Geriatric Anesthesiology: Where Have We Been and Where Are We Going?



Fig. 1.1
Population aged 65 and over: 1900–2050. This figure depicts (bars) the 65 years old population of the USA from 1900 and projected to 2050. Note the marked increase until 2030 when the percentage (line) of geriatric people flattens at about 22%. (For information on confidentiality protection, nonsampling error, and definitions, see www.​census.​gov/​prod/​cen2010/​doc/​sf1.​pdf) (Reprinted from U.S. Census Bureau, P. et al. [32])



Reasons for the marked increase in elderly patients relative to the overall population are many. A simplified explanation is that both mortality and fertility rates are decreasing. This inevitably increases the percentage of elderly. Fundamental contributions to longevity are genetic makeup as well as socioeconomic and geographic factors. Genes determine what diseases develop, as well as whether drugs are effective treatments for disease in specific people. Racial and socioeconomic factors often contribute to longer life with advantages found in white and economically advantaged populations. Another reason for the growth in the over 65 years of age cohort is the baby boom generation. The baby boom generation is defined as people born from 1946 to 1964. As the baby boom generation progresses in age , the percentage of over 65 should stabilize in 2030 (see Fig. 1.1). Other contributing factors to healthy aging include medical advances reflected by the remarkable decrease of early deaths from ischemic heart disease and many cancers. Improved knowledge, diagnosis, medicines, and procedures have led to major improvements in the survival of patients with these chronic diseases. Public health has also played a major role in extending life expectancy. There are better water sources, food, immunizations, sanitation, and approaches to communicable disease that have all led to greater survival. Finally, and importantly, lifestyle changes have conferred longevity, for example, cessation of smoking, regular exercise, improved diet, and drinking habits.

Within the USA, there is a nonuniform distribution of population over 65. In the USA, Fig. 1.2 [31] shows wide variation in each state in the percentage of population over 65. Some states have seen much greater growth in their older populations between 1999 and 2009 than others with Alaska (50.0%), Arizona (32.1%), Colorado (31.8%), Georgia (31.4%), Idaho (32.5), Nevada (47.0%), South Carolina (30.4), and Utah (31.0%) all experiencing 30% or more 10-year increase in their elderly population. However, in absolute numbers of elderly citizens in the 2010 census, over half (56.5%) of persons 65+ lived in 11 states: California (4.3 million), Florida (3.3 million), New York (2.6 million), Texas (2.6 million), Pennsylvania (2.0 million), and Ohio, Illinois, Michigan, North Carolina, New Jersey, and Georgia each having well over 1 million [31].

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Fig. 1.2
Distribution by state of people over 65 as a percent of population. This figure shows that there is a wide variation in the over 65-year-old population with the greater concentration in the South, Southwest, Northeast, and lower Midwest. (The darker the color the higher the percentage of a state’s geriatric population) (Reprinted from Federal Interagency Forum on Aging-Related Statistics [66])

Like the various states in the USA, there is great variation in the world distribution of elderly people. Figure 1.3 [32] shows the forecasted change in global distribution of people over 65. Europe and North America have the largest percentage of over 65 among major world regions. The USA had 13.1% of population over 65 in 2010 and is relatively young compared to some countries like Germany, Italy, Japan, and Monaco with populations of 20% over 65 [32]. The developed countries of the world tend to have the older populations because of increased life expectancy and reduced fertility. However, by 2050 it is predicted that 100 countries will have a population with at least 20 percent of their population over 65. A shift in world population is predicted to occur between 2015 and 2020 when the percentage of people over 65 will for the first time be greater in the world than those under 5. The less developed countries are expected to make gains in their older populations, taxing their ability to provide the necessary medical and social care required by older people. The US Census Bureau has aptly summarized the impending growth in elderly populations of the USA and world: “Both individuals and society need to prepare for population aging; the cost of waiting-financial and social- could be overwhelming” [32]. It is clear that there is a need for the medical community to prepare for this major change in our demographic makeup.

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Fig. 1.3
Percentage of population aged 65 and over: 2015 and 2050. This figure demonstrates that aging is a global problem. The number of countries worldwide with populations over 65 greatly increases between 1015 and 2050 (Reprinted from He et al. [67])



Health Implications of an Aging Population


People older than 65 typically have one or more chronic diseases [32]. These diseases may require specific pharmacologic therapy or even surgery and may limit physical activity. The prevalence of chronic diseases that limit activity in geriatric patients is shown in Fig. 1.4. Note that all diseases increase with age, but problems with vision, hearing, and senility become more prevalent by age 85. Arthritis is a very common ailment that can progress even with appropriate therapy. About 50% of people over age 65 have arthritis with women affected more than men.

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Fig. 1.4
Limitation of activity caused by chronic health condition by age: 2006–2007. This figure shows the diseases and health limitations per 1000 population, and that with age, there are changes in the distribution of these health burdens (Reprinted from U.S. Census Bureau, P. et al. [32])

Geriatric patients can suffer from a number of chronic cardiovascular diseases. For example, coronary artery disease is very prominent and is more common in men. Ischemic heart disease can lead to increased risk of perioperative myocardial infarction which has a high morbidity and mortality. Valvular disease is also prevalent in the elderly and tends to affect the aortic and mitral valves. These valves may either be stenosed or incompetent. Altogether, 96 per 1000 people have cardiovascular disease that significantly impacts their activity [32]. This number increases to approximately 204 per 1000 over the age of 85 years, with women and men being equally affected. The process of atherosclerosis also affects other blood vessels in the body jeopardizing the integrity of the vessels themselves and the organs they supply. For example, stroke is the leading cause of severe long-term disability and affects older Americans more frequently. About 75% of strokes afflict people over 65 years old, and the risk doubles every 10 years after age 55 [33]. A prominent risk factor for stroke is hypertension . Hypertension affects about half of the population over 65, and it is slightly more prevalent in women. It should be treated aggressively to prevent heart disease and stroke as well as contribute to a stable hemodynamic perioperative course.

Common metabolic diseases that affect the geriatric population are diabetes and osteoporosis. Diabetes type 2 afflicts a large majority of older people, but surprisingly its diagnosis does not increase with age. Thus, diabetes is likely a chronic disease that develops before age 65 [32]. Careful management of diabetes is important as it is a precursor to a number of other serious diseases, including ischemic heart disease and stroke. Osteoporosis makes bones more brittle and prone to fracture, and women are more likely to develop this disease than men. The bones most affected by osteoporosis are the spine, hip, and wrist. Osteoporosis can also lead to fractures that require surgery. In fact, hip fractures are common and can lead to serious morbidity and mortality. Older people who have a hip fracture are three to four times more likely to die in 3 months than those who do not suffer a hip fracture [34, 35].

Half of the people diagnosed with cancer are 65 or older [32, 36]. This is a result of the increased longevity of people as well as an increase in some cancers in the elderly. The major significance of cancer to the anesthesiologist is that many patients have operations designed to cure or palliate. Prostate and breast cancers now have 5-year survival of ≥90%. This is in stark contrast to lung cancer with the low survival rate of 16%. The results of surgical treatment of cancer are about the same as younger patients in many types of cancer with slightly higher complication rates seen in the geriatric population [36]. Thus, it is reasonable to expect that as the population ages, there will be more surgical oncologic procedures.

Finally, the aging brain presents several potential challenges. Cognitive impairment is a term that includes the loss of higher mental functions that we associate with being human. Chief among the functions is memory, but there are others like planning, thinking, and performing mathematical skills. All functions tend to deteriorate as we age and each represents a challenge to the geriatric anesthesiologist (see Chaps. 10 and 30). There are two classifications of cognitive impairment, mild cognitive impairment and dementia. Mild cognitive impairment is common but can progress to more incapacitating dementias like Alzheimer’s disease that has an incidence of about 23 per 1000 in people over the age of 70 [32]. All loss of cognitive function is frustrating and when severe is incapacitating to the individual and catastrophic to the family.

Sight and hearing loss are also associated with aging and can lead to loss of activity (Fig. 1.4). Hearing loss is greater in men and advances with age, but as women get older, they tend to equal men in hearing impairment [37]. Visual impairment occurs more frequently in women but advances in both genders. Depression is the major mood disorder of the aging population. It is more common in women than men: the rate of diagnosed depression in women and men over 65 is reported to be 16% and 11%, respectively [32]. This is a relatively high incidence in both genders, and depression needs to be recognized early since it is associated with mortality from many causes in addition to suicide.


Perioperative Implications of the Aging Population and Surgical Risk


The burgeoning elderly population has some very specific implications for anesthesiologists and surgeons . Anesthesia and surgical knowledge and skills have increased over time, and there is a greater willingness to operate on older patients than ever before. Additionally, an older population can have more conditions that are amenable to surgery. The older population has an estimated higher percentage of surgery (58%) than younger, and it is estimated that between 2000 and 2020, there will be an increase in surgery ranging from 14% to 47% depending on the particular surgical specialty [30] (Fig. 1.5). In 2010, approximately 13% of the US population was 65 years or older, yet of all the hospital procedures, 37% were in people greater than 65 years of age. In other words, a disproportionate share of surgical procedures was performed in the elderly. For example, over half of the procedures done involving the cardiovascular system are performed on patients ≥65 years old. The only systems that are not more common in the elderly are ENT and those performed on women for genital and reproductive system . The rate of surgery falls once patients reach 85 even though medical hospitalizations increase for this age subset [38, 39]. However, it is probable that surgery will increase in ≥85 years old as this age group increases in size, and surgeons expand candidacy for surgery.

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Fig. 1.5
Forecasted increases in work by specialty . This figure shows that as time passes (year 2000–2020) there is an increase in the number of elderly patients. The direct result of this is that all surgical specialties except otolaryngology can expect to see marked increase in patients over 65 (Reprinted from Etzioni et al. [68], with permission from Wolters Kluwer Health, Inc.)

Generally, morbidity, mortality, and recovery times for elderly patients undergoing surgery are greater than those for younger patients [36, 4043]. Ambulatory surgery is increasing in the elderly population in part because older patients are better oriented in familiar surroundings. Two recent reviews summarize many of the issues of ambulatory surgery in the elderly [44, 45]. There is also data showing that unanticipated hospital admission after ambulatory surgery is increased in elderly patients [46]. The mortality for elderly (≥65) in 227 surgical high-risk operations is about twice that of younger patients (6% vs 3%) meaning that older patients are less able to withstand the stress of already high-risk surgery [47]. Thus, there is abundant data that shows risk is influenced by age, though thorough risk modeling finds that comorbidities and other factors are stronger predictors than age alone [48]. In addition, the distinction between normal and successful aging highlights one of the principal phenomena in gerontology: that there is tremendous variability in aging between individuals of a given species. Although it is extremely convenient to categorize and even stereotype patients by age, chronological age is a poor predictor of physiologic aging. It therefore should not be used alone to predict risk for surgical procedures.

Since age alone does not necessarily confer added risk because each individual is different and some remain healthy with physiologic reserve in place while others may be weakened during aging by disease or the response to the stresses of life, one theory that explains the individual variability with age is the concept of homeostasis and physiologic reserve. A homeostatic system is an open biologic system that maintains its structure and functions by means of a multiplicity of dynamic equilibriums rigorously controlled by interdependent regulatory mechanisms [49]. Such a system reacts to change through a series of modifications of equal size and opposite direction to those that created the disturbance. The goal of these modifications is to maintain the internal balances. The term homeostenosis has been used to describe the progressive constriction of homeostatic reserve capacity. Another common means of expressing this idea is that aging results in a progressive decrease in reserve capacity. Diminishing reserve capacity can be identified at a cellular, organ, system, or whole-body level. As an example, glomerular filtration rate (GFR ) progressively decreases with aging, limiting the capacity to deal with any stress on this excretory mechanism, be that a fluid load or excretion of medications or other toxic substances. Once again, the variability associated with aging is a key modifier of the decrease in physiologic function. So, although in general GFR decreases 1 mL/year, 30% of participants in a large study that defined this change had no change in GFR, whereas others showed much greater decrements [50]. The concept of reserve has also been used in describing cognitive function [51]. Taffet has expanded the general interpretation of the decrease in physiologic reserve to emphasize that the reserve capacity is not an otherwise invisible organ capacity but the available organ function that will be used to maximal capacity by the elderly to maintain homeostasis. When the demands exceed the capacity of the organ or organism to respond, pathology and higher risks ensue (Fig. 1.6). This is ever more likely as aging decreases the capacity of any system to respond. It is likely that the stresses of surgery tip the balance of homeostasis to increased risk in the elderly at least in part because of exhausted physiologic reserves.

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Fig. 1.6
This is a schematic of homeostasis that shows the dynamic process where as age increases more physiologic reserves is required to maintain the status quo. This means that when a major stress occurs like surgery, less physiologic reserve is available, and risk is increased (Adapted from: Silverstein [2], Taffet [69])


Anesthesiologist ’s Approach to the Patient


Comprehensive evidenced-based perioperative care of the elderly patient is rapidly evolving but far from complete. The preoperative evaluation has become critical in the care of the geriatric patient (see Chap. 4). At minimum, the anesthesiologist should determine the functional status, distinguish age-related organ system changes from disease, attempt to assess reserve capacity, and identify potential gaps in necessary workup prior to surgery. The preoperative visit is also an ideal time to equip the patient and family with realistic expectations and goals for the post-procedural recovery period. Finally, it is also an opportune time to document any advance directive wishes and health-care proxies the patient has designated. The American College of Surgeons National Surgical Quality Improvement Program (ACS NSQIP) and the American Geriatrics Society (AGS ) have outlined a formal process for routine preoperative evaluation of elderly patients [52, 53] (see Table 1.1 [52]). Acquiring information may be challenging and may involve discussions with the patient, their immediate caregivers, other family members, and reference to multiple previous medical records. A comprehensive approach to caring for the geriatric surgical patient may also assign preoperative tasks to multiple providers including a geriatrician, anesthesiologist, or surgeon which can present unique challenges for coordination of care.


Table 1.1
Checklist for the optimal preoperative assessment of the geriatric surgical patient

































In addition to conducting a complete history and physical examination of the patient, the following assessments are strongly recommended:

• Assess the patient’s cognitive ability and capacity to understand the anticipated surgery

• Screen the patient for depression

• Identify the patient’s risk factors for developing postoperative delirium

• Screen for alcohol and other substance abuse/dependence

• Perform a preoperative cardiac evaluation according to the American College of Cardiology/American Heart Association algorithm for patients undergoing noncardiac surgery

• Identify the patient’s risk factors for postoperative pulmonary complications and implement appropriate strategies for prevention

• Document functional status and history of falls

• Determine baseline frailty score

• Assess patient’s nutritional status and consider preoperative interventions if the patient is at severe nutritional risk

• Take an accurate and detailed medication history and consider appropriate perioperative adjustments. Monitor for polypharmacy

• Determine the patient’s treatment goals and expectation in the context of the possible treatment outcomes

• Determine patient’s family and social support system

• Order appropriate preoperative diagnostic tests focused on elderly patients


Reprinted from Chow et al. [52], with permission from Elsevier

In 2009, McGory et al. published over 90 validated perioperative quality indicators for patients older than 75 years of age [54]. Five intraoperative indicators have been validated for the geriatric population and are listed in Table 1.2 In addition, many of the measures described were deemed to be specific to the geriatric population, as care for the elderly in the perioperative period may be very different from that of the non-elderly surgical population (Table 1.3). Identifying process measures, especially those specific to the growing geriatric population, can potentially assist in improving quality of care as well as containing costs.


Table 1.2
Quality indicators rated as valid for intraoperative care of elderly patients















1. If an elderly patient is undergoing elective or nonelective inpatient surgery and hair removal is required, then hair removal should not be performed with a razor

2. If an elderly patient is undergoing elective or nonelective inpatient surgery, then measures to maintain normothermia of greater than 36 °C during the operation should be instituted

3. If an elderly patient is undergoing elective or nonelective inpatient surgery and develops hypothermia less than 36 °C, then additional measures to correct the hypothermia should be instituted

4. If an elderly patient is undergoing elective or nonelective inpatient surgery and the procedure is started laparoscopically, then the procedure should be completed in less than 6 h even if converted to an open approach

5. If an elderly patient is undergoing elective or nonelective inpatient surgery, then measures to ensure proper positioning on the operating room table should be documented to prevent peripheral nerve damage and maintain skin integrity


Reprinted from McGory et al. [54], with permission from Wolters Kluwer Health



Table 1.3
Process measures unique to the elderly undergoing surgery
















Domain

Process measure

Comorbidity assessment

• Complete standardized cardiovascular risk evaluation per ACC/AHA guidelines

• Estimation of creatinine clearance

Evaluation of elderly issues

• Screen for nutrition, cognition, delirium risk, pressure ulcer risk

• Assess functional status including ambulation, vision/hearing impairment, and ADLs/IADLs

• Referral for further evaluation for impaired cognition or functional status, high risk for delirium, or polypharmacy

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Jan 15, 2018 | Posted by in RESPIRATORY | Comments Off on Geriatric Anesthesiology: Where Have We Been and Where Are We Going?

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