Fig. 27.1
Deep veins that may be involved in upper extremity deep vein thrombosis (SVC, superior vena cava)
In the absence of direct evidence, current treatment recommendations are largely extrapolated from studies on lower extremity DVT, since for UEDVT only small, observational studies are available. In this chapter the current understanding on the clinical characteristics, risk factors, diagnosis, management, prognosis, and prevention of UEDVT will be discussed..
Symptoms and Signs
Patients with UEDVT most often present with unilateral swelling and discomfort or localized pain [4, 8, 12–14]. Other symptoms and signs that have been described are weakness, paresthesia, heaviness, low-grade fever, visible collateral veins, erythema, a palpable cord, cyanosis, and warmth (Table 27.1) [8, 12, 16–19]. The majority of UEDVT associated with a CVC or pacemaker remains subclinical, as most cases are discovered during the work-up of a dysfunctional catheter or PE [20–22]. Concomitant symptomatic PE is present in 3–12% of all patients with UEDVT [6, 7, 23–28], which is less than in patients with lower extremity DVT, in which prevalences of around 30% have been reported [23, 28].
Table 27.1
Possible symptoms and signs of upper extremity deep vein thrombosis
Symptoms | Prevalence in patients with UEDVT |
---|---|
Unilateral edema or swelling | |
Discomfort or localized pain | |
Weakness | NR |
Paresthesia | NR |
Heaviness | NR |
Signs | |
Cyanosis | 77% [15] |
Warmth | 36–52% [12] |
Erythema or skin color change | |
Visible collateral veins | 20–34%a [12] |
Palpable cord | 3–12%a [8] |
Low-grade fever | 5%a |
No symptoms or signs | 5% [4] |
Risk Factors
UEDVT is subdivided into primary and secondary UEDVT, based on the pathogenesis. Primary UEDVT represents 20–50% of all cases and includes effort-related thrombosis (also known as the Paget-Schroetter syndrome) in combination with the thoracic outlet syndrome (TOS) and idiopathic thrombosis. The majority of UEDVT is secondary to a predisposing risk factor [3, 9, 29–32]. The risk factors most strongly associated with UEDVT are cancer and the presence of a CVC. Other risk factors include pacemakers, previous venous thromboembolism (VTE), a positive family history of VTE, arm surgery or trauma, immobilization, the use of estrogens, and thrombophilia (Table 27.2).
Table 27.2
Risk factors for upper extremity deep vein thrombosis
Parameter | Odds ratio (compared to healthy controls) |
---|---|
Cancer | 18.1 [29] |
Surgery of the upper extremity | 13.1 [29] |
Central venous catheter | 9.7 [4] |
Immobilization (plaster cast) | 7.0 [29] |
Family history of VTE | 2.8 [29] |
Thrombophilia | |
Trauma of the upper extremity | 2.1 [29] |
Any surgery lasting more than 1 h | 1.7 [36] |
Oral contraceptives |
The Paget-Schroetter Syndrome
The Paget-Schroetter syndrome accounts for 10–20% of all UEDVT and mainly occurs in young, otherwise healthy individuals who encounter repetitive or strenuous arm movements [10, 32, 38, 39]. It has been mostly associated with sports activities such as baseball, swimming, weight lifting, and wrestling [40, 41] but also with playing the violin for prolonged periods of time. The pathogenesis of the Paget-Schroetter syndrome is not entirely elicited, but it is thought that venous TOS plays a key role. Venous TOS is characterized by compression of the subclavian vein, usually caused by either congenital or acquired variations in the bone and muscle anatomy [42, 43]. This renders the subclavian vein more susceptible to trauma. Repeated trauma then leads to intimal hyperplasia, inflammation, and perivascular fibrosis, which may eventually cause venous thrombosis [44].
Central Venous Catheters
Common indications for CVC placement are the administration of chemotherapy, parenteral nutrition, and prolonged intravenous antibiotic treatment. It is estimated that over 5 million CVCs are inserted annually in the United States [45]. CVC-related UEDVT accounts for up to 70% of all secondary UEDVT [8, 25, 32]. The high risk of CVC-associated UEDVT is mainly due to vessel wall damage following insertion and infusion of irritating substances and to impeded blood flow through the vein across the catheter. The incidence of symptomatic and asymptomatic CVC-related UEDVT lies around 2–6% and 11–19%, respectively [18, 46]. Baseline factors that increase the UEDVT risk are subclavian vein insertion, improper positioning of the catheter tip, and multiple lumen catheters (Table 27.3) [47]. Peripherally inserted central catheters are associated with a higher UEDVT risk than implanted ports (odds ratio [OR] 2.55, 95% confidence interval [CI] 1.54–3.24), especially in critically ill (incidence 13.9%, 95% CI 7.7–20.1) and cancer patients (incidence 6.7%, 95% CI 4.7–8.6) [47, 48].
Table 27.3
Central venous catheter-specific risk factors for upper extremity deep vein thrombosis
Parameter | Odds ratio (95% CI)a |
---|---|
Type of catheter | |
• PICC | 1b |
• Implanted port | 0.4 [47] |
Number of lumina | |
• Single lumen | 1b |
• Double lumen | |
• Triple lumen | |
Multiple insertion attempts | 1.1c [48] |
Insertion site | |
• Upper arm veins | 1b |
• Subclavian vein | 2.2 [47] |
• Internal jugular vein | 1.6c [47] |
Catheter tip positioning | |
• Proper positioning | 1b |
• Improper positioning | 1.9 [47] |
Cancer
Approximately 40% of all patients with UEDVT have active cancer; it is one of the strongest risk factors for the development of UEDVT (adjusted OR 18.1, 95% CI 9.4–35.1). The presence of distant metastases increases the risk even further, for an OR of 11.5 (95% CI 1.6–80.2) compared to cancer patients without metastases. Cancer and CVCs often coincide [23], as a substantial proportion of cancer patients require a CVC for the administration of chemotherapy [46]. The presence of a CVC increases the UEDVT risk in patients with active cancer approximately twofold (OR 43.6, 95% CI 25.5–74.6) [29].
Diagnosis
An accurate diagnosis of UEDVT is important, as appropriate treatment can reduce the clinical burden and prevent complications in the acute phase, such as PE. The prevalence of UEDVT in patients with a clinical suspicion of UEDVT varies from 10 to 45% in several cohort studies, which might be explained by differences in study design and the proportions of cancer patients, CVCs, and the number of inpatients (Table 27.4) [7, 12, 49, 50]. In patients with a CVC, the prevalence of UEDVT was 53% in one study [7], compared to only 18% in patients without a CVC (p < 0.01). These figures were 31 and 23% for cancer and non-cancer patients, respectively (p = 0.07, manuscript under revision).
Table 27.4
Prevalence of upper extremity deep vein thrombosis and associated risk factors in consecutive patients with a clinical suspicion of upper extremity deep vein thrombosis
Constans [12] | Armour [7] | |||||
---|---|---|---|---|---|---|
Cohort 1 | Cohort 2 | Cohort 3 | Cohort 1 | Cohort 2 | ||
Patients, n | 140 | 103 | 214 | 406 | 239 | 483 |
UEDVT confirmed, n (%) | 50 [42] | 46 [51] | 65 [31] | 103 [26] | 24 [10] | 64 [13] |
Study design | Single center | Multicenter | Single center | |||
Cancer (%) | 52 | 54 | NR | 34 | 16 | 13 |
CVC (%) | 61 | 65 | 12 | 35 | 6 | 17 |
Inpatient (%) | 100 | 100 | 53 | 20 | 0 | 0 |
Venography is the gold standard to diagnose UEDVT, as it visualizes the entire deep vein system of the upper extremity, but it is invasive, expensive, and involves the use of contrast, which may cause complications including renal failure and allergic reactions. Due to these disadvantages, venography has been largely replaced in clinical practice by compression ultrasonography, which is noninvasive, relatively cheap, and easy to perform [19]. In a systematic review, identifying nine studies on the role of compression ultrasonography in the diagnosis of UEDVT, the overall sensitivity was 97% (95% CI 90–100%), with a specificity of 96% (95% CI 87–100%) [51]. The presence of the clavicle may hinder evaluation of the middle part of the subclavian vein, and in case of indeterminate compression ultrasonography results, venography may provide a definitive answer. Other diagnostic options include computed tomography (CT) angiography and magnetic resonance angiography (MRA), which are both noninvasive. However, both have only been evaluated in studies with very few patients with a clinical suspicion of UEDVT, and the diagnostic performance of both modalities is therefore unclear [52, 53].
Several attempts have been made to improve the diagnostic process in patients with a clinical suspicion of UEDVT. Constans and colleagues developed a clinical decision rule, incorporating four items (Table 27.5) [12]. If the total score is one or less, UEDVT is deemed unlikely, whereas if the total score is two or higher, the diagnosis is likely. The prediction of UEDVT based on this score was consistent in three study samples, with prevalences of 64–70% in patients with a total score indicating “UEDVT likely” and 9–13% in those with a total score indicating “UEDVT unlikely,” suggesting that this score can be a valuable tool in a diagnostic algorithm [12].
Item | Count |
---|---|
Venous material presenta | +1 |
Localized pain | +1 |
Unilateral edema | +1 |
Other diagnosis at least as plausible | −1 |
The diagnostic value of D-dimer has been tested in 2 studies, 1 including 52 patients of whom 15 (29%) had UEDVT, and the other including 239 patients of whom 24 (10%) were diagnosed with UEDVT [49, 54]. Both studies applied a cutoff value of 500 ng/mL. The sensitivity was high in both studies with 100% (95% CI 78–100%) and 92% (95% CI 73–99%), respectively, whereas the specificity was low (14%, 95% CI 4–29% and 60%, 95% CI 52–67%, respectively). These figures were similar for cancer patients and patients with a CVC [49, 54].
Recently, a multicenter, international, prospective diagnostic management study evaluated an algorithm consisting of the Constans score, D-dimer testing, and compression ultrasonography in consecutive patients with a clinical suspicion of UEDVT [7]. In total, 406 patients were included, and the algorithm was feasible in 390 (96%). UEDVT was confirmed in 103 patients (25%). In 87 patients (21%; 95% CI 17–25%), ultrasonography could be withheld. One patient, in which UEDVT was initially excluded, developed a UEDVT during 3-month follow-up, for an overall failure rate of the algorithm of 0.4% (95% CI 0–2.2%). In another study, 483 patients with a clinical suspicion of UEDVT all underwent immediate compression ultrasonography and were followed for 3 months prospectively. The failure rate, defined as the rate of recurrent VTE, was 0.6% (95% CI 0.2–2.2%) for single ultrasonography and 0.2% (95% CI 0.1–1.7%) for serial ultrasonography. Of note, the prevalence of UEDVT was relatively low in this cohort (13%) [50].
While there have been important improvements in the field, the best diagnostic strategy in patients with a clinical suspicion of UEDVT remains to be determined. Hence, at present, objective imaging remains the cornerstone of UEDVT diagnosis. D-dimer testing may help to reduce the number of patients who require imaging, although the efficiency of the test appears moderate in this population with high prevalences of cancer and CVCs. The use of an algorithm has been shown to be efficient and safe but needs to be validated prospectively before it can be implemented in clinical practice . Furthermore, improvement of the algorithm appears to be desirable, for example, by applying age-adjusted D-dimer cutoff values (van Es, in press). In patients with a CVC and a suspicion of UEDVT, direct imaging seems justified, as only two examinations must be performed to detect one UEDVT.
Treatment
In the acute phase of UEDVT, the goal is to relieve acute symptoms and prevent complications, such as the loss of venous access or development of PE. The long-term goals of treatment are mainly the prevention of recurrent VTE, including fatal PE, and the development of PTS. Treatment of UEDVT is based on anticoagulation predominantly with selective use of thrombolytic therapy, mechanical catheter interventions, first rib resection, and vena cava filter (VCF) placement. No randomized controlled trials have evaluated any of these therapies in patients with UEDVT. Therefore, treatment recommendations by the major guidelines are largely extrapolated from studies on DVT of the leg and are only based on small observational studies in UEDVT patients [55].
Anticoagulant Therapy
In patients with lower extremity DVT, low-molecular-weight heparin (LMWH) has a superior efficacy and better safety compared to unfractionated heparin (UFH) for the initial period of treatment (i.e., the first 5–10 days) [56]. In addition, 4 observational studies that included a total of 209 patients with UEDVT receiving LMWH reported low recurrence and major bleeding rates [27, 57–59]. Based on these data, LMWH is the preferred anticoagulant for the initial phase of UEDVT treatment (Fig. 27.2). UFH is reserved for patients with contraindications to LMWH such as severe renal failure [55].
For the long-term treatment of UEDVT, i.e., after the initial phase of 5–10 days, treatment options besides LMWH are vitamin K antagonists (VKA) and direct oral anticoagulants (DOACs) . VKA have been the standard method of anticoagulation for decades, but the use of DOACs is emerging since large trials have shown that they are as effective as VKA for the treatment of acute symptomatic lower extremity DVT and PE, with a significant reduction in major bleeding events [60]. Extrapolating from trials investigating these drugs for the treatment of DVT of the leg or PE, both can be considered for long-term UEDVT treatment. LMWH may be prescribed, but the daily injections are cumbersome and painful for many patients, and hypersensitivity skin reactions are often seen . Despite these disadvantages, the cornerstone of treatment in cancer patients is LMWH , based on a superior efficacy and similar safety profile compared to VKA in cancer patients with lower extremity DVT and PE [61, 62].