Transthoracic echocardiography of right ventricular (RV) to pulmonary artery coupling by TAPSE/sPAP predicts outcome in heart failure (HF). This study aims at investigating the thresholds for the increase in mortality risk of tricuspid annular plane systolic excursion (TAPSE), of systolic pulmonary artery pressure (sPAP) and of their ratio (TAPSE/sPAP), in HF patients with reduced (HFrEF) or preserved (HFpEF) left ventricular ejection fraction, of ischemic or nonischemic etiology, and in subjects with cardiovascular risk factors (CVRF). TAPSE and sPAP were obtained in 1,660 patients with HFrEF, 718 with HFpEF, 210 subjects with CVRF and 216 healthy controls. Cox proportional hazards regression was used to assess the association between sPAP, TAPSE and TAPSE/sPAP ratio with mortality. Mortality at follow-up increased nonlinearly with increased sPAP and decreased TAPSE or TAPSE/sPAP, with cut-off values of 33 mmHg, 19 mm and 0.68 mm/mmHg respectively. The results were essentially the same in HF of different etiologies or categories, and in subjects with CVRF except for the absence of significant impact of TAPSE alone on outcome in HFpEF. The prediction of outcome by TAPSE/sPAP was more robust than by sPAP or TAPSE alone as assessed by different metrics. The TAPSE/sPAP ratio better than TAPSE or sPAP alone predicts outcome in HF patients regardless of etiology and category and in asymptomatic subjects with CVRF. The prognostic thresholds are positioned at the upper limits of normal for sPAP and within normal limits for TAPSE/sPAP.
Graphical abstract
A: association between sPAP and all-cause death adjusted for age and sex in the entire cohort of HF patients (N = 2,378). The figure shows a log-linear progressive increase in the risk of all-cause death with a threshold at 33.34 mmHg. Solid Red Line: HR estimates for sPAP. Dashed Orange Lines: 95% Confidence Intervals (CI) for the HR estimates.
B: association between TAPSE/sPAP and all-cause death adjusted for age and sex in the entire cohort of HF patients (N = 2,378). The figure shows a log-linear progressive increase in the risk of all-cause death with a threshold at around 0.68 mm/mmHg. Solid Red Line: HR estimates for TAPSE/sPAP. Dashed Orange Lines: 95% Confidence Intervals (CI) for the HR estimates.
Heart failure with either preserved or decreased ejection fraction (HFrEF and HFpEF) may be associated with altered right ventricular (RV) structure and function and this has been shown to be of functional and prognostic relevance. The RV is coupled to the pulmonary circulation and it is therefore best evaluated by indices of systolic function referred to pulmonary artery pressures (PAP). , The gold standard assessment of RV-PA coupling relies on an invasively determined ratio of end-systolic to arterial elastances (Ees/Ea). , However, in the real world right heart catheterization is rarely indicated either for the diagnosis of heart failure, or for the estimation of its severity. Transthoracic Doppler echocardiography (TTE) allows for derived measurements of a tricuspid annular plane systolic excursion to systolic PA pressure (TAPSE/sPAP) as a validated surrogate of Ees/Ea. ,, Although TAPSE/sPAP has been repeteadly shown to be a potent predictor of outcome in HF, there are a number of gaps of evidence concerning its prognostic significance. Whether this ratio has equal prediction capability in HFpEF or HFrEF is not exactly known. It is also unknown whether the TAPSE/sPAP ratio is similarly sensitive to prognosis in patients with ischemic heart failure compared to those with nonischemic heart failure or even in patients with cardiovascular risk factors (CVRF) and potentially latent asymptomatic HF. The prognostic cut-off reported in the literature are extremely variable. There has been a suggestion that sPAP does not improve the prediction of outcome with TAPSE alone in HFrEF like previously reported for invasively measured RVEF, since RV myocardial function may be altered out of proportion of pulmonary vascular resistance. On the other hand, RV function may be better preserved in HFpEF ,, due to positive ventricular systolic interaction which would explain why TAPSE alone failed to predict outcome in such patients.
Accordingly, in the present study we analysed the relationship between sPAP, TAPSE and TAPSE/sPAP and the risk of death across a large number of HF patients, to define, for each noninvasive variable, the threshold for the increase in mortality risk in different categories and etiologies of HF. Healthy controls and controls with CVRF were considered as well.
Methods
Design of the study and patient population
We pooled individual patient data from observational studies conducted at our centers that assessed the prognostic value of TTE in patients with chronic HF due to ischemic etiology or idiopathic cardiomyopathy, in stable clinical conditions over the last 3 months and aged >18 years. ,, Patients were defined as having HFrEF if left ventricular ejection fraction (LVEF) was 40% and HFpEF if LVEF was 40%. The study population included also a control group of healthy subjects and subjects with CVRF (i.e. arterial hypertension and/or diabetes mellitus and/or dyslipidemia) without overt cardiac involvement. To be eligible for inclusion, patients had to be characterized with the following TTE parameters: LVEF, sPAP and TAPSE/sPAP. Detailed information on patients’ clinical conditions, medical history, medications and laboratory data (including creatinine and natriuretic peptides) was recorded for each patient at the time of the TTE examination. Patients were followed up by periodic clinical visits and/or telephone calls. The primary endpoint of survival analysis was all-cause death.
Echocardiography
A standardized TTE examination was carried out with commercial equipment in high-volume and high-quality echocardiographic laboratories. All measurements were assessed by an expert noninvasive cardiologist at each center according to the American Society of Echocardiography and the European Association of Cardiovascular Imaging guidelines recommendations. , Peak sPAP was calculated from the maximum velocity of tricuspid regurgitation (TRV) + the estimate of right atrial pressure based on inferior vena cava diameter and collapsibility. TAPSE was measured by M-mode echocardiography in apical 4-chamber view. The TAPSE/sPAP ratio was used as a noninvasive index of RV/PA coupling 4. For patients in atrial fibrillation, all measurements were repeated at least three times, and the average value was calculated.
Statistical analysis
Overall statistical analysis was conducted using an integrated dataset of participants stratified by four subgroups, including healthy controls and patients with CVRF, HRrEF and HFpEF. For the focus of the study, sPAP, TAPSE and TAPSE/sPAP ratio were adjusted for potential confounders including age and sex. Participants with complete data on echocardiographic variables, survival time, and event (all-cause death) status were included. Figure 1 shows the study flow-chart.
Study flowchart.
Overall survival was defined as time to death (in months). To assess the association between sPAP, TAPSE and TAPSE/sPAP ratio with mortality we applied Cox proportional hazards regression models, adjusted for age and sex.
For prognostic threshold identification, we applied smoothing spline regression to the predicted hazard ratio (HR) values, where HR = 1 indicates neutral risk. Without supposing a predetermined functional form, smoothing splines are adaptable, nonparametric regression approaches that enable modeling of nonlinear interactions between a continuous predictor and the outcome. Using penalized smoothing splines, which fit a smooth curve through HR estimations to minimize random fluctuations while maintaining the trend, we showed the predicted HR across the continuous range of each variable. The threshold was identified as the intersection point between the smoothed HR curve and the reference line at HR = 1, marking the parameter value at which the mortality risk transitions. For visualization, we plotted the smoothed HR curve, incorporating 95% confidence intervals (CI) to account for uncertainty. The final cut-off point was marked on the graph to enhance interpretability. Survival probabilities were visualized using Kaplan–Meier curves and risk tables were added for interpretability. To compare the performance of the sPAP or TAPSE vs TAPSE/sPAP, we used the following statistical indices: (1) Concordance Index (C-index): a measure that quantifies the model’s ability to correctly rank survival times, that is, to distinguish between patients who experience the event (e.g., death) earlier versus later. A C-index of 0.50 indicates no discriminative ability (equivalent to random chance), whereas a value of 1.00 reflects perfect discrimination; (2) Likelihood Ratio Test (LRT): used to compare the goodness-of-fit of nested models. A significant LRT (p Value <0.05) indicates that the more complex model provides a significantly better fit to the data than the simpler one; (3) Akaike Information Criterion (AIC): a measure of model quality that balances model fit and complexity. Lower AIC values indicate better models, penalizing unnecessary parameters to avoid overfitting.
Overall statistical analyses were conducted using R software (R-project.org, version 4.3.1, Austria.
Results
Study population
The study population consisted of 2,378 HF patients, 1,660 with HFrEF and 718 with HFpEF, 216 healthy subjects and 210 subjects with CVRF. The baseline demographic, clinical and echocardiographic characteristics of the study cohorts are presented in Table 1 .
Table 1
Baseline demographic, clinical and echocardiographic characteristics of the study cohorts
| Healthy (n = 216) | CVRF (n = 210) | HFpEF (n = 718) | HFrEF (n = 1,660) | |
|---|---|---|---|---|
| Age (years), mean (SD) | 50 (15) | 64 (11) | 69 (13) | 64 (12) |
| Males, n (%) | 90 (41) | 137 (65) | 352 (49) | 850 (51) |
| Weight (kg), mean (SD) | 75 (13) | 77 (13) | 76 (16) | 78 (16) |
| Height (cm), mean (SD) | 170 (9) | 167 (9) | 167 (10) | 170 (8) |
| BMI (kg/m2), mean (SD) | 26 (4) | 27 (4) | 27 (5) | 27 (5) |
| SBP (mmHg), mean (SD) | 123 (16) | 130 (18) | 133 (19) | 118 (16) |
| DBP (mmHg), mean (SD) | 78 (10) | 78 (10) | 76 (10) | 72 (10) |
| CAD, n (%) | 0 (0) | 0 (0) | 259 (36) | 455 (27) |
| LVEF (%), mean (SD) | 62 (7) | 62 (10) | 54. (8) | 29 (7) |
| TAPSE (mm), mean (SD) | 23 (3) | 23 (3) | 21 (4) | 19 (4) |
| sPAP (mmHg), mean (SD) | 22 (6) | 25 (8) | 30 (12) | 35 (13) |
| TAPSE/sPAP, mean (SD) | 1.1 (0.5) | 1.0 (0.4) | 0.8 (0.4) | 0.6 (0.3) |
CVRF = cardiovascular risk factors; HFpEF = heart failure with preserved ejection fraction; HFrEF = heart failure with reduced ejection fraction; SD = standard deviation; BMI = body mass index; SBP = systolic blood pressure; DBP = diastolic blood pressure; CAD = coronary artery disease; LVEF = left ventricular ejection fraction; TAPSE = tricuspid annular plane systolic excursion; sPAP = systolic pulmonary artery pressure.
In the healthy control group, mean values of PASP were 22.3 ± 5.8 mmHg, of TAPSE were 22.9 ± 3.4 mm and of TAPSE/PASP were 1.1 ± 0.5 mm/mmHg. In subjects with CVRF, mean values of PASP were 22.3 ± 5.8 mmHg, of TAPSE were mm and of TAPSE/PASP were 1.1 ± 0.5 mm/mmHg. In the HFrEF group, mean values of PASP were 35.0 ± 13.1 mmHg, of TAPSE were 18.8 ± 4.2 mm and of TAPSE/PASP were 0.63 ± 0.32 mm/mmHg. In the HFpEF group, mean values of PASP were 29.8 ± 12.2 mmHg, of TAPSE were 20.6 ± 4.0 mm and of TAPSE/PASP were 0.80 ± 0.35 mm/mmHg. The final analyses included cases with a follow-up duration of up to 113 months. Over this period, 256 deaths were recorded in the HFrEF group, 117 in the HFpEF group, 18 among subjects with CVRF.
Association between sPAP and outcome
The adjusted association between sPAP and all-cause-death is shown through the spline plot presented in the Central Illustration: the model, adjusted for age and sex, assumes a log-linear relationship between sPAP and the logarithm of the HR in the entire cohort of HF patients (n = 2,378) over a wide range with an estimated threshold of 33.34 mmHg. Specifically, the HR value for sPAP (modeled as continuous variable) of 1.03 was significant, indicating a 3% increase in mortality risk per mmHg increase in sPAP. Furthermore, the HR for age was also significantly associated with increased mortality risk (p Value = 1.92 × 10-12), while the HR for male sex was not statistically significant.
Supplementary Figure 1 shows the frequency distribution of sPAP within the entire cohort. The association between sPAP and outcome adjusted for age and sex was similar across the different subgroups of patients, i.e. in HFrEF patients as compared to HFpEF patients ( Supplementary Figure 2A ), in patients with ischemic as compared to nonischemic etiology ( Supplementary Figure 2B ), and in CVRF subjects ( Supplementary Figure 2C ). Supplementary Figure 2D shows Kaplan–Meier survival curves for HF patients (n = 2,378) with sPAP below or above the risk threshold of 33.34 mmHg. Supplementary Figure 2E–F show Kaplan–Meier survival curves respectively for HFrEF and for HFpEF patients with sPAP below or above the threshold of 33.34 mmHg.
Association between TAPSE and outcome
The adjusted association between TAPSE and all-cause death adjusted for age and sex in all HF patients is shown in Supplementary Figure 3A . When TAPSE was modelled continuously in the entire cohort of HF patients (N = 2,378), the all-cause mortality HR adjusted for age and sex showed a progressive nonlinear increase in the risk of death as TAPSE decreased below a threshold at 19.25 mm.
The association between TAPSE and all-cause mortality was significant in HFrEF patients but not in patients with HFpEF ( Supplementary Figure 3B ). The association between TAPSE and outcome was similar in patients with ischemic as compared to nonischemic etiology ( Supplementary Figure 3C ) and in CVRF subjects ( Supplementary Figure 3D ).
Association between TAPSE/sPAP and outcome
Supplementary Figure 4 shows the frequency distribution of TAPSE/sPAP within the entire cohort. The adjusted association between TAPSE/sPAP and all-cause death is shown in the Central Illustration. When TAPSE/sPAP was modelled continuously in the entire cohort of HF patients (N = 2,378), the all-cause mortality HR adjusted for age and sex showed a progressive nonlinear increase in the risk of death as TAPSE/sPAP decreased below a threshold at 0.68 mm/mmHg. Specifically, the HR value for TAPSE/sPAP (modeled as continuous variable) of 0.16 was significant, indicating a 84% decrease in mortality risk per mm/mmHg increase in TAPSE/sPAP. Figure 2 shows Kaplan–Meier survival curves for HF patients with TAPSE/sPAP >0.68 mm/mmHg (red line) or 0.68 mm/mmHg (green line). The association between TAPSE/sPAP and all-cause death was similar across the different subgroups of patients, i.e. in HFrEF patients as compared to HFpEF patients ( Figure 3A ), in patients with ischemic as compared to nonischemic etiology ( Figure 3 B), as well as in CVRF subjects ( Figure 3 C).
Kaplan–Meier survival curves for HF patients with TAPSE/sPAP >0.68 mm/mmHg (red line) or 0.68 mm/mmHg (green line).
(A) Adjusted association between TAPSE/sPAP and all-cause death in HFrEF patients (solid line) as compared to HFpEF patients (dotted line). (B) Adjusted association between TAPSE/sPAP and all-cause death in patients with ischemic (solid line) as compared to non-ischemic etiology (dotted line). (C) Adjusted association between TAPSE/sPAP and all-cause death in CVRF subjects.
Accuracy of TAPSE/sPAP vs sPAP and vs TAPSE in outcome prediction
In Table 2 different metrics are reported to compare the accuracy of TAPSE, sPAP and TAPSE/sPAP in predicting all cause death in the overall population of HF patients. The TAPSE/sPAP demonstrated better performances compared to TAPSE and sPAP in predicting mortality as shown by improved model fit (likelihood ratio test), predictive accuracy (C-index) and AIC (Akaike information criterion). The HRs further underlined the protective effect of a higher TAPSE/sPAP ratio. Table 2 and Table 3 show the accuracy of TAPSE, sPAP and TAPSE/sPAP in predicting all cause death respectively in HFpEF and HFrEF patients. In patients with HFpEF, TAPSE/sPAP performed better than TAPSE and similar to sPAP, while in patients with HFrEF, TAPSE/sPAP performed better than both TAPSE and sPAP. Table 4
Table 2
Accuracy of sPAP or TAPSE alone or TAPSE/sPAP in predicting all-cause mortality in the overall heart failure patient population based on different metrics
| Metric | Adjusted TAPSE/sPAP | Adjusted sPAP | Adjusted TAPSE |
|---|---|---|---|
| n. events | 373 | 373 | 373 |
| HR | 0.16 (95% CI: 0.10–0.23) | 1.03 (95% CI: 1.02–1.03) | 0.92 (95% CI: 0.89–0.94) |
| C-index | 0.68 | 0.67 | 0.65 |
| Likelihood ratio test | 168.80 | 148.40 | 118.20 |
| AIC | 4,904.14 | 4,923.41 | 4,954.65 |
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