While functional mitral regurgitation (FMR) is frequently observed in patients with heart failure (HF), its underlying mechanisms and clinical significance may differ among various HF subgroups. Data regarding the clinical significance of FMR in heart failure with mildly reduced ejection fraction (HFmrEF) and heart failure with preserved ejection fraction (HFpEF) are limited. We tried to investigate the predominant mechanisms of FMR in HFmrEF and HFpEF and evaluate the impact of FMR on long-term outcomes in these two groups. From 2013 to 2022, 407 consecutive patients with HFmrEF or HFpEF with moderate-to-severe FMR were evaluated prospectively. FMR was classified as either ventricular functional mitral regurgitation (VFMR) or atrial functional mitral regurgitation (AFMR). The primary endpoint was a composite of cardiovascular mortality or hospitalization due to HF, and secondary endpoints included significant MR progression and mitral valve intervention. VFMR was predominant in patients with HFmrEF (87.8%), while AFMR was more common in patients with HFpEF (83.3%, p <0.001). The incidence of the primary endpoint was similar between the two groups (29.5% for HFmrEF vs 30.3% for HFpEF, p = 0.865). However, MR progression (35.9% vs 21.2%, p = 0.002) and mitral valve interventions (17.5% vs 5.1%, p <0.001) were more common in HFpEF. MR progression was independently associated with the primary endpoint in both HFmrEF (HR: 3.014, 95% CI: 1.586 to 5.727; p = 0.001) and HFpEF (HR: 1.737, 95% CI: 1.055 to 2.860; p = 0.030). Among patients with HFmrEF or HFpEF with moderate-to-severe FMR, VFMR and AFMR were the dominant mechanisms of FMR in HFmrEF and HFpEF, respectively. Progression of MR was associated with cardiovascular events in both groups. A comprehensive understanding of the distinct mechanisms of FMR in these HF subgroups may guide tailored therapeutic strategies for managing FMR.
Functional mitral regurgitation (FMR) occurs up to 50% of patients with heart failure (HF) and arises from a mismatch between the tethering and closing forces in the absence of organic mitral valve disease. In patients with HF with reduced ejection fraction (HFrEF), FMR is associated with an unfavorable prognosis, , but the data concerning the clinical significance of FMR in patients with HF with preserved ejection fraction (HFpEF) and those with HF with mildly reduced ejection fraction (HFmrEF) are insufficient compared to those with HFrEF. The predominant mechanism of FMR varies among HF subgroups. In HFrEF, FMR occurs most often as a consequence of adverse left ventricular (LV) remodeling with papillary muscle displacement. In contrast, enlargement of the left atrium and mitral annulus is the most common underlying mechanism of FMR in HFpEF. However, the exact mechanisms of FMR in HFmrEF remain unclear. Using our prospectively collected registry data on patients with FMR, we aimed to evaluate the main mechanism of FMR in HFmrEF, and to compare impact of FMR on clinical and echocardiographic outcomes between patients with HFmrEF and those with HFpEF.
Methods
Study population
A prospective registry that commenced in 2013 and uses a standardized case report form has included all consecutive patients with MR undergoing echocardiography at our hospital. Case report forms, including patient demographics, clinical presentations, and echocardiographic data, were stored in an electronic database. From January 2013 to December 2022, 1,375 patients were diagnosed with HFmrEF (LVEF, 41% to 49%) or HFpEF (LVEF ≥50%) accompanied by moderate-to-severe FMR, persisting for more than 6 months despite standard medical therapy for HF. Among the 1,375 patients, those with significant aortic valve disease ( n = 837) or hypertrophic or restrictive cardiomyopathy ( n = 131) were excluded. The primary cohort comprised 407 patients with HFmrEF or HFpEF and moderate-to-severe FMR ( Figure 1 ). This study adhered to the Declaration of Helsinki and was approved by the Institutional Review Board. The requirement for written informed consent was waived in accordance with the approved study protocol.
Flowchart of patient selection. FMR = functional mitral regurgitation; HFmrEF = heart failure with mildly reduced ejection fraction; HFpEF = heart failure with preserved ejection fraction; LVEF = left ventricular ejection fraction; MR = mitral regurgitation.
Echocardiography
All patients underwent comprehensive two-dimensional and Doppler echocardiography performed by experienced echocardiographers using commercially available ultrasound systems. The sizes and functions of cardiac chambers’, as well as valvular disease were assessed and interpreted in accordance with the American Society of Echocardiography guidelines. , FMR was further classified into either ventricular functional mitral regurgitation (VFMR) or atrial functional mitral regurgitation (AFMR). VFMR was defined as restricted leaflet motion with the coaptation point displaced from the annular plane due to adverse remodeling of the LV, where tethering occurs either symmetrically in cases of global LV systolic dysfunction ( Figure 2 ) or asymmetrically in the posterior direction in cases of regional LV remodeling ( Figure 2 ). MR was classified as AFMR when the following features were observed: coaptation failure of normal leaflets caused by mitral annular enlargement associated with left atrial dilatation, with the leaflet coaptation point positioned at the annular level ( Figure 2 ). The severity of MR was graded using a multiparametric approach recommended by the current guideline including the effective regurgitant orifice area (EROA) using the proximal isovelocity surface area method. Left atrial end-systolic volume and LVEF were evaluated using the biplane Simpson method, with LVEF ≥50% defined as HFpEF and LVEF 41% to 49% as HFmrEF based on current guidelines. , LV global longitudinal strain (LVGLS) was measured semiautomatically using speckle-tracking technology (TomTec Imaging Systems). Three standard apical views were used for analysis, and the values were averaged. The right ventricular systolic pressure was estimated using the peak velocity of the tricuspid regurgitation jet and the estimated right atrial pressure.
Mechanisms of functional mitral regurgitation. In VFMR, MR occurs as a consequence of symmetrical tethering of the mitral valve in an enlarged left ventricle with global systolic dysfunction ( A ) or due to asymmetrical tethering of the mitral valve following regional left ventricular remodeling ( B ). In AFMR, unlike VFMR, the coaptation point of the mitral valve leaflets is positioned at the annulus level as a result of left atrial enlargement and annulus dilatation ( C ). AFMR = atrial functional mitral regurgitation; VFMR = ventricular functional mitral regurgitation; other abbreviations as in Figure 1 .
Follow-up and outcomes
The primary endpoint was the composite occurrence of cardiovascular mortality or hospitalization due to HF during the follow-up period. The secondary endpoint included significant progression of FMR and mitral valve intervention. Cardiovascular mortality included deaths that resulted from sudden cardiac death, acute myocardial infarction, HF, ischemic and/or hemorrhagic stroke, and other cardiovascular causes. HF hospitalization was defined as the presence of worsening symptoms and signs, along with laboratory findings that support the diagnosis of worsening HF requiring hospitalization of at least 24 hours. Significant progression of MR was defined as an increase in EROA >0.1 cm 2 on follow-up echocardiography. The primary and secondary endpoints were compared between patients with HFmrEF and HFpEF. Long-term outcome data were obtained through a review of medical records, and telephone surveys with patients or, if deceased, their family members. Follow-up data regarding clinical outcomes were complete for all study patients.
Statistical analyses
Continuous variables were expressed as mean with standard deviation if normally distributed, or as median with interquartile ranges (IQR) if not. Groups were compared using either Student’s t-test or the Mann-Whitney U test, as appropriate. Categorical variables were presented as frequencies and percentage. Comparisons were made using the chi-square test or Fisher’s exact test. Kaplan-Meier analysis was used to evaluate the cumulative probability of clinical events during follow-up, and differences in cumulative incidences between the two groups were assessed using the log-rank test. Cox proportional hazards analysis was performed to identify the risk factors for clinical events, yielding hazard ratios (HRs) with 95% confidence intervals (CIs). Variables for analysis were selected based on their clinical relevance and insights from previous studies. All variables included in the univariable analyses were included in the multivariable Cox models. Multicollinearity among the variables in the model was evaluated using correlation coefficients and variance inflation factor calculations. All tests were two-sided, and statistical significance was defined as p <0.05. All statistical analyses were performed using IBM SPSS Statistics for Windows, version 21 (IBM Corp., Armonk, NY, USA).
Results
Baseline characteristics
Among a total of 407 patients, the median age was 71 years (IQR: 63 to 78 years) and 181 patients (44.5%) were men. HFmrEF was diagnosed in 156 patients (38.3%), while 251 patients (61.7%) had diagnosis of HFpEF. The baseline characteristics of the HFmrEF and HFpEF groups are shown in Table 1 . The HFpEF group was older and had a higher frequency of women than the HFmrEF group. Patients with HFmrEF had higher body surface area and higher incidence of ischemic heart disease and diabetes mellitus than those with HFpEF. The prevalence of atrial fibrillation (AF) was significantly higher in the HFpEF group compared to the HFmrEF group (82.5% vs 42.3%; p <0.001). Laboratory data showed that patients in the HFmrEF group had a higher B-type natriuretic peptide level and lower estimated glomerular filtration rate. Regarding medication use, proportion of patients receiving angiotensin-converting enzyme (ACE) inhibitor and angiotensin receptor-neprilysin inhibitor (ARNI) was higher in the HFmrEF group while diuretics were more commonly used in the HFpEF group.
Table 1
Baseline characteristics of the study patients
|
HFmrEF
(LVEF, 41-49%) ( n = 156) |
HFpEF
(LVEF ≥50%) ( n = 251) |
p-value | |
|---|---|---|---|
| Baseline characteristics | |||
| Age, yrs | 69 (61–76) | 73 (65–78) | 0.002 |
| Body surface area, m 2 | 1.67 (1.53–1.81) | 1.61 (1.5–1.76) | 0.034 |
| Body mass index, kg/m 2 | 24.1 (21.8–26.2) | 24.3 (22–26.8) | 0.543 |
| Female sex | 70 (44.9%) | 156 (62.2%) | 0.001 |
| Smoking | 3 (1.9%) | 1 (0.4%) | 0.318 |
| NYHA functional class | 0.164 | ||
| II | 126 (80.8%) | 217 (86.5%) | |
| III/IV | 30 (19.2%) | 34 (13.5%) | |
| AF | 66 (42.3%) | 207 (82.5%) | <0.001 |
| Persistent AF | 61 (39.1%) | 196 (78.1%) | <0.001 |
| Paroxysmal AF | 5 (3.2%) | 11 (4.4%) | 0.552 |
| Mechanism | <0.001 | ||
| AFMR | 19 (12.2%) | 209 (83.3%) | |
| VFMR | 137 (87.8%) | 42 (16.7%) | |
| Hypertension | 74 (47.4%) | 128 (51%) | 0.551 |
| Hyperlipidemia | 72 (46.2%) | 98 (39%) | 0.190 |
| Ischemic heart disease | 55 (35.3%) | 38 (15.1%) | <0.001 |
| Diabetes | 54 (34.6%) | 46 (18.3%) | <0.001 |
| Prior ablation for atrial fibrillation | 3 (1.9%) | 4 (1.6%) | 0.804 |
| Cardiac implantable electronic device | 5 (3.2%) | 9 (3.6%) | 0.838 |
| Systolic blood pressure, mmHg | 126 (107–140) | 125 (111–140) | 0.614 |
| Diastolic blood pressure, mmHg | 74 (63–81) | 71 (64–81) | 0.733 |
| Laboratory data | |||
| Hemoglobin, g/dL | 12.2 ± 2.1 | 12.1 ± 2.2 | 0.646 |
| BNP, pg/mL | 419 (189–879) | 294 (144–575) | 0.037 |
| Estimated glomerular filtration rate, mL/min/1.73 m 2 | 63 (29–83) | 68 (51–85) | 0.008 |
| Medications | |||
| ACEI | 17 (10.9%) | 10 (4%) | 0.012 |
| ARB | 76 (48.7%) | 120 (47.8%) | 0.858 |
| ARNI | 9 (5.8%) | 1 (0.4%) | 0.002 |
| Beta-blocker | 92 (59%) | 140 (55.8%) | 0.596 |
| Diuretic | 82 (52.6%) | 158 (62.9%) | 0.049 |
| Aldosterone antagonist | 35 (22.4%) | 56 (22.3%) | 0.976 |
| SGLT2 inhibitor | 1 (0.6%) | 6 (2.4%) | 0.354 |
| GDMT | 18 (11.5%) | 23 (9.2%) | 0.439 |
| Echocardiographic measurements | |||
| LVEDD, mm | 59 (56–64) | 52 (48–57) | <0.001 |
| LVESD, mm | 44 (40–48) | 37 (33–41) | <0.001 |
| LVEDV, mL | 134 (115–162) | 104 (84–130) | <0.001 |
| LVESV, mL | 76 (61–90) | 43 (33–56) | <0.001 |
| LVMI, g/m 2 | 130 (112–149) | 118 (100–138) | 0.001 |
| LVEF, % | 44 (42–46) | 58 (55–63) | <0.001 |
| LA volume index, mL/m 2 | 64 (53–80) | 83 (70–110) | <0.001 |
| E/e’ ratio | 16 (11–20) | 13 (10–16) | <0.001 |
| EROA, cm 2 | 0.25 (0.21–0.25) | 0.21 (0.21–0.25) | 0.911 |
| Estimated RVSP, mmHg | 49 (39–66) | 53 (44–66) | 0.053 |
| LVGLS, % | 12 (11–14) | 17 (15–19) | <0.001 |
| Moderate to severe TR | 34 (21.8%) | 128 (51%) | <0.001 |
Values are mean ± SD, n (%) unless otherwise stated.
ACEI = angiotensin-converting-enzyme inhibitor; AF = atrial fibrillation; AFMR = atrial functional mitral regurgitation; ARB = angiotensin II receptor blocker; ARNI = angiotensin receptor-neprilysin inhibitor; BNP = B-type natriuretic peptide; E/e’ ratio = the ratio of early diastolic mitral inflow velocity to early diastolic mitral annular tissue velocity at the septal annulus; EROA = effective regurgitant orifice area; GDMT = guideline-directed medical therapy (defined as therapy with ACEI or ARB or ARNI together with beta-blocker and aldosterone antagonist); HFmrEF = heart failure with mildly reduced ejection fraction; HFpEF = heart failure with preserved ejection fraction; LA volume index = left atrial volume index; LVEDD = left ventricular end-diastolic dimension; LVEDV = left ventricular end-diastolic volume; LVEF = left ventricular ejection fraction; LVESD = left ventricular end-systolic dimension; LVESV = left ventricular end-systolic volume; LVGLS = left ventricular global longitudinal strain; LVMI = left ventricular mass index; NYHA = New Year Heart Association; RVSP = right ventricular systolic pressure; SGLT2 inhibitor = sodium-glucose cotransporter 2 inhibitor; TR = tricuspid regurgitation; VMFR = ventricular functional mitral regurgitation.
In terms of echocardiographic characteristics, the median LVEF of patients with HFmrEF was 44% (IQR: 42% to 46%) and 58% (IQR: 55% to 63%) in those with HFpEF. LVGLS was also significantly lower in those with HFmrEF. Patients in the HFmrEF group exhibited larger LV end-diastolic dimension (59 vs 52 mm; p <0.001), LV end-systolic dimension (44 vs 37 mm; p <0.001), LV end-diastolic volume (134 vs 104 mL; p <0.001) and LV end-systolic volume (76 vs 43 mL; p <0.001) compared to those in the HFpEF group. Both left ventricular mass index (130 vs 118 g/m 2; p = 0.001) and E/e’ ratio (16 vs 13; p <0.001), the ratio of early diastolic mitral inflow velocity to early diastolic mitral annular tissue velocity at the septal annulus, were also higher in the HFmrEF group . There were no significant differences between the two groups in terms of the EROA of FMR. The mechanism of FMR was more frequently AFMR in the HFpEF group (83.3%) and VFMR in HFmrEF group (87.8%) (p <0.001). In the HFpEF group, the left atrial (LA) volume index was significantly higher (83 vs 64 mL/m 2; p <0.001), and moderate-to-severe functional tricuspid regurgitation was observed more frequently.
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