patients with HPS not undergoing liver transplantation worsen progressively and have an adverse outcome, with median survival of 41 months following the diagnosis of HPS. In a prospective study, HPS was an independent risk factor for poor prognosis in patients with cirrhosis; those with HPS had a significantly shorter median survival (approximately 11 months) than those without HPS (41 months), even after adjusting for differences in liver disease.
Gas-Exchange Abnormalities
When HPS is mild to moderate, the predominant mechanism of hypoxemia is ventilation-perfusion inequality, essentially due to the presence of areas in which ventilation is preserved but perfusion is profoundly increased. In contrast, when HPS is severe, increased intrapulmonary shunt develops and worsens along with coexisting ventilation-perfusion imbalance, and constitutes the primary abnormality. Collectively, with increasing severity of the liver dysfunction, there is greater systemic and pulmonary dilation, a lower hypoxic pulmonary vascular response, and a greater degree of ventilation-perfusion inequality, including increased intrapulmonary shunt. A “diffusion-perfusion defect” has also been postulated to explain an increased diffusion gradient for oxygen in dilated pulmonary capillaries ( Fig. 93-3 ). The contention is that pulmonary vascular dilation causes inadequate diffusion of oxygen to the center of the enlarged capillary. Moreover, the coexistence of a hyperkinetic state and the resulting shorter transit time of red blood cells would exaggerate this diffusion-induced gas-exchange disturbance.
Treatment
Many therapeutic agents have been tried in HPS, including bismesylate almitrine, long-term oxygen therapy, methylene blue, and propranolol, with disappointing results. The only successful treatment thus far is liver transplantation. In theory, replacement of the damaged organ should prevent all HPS-induced abnormalities, except for persistent low D l CO , whose mechanism remains unclear. As might be expected, the worse the hypoxemia before transplantation, the longer it takes to resolve after surgery. In the largest reported single-institution study thus far, 5-year survival after liver transplantation for HPS was 76% and did not differ from the survival rate after transplantation in patients without HPS.
Youth, a good arterial P o 2 response to 100% oxygen breathing, and less presurgical hypoxemia are all factors that seem to predict a favorable response to liver transplantation. Collectively, these elements may indicate a more reactive pulmonary vasculature and less profound intrapulmonary shunt. However, a more recent study of patients with HPS undergoing liver transplantation indicated that survival was not correlated with arterial P o 2 at the time of diagnosing HPS.
Portopulmonary Hypertension
Pulmonary arterial hypertension (PAH) associated with portal hypertension—also known as portopulmonary hypertension (POPH)—is another mysterious pulmonary vascular disorder that appears to be associated with chronic hepatic disease. Because both the diagnosis and the outcome of POPH, particularly in relation to the therapeutic benefits of liver transplantation, appear to be substantially different from those of HPS, it is important to highlight the distinctions between the two disorders. POPH is defined by the following triad of hemodynamic abnormalities in a patient with portal hypertension: (1) mean P pa exceeding 25 mm Hg at rest; (2) mean pulmonary artery wedge pressure less than 15 mm Hg; (3) pulmonary vascular resistance greater than 240 dynes • sec −1 • cm –5 (normal, less than 130 dynes • sec −1 • cm −5 ).
Various studies have estimated the prevalence of portopulmonary hypertension in those evaluated for liver transplantation as between 5% and 6%. Furthermore, findings from a large cooperative trial of 536 patients with portal hypertension established that female gender and associated autoimmune hepatitis conferred increased risk for development of POPH, whereas hepatitis C was associated with decreased risk.
In classic retrospective postmortem studies, the prevalence of histopathologic evidence of PAH in patients with liver cirrhosis or POPH (or both) ranged between 0.25% and 0.73%. In a case-control study conducted by the International Primary Hypertension Study Group, the incidence of primary (or idiopathic) PAH was found in 7.3% of patients with cirrhosis, 3.1% of those with human immunodeficiency virus infection, and none of the controls. According to these and subsequent observations, POPH has been classified as a category of PAH with hemodynamic criteria consistent with the standard classification and definition of PAH, as discussed in Chapter 58 (see Table 58-1 ).
From a histopathologic viewpoint, the vascular lesions in POPH are indistinguishable from those identified in idiopathic (primary) PAH (see Chapter 58 ), namely intimal thickening, smooth muscle proliferation, plexogenic pulmonary arteriopathy, and in situ thrombosis, all of which—plus vasoconstriction—contribute to the greatly increased pulmonary vascular resistance. Chemla and colleagues postulated that the portosystemic shunting of vasoactive agents such as thromboxanes, serotonin, bradykinin, and neuropeptide Y, which are normally metabolized by the healthy liver, may result in pulmonary arterial vasoconstriction; an attractive alternative hypothesis is that pulmonary endothelial dysfunction leads to a decreased production of the endogenous vasodilator NO.
The most common symptom of POPH is shortness of breath on exertion; patients may also experience chest pain, syncope, and hemoptysis. Radiographically, both an enlarged cardiac silhouette and a pulmonary artery prominence are noted in approximately one half to two thirds of patients with POPH. Overall, maximal airflow rates and lung volumes are normal or nearly normal, whereas D l CO , arterial P o 2 , and alveolar-arterial P o 2 difference may be reduced, although less so than in HPS. Compared with patients with idiopathic PAH, patients with POPH have a lower mean P pa and a higher cardiac index and mixed venous oxygen saturation.
Transthoracic echocardiography is now done routinely in patients being considered for liver transplantation because the presence of POPH affects the outcome of surgery. Characteristic echocardiographic findings of idiopathic PAH in the setting of portal hypertension suggest, but do not prove, POPH. Right heart catheterization is needed to confirm the diagnosis. Until recently, it was believed that median survival in POPH was extremely poor; new information, however, indicates overall survival rates at 1 and 3 years of 88% and 75%, similar to that in patients with idiopathic PAH.
Treatment for POPH, however, remains challenging because there are no randomized controlled studies for guidance: available agents include epoprostenol, iloprost, sildenafil, and bosentan. In a retrospective study, the safety and efficacy of inhaled iloprost and bosentan were assessed in 31 patients with POPH for up to 3 years; although both agents were safe with regard to liver function, bosentan proved to be better than iloprost in improving exercise capacity, hemodynamics, and—of note—survival rates. Prospective trials are clearly needed to provide further guidance.
Primary Biliary Cirrhosis
Primary biliary cirrhosis, an autoimmune disease, is characterized by a chronic, cholestatic, granulomatous, and destructive process that involves the intrahepatic bile ducts. When severe, these processes result in cholestasis, cirrhosis, and liver failure. The autoimmunologic basis is reflected in the presence of several immunologic alterations, such as depressed T-suppressor cell function, hypergammaglobulinemia, and the presence of antimitochondrial antibodies. Connective tissue diseases such as the sicca complex, Sjögren syndrome, and scleroderma are frequently associated with primary biliary cirrhosis, which also has an association with POPH. Several respiratory abnormalities have been associated with primary biliary cirrhosis: interstitial lung disorders, such as lymphocytic interstitial pneumonitis and fibrosing alveolitis; subclinical intrapulmonary granulomas that mimic sarcoidosis ; increased numbers of CD4 + lymphocytes in the bronchoalveolar lavage fluid; and obstructive airway disease, such as bronchiectasis. Occasionally, the pulmonary manifestations precede the liver involvement. In addition, thoracic wall deformities secondary to osteopenic vertebral complications induced by abnormal vitamin D metabolism related to poor absorption of fat-soluble vitamins can be also observed. A reduced D l CO , with or without ventilatory defects, is one of the functional hallmarks of the disease, particularly when a connective tissue disorder coexists.
Chronic Active Hepatitis
Chronic active hepatitis, an increasingly frequent liver disease that is characterized by diffuse parenchymal inflammation and hepatic cell necrosis, may be caused by viral hepatitis (most commonly hepatitis C virus), autoimmune disorders, and drug-related liver injury. Pulmonary fibrosis and lymphoid interstitial pneumonitis have been reported but are rare. After years of smoldering inflammation, which is often asymptomatic, chronic active hepatitis can lead to cirrhosis and liver failure, which has been associated with HPS. Patients with chronic hepatitis C virus infection and coexistent COPD may demonstrate an accelerated annual decline in forced expiratory volume in 1 second.
Sclerosing Cholangitis
Sclerosing cholangitis is an unusual disease that results from chronic inflammation affecting both intrahepatic and extrahepatic bile ducts. It has been linked with inflammatory obstructive airway diseases such as bronchiectasis; however, the relationship remains unproven because ulcerative colitis, a frequent clinical accompaniment, has also been associated with the same respiratory complications.
Alpha 1 -Antitrypsin Deficiency
The discovery that certain patients with COPD had low levels of circulating alpha1-antitrypsin led to the current protease-antiprotease theory of the pathogenesis of pulmonary emphysema (see Chapter 43 for complete discussion). This hereditary disorder is nearly always associated with the homozygous PiZZ phenotype. Genetically predisposed infants often present with hepatomegaly or hepatosplenomegaly and evidence of cholestasis. Most children with alpha 1 -antitrypsin-induced liver disease recover, but cirrhosis develops in about 15%, presumably from toxic effects of the mutant antitrypsin protein retained in the endoplasmic reticulum of hepatocytes ; HPS has been reported as a complication of this form of cirrhosis. COPD is the most common pulmonary complication. COPD is unrelated to the presence of liver disease, develops in adults, and is characterized by panacinar emphysema, especially in the lower lung zones, and bronchial abnormalities, including bronchiectasis.