, Manlio Cipriani1, Fabrizio Oliva1 and Federico Pappalardo2
(1)
“A. de Gasperis” Cardio Center, Niguarda Great Metropolitan Hospital, Milan, Italy
(2)
Department of Anesthesia and Intensive Care, IRCCS San Raffaele Scientific Institute, Milan, Italy
5.1 Introduction
Indications for short- or long-term mechanical circulatory support (MCS) in patients with acute or chronic severe disease, of various degrees of urgency, and with different probabilities of myocardial recovery are presented and discussed in details in other chapters.
Short-term mechanical support is generally a rescue therapy and can be applied in almost all the patients, due to the variety of available devices, some of which can also be implanted percutaneously. The goal is to maintain perfusion and oxygenation, thus gaining time, while hopefully there would be some improvement in myocardial, lung, and end-organ function. The predicted duration goes from days to weeks.
On the other side, long-term mechanical support therapy (most often provided with a left ventricular assist device, LVAD) is now intended for accompanying patients for months to years. Comparing INTERMACS reports published in 2010 and 2015, which include about 1000 and over 15,000 cases, respectively, there is an increasing proportion of patients who received LVAD as permanent treatment (destination therapy, DT) from <10% to >45% and a decreasing 1-year transplant rate, from >50% to 20%, in patients who received LVAD with bridge-to-transplant (BTT) strategy [1, 2]. Currently, indication for LVAD therapy is considered earlier in the course of the disease, in order to avoid the sum of procedure- and device-related adverse events and patient-related risk factors [3]. Despite improvements regarding device duration, portability, user interface, and may be thrombogenicity, relevant morbidity is still associated with long-term LVAD, even when functional improvement without excess mortality is simultaneously obtained [4].
For these reasons, it is recommended to perform a comprehensive patient evaluation before the operation, to assess baseline status, and to identify pre-existing or new comorbid conditions that may influence postoperative survival and the probability of adverse events and complications, or may compromise the expected improvement in functional status and quality of life [5, 6]. In practice, this work-up is similar to what is usually done for HTX candidate selection. As for HTX listing, the border between contraindications, unacceptable or acceptable risk factors is not clear-cut in many situations. However, the objectives of these screening processes are not exactly the same, both in terms of specific goals and of underlying principles. Regarding HTX listing, besides beneficiality versus risk in the individual patient, the best use of a scarce, fixed resource must be taken into account also from the perspective of the community. Another difference with respect to HTX is that in many patients, except those with INTERMACS profile 1 and 2, LVAD implant is an elective or semi-elective procedure. Thus, in most cases, there are some days/weeks for addressing patient-specific risk factors, to minimize their burden on patient outcome or at least to set up in advance a strategy to monitor and approach expected complications. On the contrary, HTX cannot be planned, and generally there is a very short time – if any – for preoperative patient assessment and treatment. This chapter will summarize briefly the preoperative evaluation process before LVAD implantation; then some of the issues that may deserve attention, to reduce the probability of unfavorable outcome and/or complications, will be specifically discussed. The interplay between long-term MCS and HTX is discussed elsewhere (► Chaps. 8, 10, and 13).
5.2 Long-Term LVAD: Preoperative Work-Up
◘ Table 5.1 provides a summary of what, ideally, should be done in patients under evaluation prior to long-term LVAD implant [5, 6]. Several aspects are taken into account: prognosis on medical therapy [7–11]; global status, including psychosocial aspects and quality of life [12–15], hemodynamic and morphological aspects [16, 17], kidney and liver function [11], coagulation and hematology [18–20], diabetes, nutritional status [21], respiratory function, peripheral vessels, neurological status, and infections [22]; and screening for cancer or other comorbidities, some of which are discussed later. The depth, extent, and degree of details of preoperative evaluation should be adapted to individual patients’ characteristics, including age, diagnosis, pathophysiological profile, and severity of the clinical picture (◘ Table 5.2). For details, see also ► Chaps. 1, 2, 3, and 5.
Table 5.1
Long-term MCS/VAD – preoperative work-up
Section | What to do | In which patient and when | Why and how: rationale, scope, mode |
---|---|---|---|
Cardiology | Echocardiography | All | Standard comprehensive evaluation of advanced heart failure Special attention to LV dimensions, wall thickness, thrombosis RV dimension and function (in non-inotrope-dependent pts with RV dilation/dysfunction, consider DSE) see ◘ Tables 5.3 and 5.4 Aortic valve (regurgitation 2+ or more may require correction) Aortic root (for dilation, calcium, thrombosis) |
Cardiopulmonary exercise test | Non-inotrope dependent, INTERMACS ≥4 | ||
6-min walking test | Non-inotrope dependent, INTERMACS ≥4 | Evaluation of functional status and exercise tolerance as perceived by the patient. Monitor arterial oxygen saturation besides heart rate, rhythm, and blood pressure | |
Right heart catheterization | All | RAP, PAP (s,d,mean), PCWP, cardiac output, SVR, PVR, systemic AP, RVSWI | |
Coronary angiography or CT scan | Known IHD or no prior screening for CAD | Diagnosis of CAD Concomitant, prior, alternative revascularization Bypass position and patency | |
Score | Heart failure scores | See notes | For prognosis on medical therapy SHFM may also be used, but could underestimate mortality |
LVAD risk scores | See notes | For prognosis with LVAD. No validated score with contemporary devices and outcome available | |
RVF risk scores | See notes | ||
MELD score | See notes | For prognosis. Validated in chronic liver disease to evaluate the need and risk of liver transplantation. Correlates with risk and with any therapy (medical, LVAD, HTX, etc.). Limited value on warfarin [11] | |
Quality of life | All | EuroQoL-5d (nonspecific for HF, included in INTERMACS database) recommended for feasibility and pre-/post-op comparisons MLWHFQ or KCCMQ, specific for HF, may also be used | |
Frailty | See notes | ||
Psychosocial evaluation | Psychologist consultation | All (+/− relatives) | Understand patients’ and families’ expectations and preferences, evaluate adherence to therapy, increase self-empowerment |
Psychiatric consultation | Pertinent history or status | In case of symptoms, or history of psichiatrico or psychiatric disorder, tobacco use, alcohol consumption, illicit substance use, dependences | |
Socioeconomic conditions | All | Adequacy with respect to postoperative management, need for assistance | |
Kidney and liver function | Blood test | All | Use GFR to estimate renal function BUN and uric acid are related to HF severity AST/ALT increase mostly in acute HF Bilirubin increases mostly in chronic HF, especially when decompensated Reduced albumin and pseudocholinesterase are associated with chronic conditions Kidney and liver dysfunction correlates with prognosis with any therapy Recent onset HF and young age may be associated with superior probability of recovery of end-organ dysfunction if CO is restorated |
Ultrasounds | All | Rule out/evaluate chronic disease (primary), lithiasis, tumors, degenerative disease, etc. | |
CMR, CT scan | As per specific indications | If needed on the basis of medical history, symptoms, signs, and other examinations | |
Hematology | Hct, Hb, WBC and formula, RBC and volume, iron, transferrin, ferritin, platelets | All | Check the presence and etiology of anemia: hemoglobinopathies, bleeding, infection, chronic disease, etc. Screen for signs of inflammatory or oncohematologic conditions |
Specialist consultation | Pertinent history or status | If suspected oncohematologic or other complex conditions | |
Coagulation and platelets | AP-INR, PTT, platelets count | All | Evaluate current conditions and postoperative risk |
Thrombophilia evaluation | Pertinent history or status | ||
Antiplatelets, antibodies, others | As above | ||
Diabetes | Rest blood glucose | All | Diagnosis of diabetes and prediabetes |
Hb glycated | Pertinent history or status | As above | |
Fundus oculi | As above | Estimate diabetes-related end-organ damage, vessels | |
EMG, ENG | As above | Estimate diabetes-related end-organ damage, peripheral neuropathy | |
Specialist consultation | Unsatisfactory blood glucose control | Therapy adjustment, preop optimization | |
Nutritional status | BMI | All | Estimate status and postop risk |
Blood test | Cholesterol, PT, proteins, albumin, prealbumin | Estimate status and postop risk | |
Specialist consultation | Hyponutrition, cachexia Obesity, severe | Rule out behavioral disturbances, nutritional plan for preop optimization Rule out behavioral disturbances, dietary plan, possible role of bariatric surgery [22] | |
Respiratory function | Chest X-ray | All | Screen for concomitant disease/infection/pleural effusion, etc. |
Spirometry | All | Evaluate respiratory function. Rule out lung disease as major determinant of functional limitation | |
CT scan | As per specific indications | Evaluate interstitial disease, pulmonary embolism, emphysema, tumors, etc. | |
Extracardiac vascular disease | Doppler ultrasound – carotid and vertebral system | All, after 40 years* of age | Peri- and postoperative risk. Reference in case of subsequent control. |
Doppler ultrasound – lower limbs | All, after 50 years* of age | Peri- and postoperative risk. Reference in case of subsequent control. | |
Neurological status | Focused neurologic examination | Pertinent history or status | |
Neurological consultation | As above | Evaluate current conditions and postoperative risk | |
Brain CT scan, magnetic resonance | As above | As above | |
Infections | Nasal swab | All | Evaluate Staphylococcus colonization. Consider preop local treatment [23] |
Others | Hospitalized pts | Routine cultures as per local protocols for surveillance of nosocomial infection | |
Specialist consultation | Pertinent history or status | Plan pre/periop antimicrobial strategy | |
Other | Hemoccult | All | Check for gastrointestinal bleeding |
Screening for cancer | As per protocol | Screen for breast, colorectal, prostatic, or lung cancer as per local protocols in general population according to age and gender | |
EGDS | All | Estimate risk of bleeding; treat preop peptic ulcer | |
Colonoscopy | >50 years* or pertinent history/status | Screen for diverticulosis, cancer, and other lesions, to estimate postop risk. Consider CT “virtual” colonoscopy or miniaturized camera in “frail” pts |
Table 5.2
Clinical setting, INTERMACS profile, and type of preoperative work-up
Clinical setting | INTERMACS profile | Time frame | Preoperative work-up |
---|---|---|---|
High urgency, new onset HF/ shock | 1, 2 | Hours | Basic |
Urgent implant, new diagnosis/shock | 2, 3 | Hours to days | Basic |
Urgent implants, chronic HF | 3 (2) | Days to hours | Intermediate to complete |
Semi-elective implant | 3, 4 | Days to weeks | Complete |
Elective implant | 4+ | Weeks | Complete |
5.3 Considerations for Preoperative Optimization
5.3.1 Hemodynamic and Volume Status Optimization
Right Ventricular Failure
Right ventricular failure (RVF) following LVAD therapy is associated with a greater risk of death and complications such as bleeding or renal insufficiency and with longer hospital stay and reduced survival to transplantation [24–26]. Delayed, unplanned (RVAD) support for RVF ensuing in patients which entered the operating room to receive an isolated LVAD implant has been associated with high in-hospital mortality up to 50%, superior to that observed with planned biventricular assist device (BiVAD) implantation strategy [25]. Thus, preoperative estimate of the risk for RVF is essential in LVAD candidates.
In patients enrolled in trials with continuous-flow LVAD (HeartMate II, Thoratec, or HVAD, HeartWare) and in observational patient cohorts, the reported incidence of RVF ranged from less than 20% to more than 40% [27–30]. This variability is partly due to the absence of a uniform definition of RVF: the main criteria for diagnosis are the need for RVAD implant, and/or prolonged (>14 days) inotropic support, need and duration of nitric oxide inhalation, and length of stay in the intensive care. Numerous preoperative parameters and various scores have been proposed to estimate the probability of RVF in LVAD candidates [16, 27–34]. Most studies are based on relatively small cohorts, with BTT indication, and some of them include patients receiving pulsatile-flow LVAD. Thus, reliable scores for estimating with good prospective accuracy the probability for RVF in contemporary CF-LVAD patients are lacking. Clinical decision must be made on the basis of a comprehensive evaluation, including echocardiography (Echo) and right heart catheterization. Hemodynamic and clinical factors associated with an increased risk for RVF after LVAD implant are summarized in ◘ Table 5.3, while Echo parameters are listed in ◘ Table 5.4 [16, 26, 28–34].
Table 5.3
Hemodynamic and clinical assessment of the risk for right ventricular failure after left ventricular assist device implantation
Hemodynamic parameters predictor of RVF | |
CVP >15 mmHg | Normal value: 0–7 mmHg |
RVSWI <300 mmHg/mL/m2 | RVSWI = (MAP-RAP) × SVI = 300–900 mmHg × mL/m2 SVI = CI/Heart Rate × 1000 = 33–47 ml/m2/beat |
RAP/PCWP > 0.63 | |
PAPi < 1.85 | (PAS− PAD)/RAP |
Patient frailty for RVF | |
Biochemical parameters | Bilirubin >2 mg/dL Transaminase: AST >45 mg/dL Albumin <3.5 g/dL Low total cholesterol Renal function: (BUN >50 mg/dL or creatinine >2.3 mg/dL) NGAL > 100 ng/ml |
Table 5.4
Echocardiographic assessment of the risk for right ventricular failure after left ventricular assist device implantation
Echocardiographic predictors of post-LVAD RVF | ||
---|---|---|
Parameter | Limitations | References |
Altered RV geometry | ||
RV fractional area change (FAC) RV/LV end-diastolic diameter ratio (>0.75) RV volumes (3D) | Reproducibility Overstated by significant TR and low PVR | |
Standardization of views Technically challenging and not widely available | ||
TAPSE | Sensitive to afterload Less reliable if prior cardiac surgery | [16]
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