Abstract
Background
Patent foramen ovale is a fetal communication between the atria that is caused by incompetence of the valve of the oval fossa. It is a common incidental finding on echocardiography in about 25 % of adults.
Aim of review
The purpose of this article is to review patent foramen ovale in children and adolescents, associated clinical conditions, and treatment options.
Key scientific concepts of review
Patent foramen ovale can be associated with a range of morbidities, including migraine headaches, cryptogenic ischemic stroke, transient ischemic attack, paradoxical embolus, syncope, decompression sickness, and platypnea-orthodeoxia syndrome (a rare condition leading to dyspnea and hypoxemia when standing or sitting upright). Notably, a patent foramen ovale is more prevalent in patients having migraines with aura (50 %) than those without aura (27 %). Closure of patent foramen ovale has been observed to reduce the median number of migraine days, although it does not impact overall headache frequency. Patent foramen ovale, as a cardiac anomaly, is found in a significant proportion of pediatric stroke cases due to its potential for paradoxical emboli shunting to the brain. In the pediatric population, percutaneous patent foramen ovale closure is safe and, when combined with antiplatelet therapy, effectively reduces the risk of new brain infarcts and stroke recurrence. Young patients with sickle cell disease and patent foramen ovale have an increased risk of bleeding while on anticoagulation therapy; hence, transcatheter patent foramen ovale closure is preferable to prevent neurological sequelae. Additionally, there is evidence showing a four-fold higher frequency of syncope in patients with patent foramen ovale, suggesting a significant association. The 2020 American Academy of Neurology Practice Advisory recommends patent foramen ovale closure for secondary stroke prevention in patients under 60 with embolic strokes of unknown etiology. When clinically indicated, patent foramen ovale closure is a feasible and safe intervention in children and adolescents, promising to reduce stroke-related morbidity.
Highlights
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Patent foramen ovale between the atria may persist after birth and into adulthood.
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Associated conditions include migraine, stroke, paradoxical embolus, and syncope.
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Routine percutaneous patent foramen ovale closure may not be recommended.
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Patent foramen ovale closure may be performed safely in children and adolescents.
1
Introduction
In fetal circulation, oxygen-rich blood from the placenta bypasses the lungs and supplies the fetal heart and brain via a patent foramen ovale (PFO), which is a normal connection located between the right and left atria [ ]. PFO is a communication between the atria because of incompetence of the valve of the oval fossa. During fetal life, the septum primum, which is the floor of the oval fossa, is held away from the edges (limbus) of the oval fossa and from the septum secundum because of the higher pressure in the right atrium. After birth, the increased pulmonary venous return causes increased left atrial pressure, which pushes the septum primum toward the septum secundum. The septum primum fuses with the septum secundum, resulting in complete closure of the interatrial communication [ ].
Persistent PFO results when complete closure fails to occur [ ]. This fetal atrial communication does not close in 25 % of adults and is associated with migraine headaches with aura, stroke of unknown etiology (also known as cryptogenic stroke), paradoxical emboli, syncope, and decompression sickness in divers. The passage of vasoactive metabolites or micro-emboli to the systemic circulation may cause these problems [ ]. Paradoxical embolus is defined as a thrombus that crosses an intracardiac defect such as a PFO into the systemic circulation.
There are limited pediatric randomized clinical trials about PFO closure. Treatment recommendations in children and adolescents have been extrapolated from case reports, retrospective studies, and single-center cohort studies in the adult population. The purpose of this review article is to explore conditions associated with PFO, such as migraine headache, cryptogenic stroke, paradoxical embolus, and syncope in children and adolescents and its treatment options, including PFO closure.
2
Clinical conditions associated with patent foramen ovale
2.1
Migraine headache
Migraines have been associated with PFO. There is a higher prevalence of PFO in patients with migraines with aura (50 %) than patients with migraines without aura (27 %) or the general population [ ]. Observational data suggested some improvement of migraine symptoms with PFO closure. However, a randomized clinical trial with a septal repair implant did not demonstrate efficacy of PFO closure in reducing migraine frequency. Rather, it showed a significant reduction in median total migraine headache days in the implant group compared to the placebo group [ ]. The complication rate for PFO closure is 0.2 to 1.5 % and may include hemorrhage requiring transfusion, cardiac tamponade, fatal pulmonary embolus, and death. Minor complication risks include atrial arrhythmias, device arm fracture, device embolization and thrombosis, and femoral hematoma. Atrial fibrillation may occur more frequently in patients with larger devices [ ].
In a retrospective cohort study of 153 patients with PFO (age 7–19 years), septal device occlusion was performed for migraine or nonmigraine headache, visual, transient ischemic attack, or stroke symptoms [ ]. The symptoms were completely resolved in 112 patients (72 %), decreased in 31 patients (20 %), and worsened or not improved in 10 patients (7 %). In 29 patients (19 %), there was complete resolution or improvement of symptoms despite a residual atrial shunt on echocardiography [ ]. In these patients, it is possible that the device may have reduced or closed the shunting. Alternatively, the improvement may have been due to psychosocial factors and a placebo effect [ ]. Patients with no improvement in symptoms were less likely to recommend PFO closure to family and friends. None of the demographic, preprocedural, procedural, and postprocedural factors were associated with improvement of symptoms after PFO closure with a septal device [ ]. In this study, PFO device closure was safe in most pediatric patients, similar to adult studies, but expenses were high, with cumulative procedure cost of $4.2 million in the 153 pediatric patients and additional follow-up costs [ ]. In this study, 92 % of pediatric patients had symptomatic relief; specifically, 68 % of patients with migraines reporteed none or fewer symptoms, even though the study did not address underlying mechanisms or exclude a placebo effect [ ].
2.2
Cryptogenic ischemic stroke and transient ischemic attack
Ischemic cerebrovascular events are rare in young adults, with an annual incidence of 6 to 26 per 100,000 persons [ ]. The incidence of childhood arterial ischemic stroke is an even more rare event and occurs in 1 to 7 per 100,000 persons per year [ ]. Despite thorough evaluation, a clear cause of stroke is not identified in 30 % of young stroke survivors. Cardiac anomalies such as PFO are found in a significant proportion of children with stroke, as the PFO allows paradoxical shunting of emboli into arterial circulation and into the brain [ ]. In the International Pediatric Stroke Study, which was a multicenter, international observational cohort study about the prevalence of medical conditions in 676 children who had arterial ischemic stroke, an isolated PFO was observed in 5 % of children [ ].
Pediatric cardiologists may vary in how they communicate with patients who have a PFO discovered as an incidental finding on an echocardiogram that was performed for other cardiac complaints. The PFO may be described as a normal variant, considering 25 % of the general adult population may have a PFO [ ]. In contrast, the patient may be told that the PFO may be an abnormality that may increase the risk of developing a stroke, given that 35 % of adults with a cryptogenic stroke have a PFO detected by echocardiography [ ]. It is reasonable to recommend a follow-up echocardiogram in one year to evaluate the PFO, to look for spontaneous closure of the PFO, and to screen for associated risks [ ].
Stroke caused by paradoxical embolus in otherwise healthy infants and children is uncommon despite the high prevalence of PFO [ ]. Transcranial Doppler ultrasonography with agitated saline contrast is a sensitive screening tool for right-to-left shunt, but echocardiography is still needed to confirm intracardiac shunting. The ROPE score (validated risk of paradoxical embolism score) helps predict the likelihood of stroke caused by PFO [ ]. Paradoxical emboli in children may be associated with hypercoagulable conditions, such as hospitalized children with central catheters. Due to the higher tendency of thrombus to form on the catheter, it is advisable to minimize the catheter size and maximize the distance between the catheter tip and PFO to prevent stroke and TIA [ ].
Medical treatment with warfarin and antiplatelet agents is controversial for patients with atrial shunting and a thromboembolic event. Although potentially effective, the feasibility of lifelong treatment in children and young adults is challenging because of poor compliance, the necessity of monitoring anticoagulation levels, and restrictions from competitive sports activity [ ].
A study over 6 years at 3 centers identified 45 patients with paradoxical embolus due to the presence of PFO and atrial septal defect causing stroke, transient ischemic attack, myocardial infarction, and renal infarction. At median follow-up of 5.3 months after closure of the right-to-left shunt, 44 patients (98 %) had no recurrent neurologic events or residual atrial shunt. This study showed that cryptogenic ischemic events may occur in young patients with serious sequelae, and device closure may be a safe therapeutic option for children and young adults [ ]. Rare complications of device closure may include venous access challenges, air embolus, device embolization, thrombosis, and erosion through the free wall of the atria or aortic root [ ].
A study by Caputi et al. (2013) of 1035 patients aged five to 75 years with history of cryptogenic ischemic stroke or transient ischemic attack suggested that percutaneous PFO closure is a safe procedure, and residual right-left shunt is not uncommon, but large residual right-left shunt is a rare occurrence. There were no neurological events at 2-year follow-up post-PFO closure, although non-neurological complications, including cardiac arrhythmias, were seen in very few subjects. This finding can be used to inform treatment decisions for patients with cryptogenic ischemic stroke or transient ischemic attack [ ].
An analysis of the REDUCE Trial by Messe et al. (2021) found that combined treatment with PFO closure with Septal Occluder plus antiplatelet therapy reduces the risk of new brain infarct by half, with no difference in the number of patients with subclinical infarcts compared to those who only received antiplatelet medication [ ]. However, there is a higher occurrence of atrial fibrillation and device complications among patients who underwent PFO closure [ , ]. A meta-analysis by Pan et al. (2021) also concluded that PFO closure significantly reduced the risk of composite outcome of recurrent ischemic neurological events compared with antiplatelet therapy, but the finding is not significant when compared with anticoagulant therapy [ ]. Moreover, in terms of bleeding events, PFO closure reduced the risk of bleeding events compared to both antiplatelet therapy and anticoagulant therapy [ ].
A multi-center randomized controlled trial by Mas et al. (2017) found that PFO closure combined with antiplatelet therapy was superior to antiplatelet therapy alone in preventing stroke recurrence. The rate of recurrent stroke was significantly lower in the PFO closure group than in the antiplatelet-only group, with a hazard ratio of 0.03 (95 % CI, 0 to 0.26; P < 0.001) [ ]. The secondary composite outcome of stroke, transient ischemic attack, or systemic embolism occurred in significantly fewer patients in the PFO closure group than in the antiplatelet-only group (3.4 % vs. 8.9 %; hazard ratio, 0.39; 95 % CI, 0.16 to 0.82; P = 0.01) [ ]. Similarly, the study by Lee et al. (2018), DEFENSE-PFO (Device Closure Versus Medical Therapy for Cryptogenic Stroke Patients With High-Risk Patent Foramen Ovale), suggests that PFO closure may be a beneficial treatment option for patients with cryptogenic stroke and high-risk PFO characteristics, such as PFO with atrial septal aneurysm, hypermobility (phasic septal excursion into either atrium greater than or equal to 10 mm), or PFO size larger than or equal to 2 mm [ ]. PFO closure in patients with high-risk PFO characteristics resulted in a lower rate of stroke, vascular death, thrombolysis in myocardial infarction-defined major bleeding, as well as stroke recurrence [ ].
The result of a meta-analysis by Sitwala et al. (2019) suggests that transcatheter closure of PFO plus medical therapy is superior to medical therapy alone for the prevention of recurrent cryptogenic stroke [ ]. Although patients undergoing PFO closure were more likely to develop transient atrial fibrillation than medical therapy alone (OR: 5.85; CI: 3.06–11.18, p ≤ 0.0001), the risk of bleeding was similar between the two groups (OR: 0.93; CI: 0.55–1.57, p = 0.78) [ ]. However, PFO closure has not been shown to reduce the risk of recurrent TIA or all-cause mortality [ ].
A retrospective study in France found that PFO closure in children is safe and effective with few complications, with postoperative treatment involving aspirin and anticoagulants [ ]. In 2020, the American Academy of Neurology recommended PFO closure for secondary stroke prevention in patients under 60 with embolic strokes and no other clear cause after considering the risks and benefits of the procedure [ ]. An Analysis of the REDUCE Trial by Messé et al. (2021) also suggested that PFO closure in patients with cryptogenic embolic-appearing stroke may be an effective strategy for reducing recurrent stroke risk [ ].
Those undergoing percutaneous device closure intracardiac echocardiography can be performed safely and effectively in a large cohort of children and adolescents. Measurements of PFO using intracardiac echocardiography correlate well with preprocedural transesophageal echocardiography. However, intracardiac echocardiography may be more accurate in identifying the absence or deficiency of critical septal rims before device closure [ ].
Although it is plausible that PFO closure could reduce the risk of recurrent stroke, several randomized trials have not shown the superiority of PFO closure over antithrombotic therapy [ ]. The CLOSURE I (Evaluation of the STARFlex Septal Closure System in Patients with a Stroke and/or Transient Ischemic Attack Due to Presumed Paradoxical Embolism through a Patent Foramen Ovale) trial and the PC Trial (Clinical Trial Comparing Percutaneous Closure of the Patent Foramen Ovale Using the Amplatzer PFO Occluder with Medical Treatment in Patients with Cryptogenic Embolism) showed no differences in stroke recurrence between PFO closure versus medical therapy, similar to the RESPECT trial. The mean age of patients in these three trials was 45 years, and the CLOSURE I and RESPECT trials excluded children aged <18 years. Hence, these results are difficult to extrapolate to the problem of cryptogenic stroke in children and adolescents [ ].
2.3
Paradoxical embolus
Emboli can migrate in either direction across a PFO, although left to right migration is incredibly rare [ ]. Stroke is usually caused when emboli migrate from the right to the left side of the heart. Paradoxical embolism right-to-left across a PFO may lead to pulmonary septic emboli [ ]. Septic pulmonary emboli may also originate from a left-sided heart vegetation migrating through a PFO, even when right-sided heart valves are normal [ ].
Children and adolescents, ages 2 to 19 years, with sickle cell disease and stroke were identified to have a higher prevalence of PFO (25 %) compared with children and adolescents without sickle cell disease and a stroke (11.7 %) [ ]. Patients with sickle cell disease and PFO with right-to-left shunting may have an increased risk of developing paradoxical embolus due to predisposition to thrombosis, increased right atrial pressures associated with pain during a sickle cell crisis, analogous to a Valsalva maneuver. These patients may be at high risk of having stroke occurrence and recurrence and a hypercoagulable state associated with immobility, neurocognitive dysfunction, and psychological and socioeconomic problems. As these patients may be young and have an increased risk of bleeding while on anticoagulation therapy, transcatheter PFO closure may be preferable to nonoperative treatment [ ]. These patients may benefit from multidisciplinary evaluation and treatment with a pediatric cardiologist, neurologist, hematologist, and radiologist, with consideration of the high-risk features of the PFO, stroke characteristics observed with brain imaging, and risks of ischemia and bleeding [ ].
2.4
Syncope
The association between PFO and syncope in children and adolescents may be unclear because of varied results in published studies that mostly include adults. In a study by Shehata et al. (2024) of patients with CT coronary angiography confirmed PFO, 16.3 % of 1000 patients with a mean age of 52.5 +/− 10.9 years, the frequency of syncope was four-fold higher in patients with PFO (6.7 %) when compared to those without PFO (1.6 %), indicating a significant association between PFO and syncope [ ].
In another study by Wang et al. (2023) of adult patients with PFO and syncope, patients with percutaneous PFO device closure had a lower frequency of recurrent syncope when compared to those who did not have PFO closure [ ]. Among 111 patients, mostly adults with syncope associated with PFO, 91 patients were treated with percutaneous PFO device closure and had a lower frequency of recurrent syncope (10 patients, 11 %) compared to the 20 patients who did not undergo PFO closure (7 patients, 35 %). These conclusions may have been limited by the small sample size [ ]. In contrast, a retrospective, single-center study by Zou et al. (2024) in the pediatric population showed that PFO is not associated with an increased risk of syncope in children, which contradicts the results in adults [ ]. 1001 children and adolescents (age, 4–17 years; 519 boys) were hospitalized due to unexplained syncope, palpitations, headaches, dizziness, and chest pain. Right heart contrast transthoracic echocardiography was performed to evaluate for the presence of right-to-left shunting with similar frequency of PFO between 276 patients who had simple syncope (PFO in 4.7 % patients), 379 patients who had headache or dizziness (4.7 %), 265 patients who had chest pain (4.2 %), and 81 patients who had palpitations (6.2 %; P = 0.90). Multivariable logistic regression showed that PFO was not associated with an increased risk of syncope ( P = 0.081).
3
Conclusion
In patients with paradoxical embolus, which may be associated with major neurocognitive morbidity, multidisciplinary evaluation may be indicated to consider recommending PFO closure. Treatment of patients with cryptogenic stroke attributed to PFO with PFO closure plus long-term antiplatelet therapy may be a more effective strategy than antiplatelet therapy alone. Similarly, transcatheter closure of PFO plus medical therapy may be a superior treatment strategy for preventing recurrent cryptogenic stroke in patients with PFO. The pros and cons should be weighed when choosing PFO closure or medical therapy (antiplatelet therapy and anticoagulant therapy) to prevent the recurrence of stroke and TIA. Treatment approach should be individualized as per the physician’s competence and the patients’ medical history.
The 2020 American Academy of Neurology Practice Advisory recommended percutaneous PFO closure for secondary stroke prevention in patients under 60 with embolic strokes and no other clear cause after considering the risks and benefits of the procedure. PFO closure is also indicated in patients with recurrent cryptogenic stroke despite adequate medical therapy.
Limited case reports suggest that PFO in healthy infants and children may not necessitate pediatric cardiology follow-up unless the child becomes symptomatic with syncope, dizziness, TIA, and stroke. However, when clinically indicated, PFO closure may be performed safely in children and adolescents. Future studies are needed to determine the long-term effects of PFO closure on stroke recurrence and to explore the potential benefits of PFO closure in patients with cryptogenic stroke.
4
Limitations
Pediatric randomized clinical trials for PFO closure are lacking. The literature review showed that treatment recommendations have been extrapolated mostly from case reports and retrospective, single-center cohort studies in the adult population.
Declaration of Generative AI and AI-assisted technologies in the writing process
AI was not used in preparation of this manuscript.
Funding
Editorial support was provided by the Dean’s Office, University of South Alabama , Frederick P. Whiddon College of Medicine .
CRediT authorship contribution statement
Eva Nunlist: Conceptualization, Validation, Writing – original draft, Writing – review & editing. Bijay Shrestha: Validation, Writing – original draft, Writing – review & editing. Eru Sujakhu: Validation, Writing – review & editing.
Declaration of competing interest
The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.
Acknowledgements
We thank Ms. Clista Clanton for her tireless support procuring review articles and performing literature review. We are grateful to Dr. Gul Dadlani for his critical review and John V. Marymont, Emily Wilson, and Elly Trepman for editorial support.
References

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