of Arterial Stiffness: A Novel Tool of Risk Stratification in Hypertension



Fig. 1
Changes of pulse wave curves with ageing. (a) carotid wave of a young patient (26 years); (b) femoral wave of a young patient (26 years); (c) carotid wave of an aged patient (78 years); (d) femoral wave of an aged patient (78 years). Evaluated with the tonometric PulsePen device



It remains a conundrum, whether arterial stiffening is a cause or a consequence of hypertension? It was a widely accepted belief, that increased arterial stiffness is a consequence of hypertension. But in contrast to this dogma, in treated hypertensive patients baseline arterial stiffness measures were found to be associated with longitudinal increases of systolic blood pressure, mean arterial pressure and pulse pressure (Coutinho et al. 2014). Moreover, in an analysis of the Framingham Heart Study higher arterial stiffness was associated with blood pressure progression and incident hypertension 7 years later, but higher blood pressure at the initial examination was not associated with progressive arterial stiffening (Kaess et al. 2012).

What is might mostly approaching the truth is, that arterial stiffening is both a cause and a consequence of hypertension in a sort of vicious circle. Elastic and muscular type arteries adapt differently to hemodynamic changes caused by the left ventricule construction. The ability of large and elastic arteries to accommodate for the nonlinear pressure-volume changes caused by stroke volume (conduit and Windkessel function) can be characterized by several functional and structural parameters, especially compliance, distensibility, that provides information about the extrinsic features of the arteries, meanwhile i.e. elastic modulus (Young’s) describe the intrinsic elastic properties of the vessel walls. The conduit and Windkessel functions of the aorta balance the effect of pressure-volume overload that generate central pulse pressure. It transfers toward the peripheral muscular vessels those of smaller inner diameter, thinner and stiffer vessel wall (London and Pannier 2010). The altered geometry and structure of muscular type arteries protect small vessels against higher pulse pressure from the central arteries that is called phenomenon of impedance mismatch. During aging the elasticity of the arterial wall decreases and become stiffer. Thus after a prime age small vessels can not be protected against the pressure load, that lead to increased shear stress and endothelial damage in the periphery. Physiologically, the transfer of pulse pressure is displayed as pulse wave that is reflected back from the points of vessel junctions and reach the heart at the diastolic phase. Stiffer arteries – transition from elastic to muscular type arteries and that of resistance arteries – can reflect the pulse wave earlier, thus the augmented pressure approach the heart cycle during the systolic phase causing pressure burden on the left ventricle.

Structural damage and functional deterioration of arteries reinforce the hemodynamic vicious circle of stiffness and high blood pressure, while highlighting the chicken and the egg debate of the possible origin of hypertension per se. These findings also underscore the importance of the better understanding of the pathophysiology of arterial stiffening, with the hope of providing a new potential targets for the prevention of hypertension.



2 Aortic and Carotid-Femoral Pulse Wave Velocity


The most accepted and wildly used arterial stiffness parameter is pulse wave velocity (PWV), derived from less flow velocity, but rather diameter and pressure waveforms recorded at different points of the arterial tree. PWV, as the Bramwell-Hill equation demonstrates, is a functional measurement of distensibility, which is defined by a volume change in proportion to a change in pressure relative to the initial volume (Bramwell and Hill 1922):


$$ P W V=\sqrt{\frac{V\times \varDelta P}{\rho \times \varDelta V}} $$
where PWV is the pulse wave velocity, V is the volume, P is the pressure and ρ is the blood density. Consequently, PWV is closely related to changes in volume and arterial pressure as well. Arterial wall properties are also important in determining PWV, and these are described by the Moens-Kroteweg equation (Nichols and O’Rourke 2005):


$$ P W V=\sqrt{E_{inc}\times \frac{h}{\rho}\times D} $$
where PWV is the pulse wave velocity, E inc is the Young’s elastic modulus of arterial wall (a measure of the arterial wall mechanical properties), h is the arterial wall thickness, ρ is the blood density and D is the vessel diameter. An increase in wall stiffness (E inc ) and/or in wall thickness is accompanied with an increase in PWV and arterial calibre is inversely proportional to PWV. Taken together, arterial stiffness can be modulated directly by the changes in vascular tone, arterial wall mechanical properties and thickness and also indirectly, by changes in blood pressure (Fok and Cruickshank 2015).

As the thoracic and abdominal aorta gives the largest contribution to the arterial buffering function (Isnard et al. 1989), aortic PWV (aPWV) is an arterial stiffness parameter of high priority. As the exact evaluation of aPWV requires invasive intervention or MRI, methodologies with limited possibility of involvement into epidemiological studies, surrogate methodologies are used for approximations of aPWV. Among them, carotid-femoral PWV (cfPWV), the velocity of pulse as it travels from the heart to the carotid and to the femoral artery, is the most commonly applied non-invasive method and considered as the “gold standard” measurement of arterial stiffness (Laurent et al. 2006). cfPWV is usually evaluated using the “foot-to-foot” velocity method from a number of waveforms. Surface tonometry probes are usually applied at the right common carotid artery and the right femoral artery. cfPWV is calculated using the following formula:


$$ cfPWV= D/ D t $$
where cfPWV is carotid-femoral pulse wave velocity, D is the distance between the two recording sites and Dt is the time delay between the “foot” of the carotid and the femoral waveforms. The “foot” of the wave is defined at the end of diastole, when the steep rise of the waveform begins (Vlachopoulos et al. 2015). The unit of cfPWV is meter/second (m/s).

From this formula it is clear, that a crucial point of cfPWV evaluation is the correct measurement of the travelled distance. Different measurement methodologies can lead to different PWV values which can also have different prognostic significances (Nemeth et al. 2011). For a long time there has been no agreement in this field until 2012, when consensus document was published recommending the use of the 80 % of the direct carotid to femoral distance as it provides only 0.4 % difference with MRI-calculated value (Van Bortel et al. 2012). Another important point of view in respect of methodological considerations is the accuracy of distance measurement between the carotid and femoral sites. In women the breast contour and in both sexes obesity can limit the use of tape measure, so it is recommended to apply sliding caliper instead of tape (Bossuyt et al. 2013).

Several devices are commercially available to measure directly cfPWV. The first was the Complior System (Alam Medical, Vincennes, France), which is based on the simultaneous recording of arterial pulse waves at carotid and femoral sites, through mechanotransducer probes (Asmar et al. 1995). The next was the SphygmoCor system (AtCor, Sydney, Australia), which uses a large-band piezoelectronic probe (applanation tonometer) and records consecutively carotid and femoral arterial pulse waves, with both signals being synchronized to the same ECG R wave (Wilkinson et al. 1998). The PulsePen (Diatecne, Milano, Italy) is based also on applanation tonometry and uses successive carotid and femoral pulse waves synchronized with ECG (Salvi et al. 2004). The Vicorder (Skidmore Medical Limited, Bristol, United Kingdom) is based on oscillometric technique to measure cfPWV through the inflation of a neck pad and a cuff around the thigh (van Leeuwen-Segarceanu et al. 2010). Moreover, cfPWV can also be measured by pulsed Doppler ultrasound with a Linear Array, with ECG gating, as it was demonstrated by Calabia et al. (2011). However, among these devices Complior and SpygmoCor are the most frequently used ones, also in epidemiologic studies.

Before implementation of a novel biomarker into clinical practice the applicant must fulfill different criteria, as Table 1. demonstrates. From this point of view cfPWV fulfill almost all requirements.


Table 1
Criteria for vascular biomarkers to qualify as clinical surrogate endpoints

































1. Proof of concept

Do novel biomarker levels differ between subjects with and without outcome?

2. Prospective validation

Does the novel biomarker predict development of future outcomes in a prospective cohort or nested case-cohort study?

3. Incremental value

Does it add predictive information over and above established, standard risk markers?

4. Clinical utility

Does it change predicted risk sufficiently to change recommended therapy?

5. Clinical outcomes

Does the use of the novel biomarker improve clinical outcomes, especially when tested in a randomized clinical trial?

6. Cost-effectiveness

Does the use of the biomarker improve clinical outcomes sufficiently to justify the additional costs?

7. Ease of use

Is it easy to use, allowing widespread application?

8. Methodological consensus

Is the biomarker measured uniformly in different laboratories? Are study results directly comparable?

9. Reference values (or cut-off values)

Are there published reference values, or, at least, cut-off values?


Adapted from Vlachopoulos et al. (2015)

A number of studies have proven, that cfPWV is associated with different cardiovascular pathophysiological conditions and has strong prognostic value. Apart from the dominant effect of ageing (McEniery et al. 2005), hypertension was found to be another main contributor to enhanced arterial stiffening (Simon et al. 1985). In uncomplicated essential hypertension the independent predictive value of cfPWV from classic cardiovascular risk factors was clearly demonstrated (Boutouyrie et al. 2002; Laurent et al. 2001, 2003). Moreover, its predictive value was also confirmed in end-stage renal disease (Blacher et al. 1999), in patients after ischemic stroke (Gasecki et al. 2012), in elderly subjects (Meaume et al. 2001; Sutton-Tyrrell et al. 2005) and in the general population (Mattace-Raso et al. 2006). The independent predictive value of cfPWV was even confirmed by a recent meta-analysis, in which Ben-Shlomo et al. nicely demonstrated that after the adjustment of additional risk factors an increase in 1 SD change in log cfPWV is related to 30 %, 28 % and 17 % increase in cardiovascular (CV) events, CV mortality and all-cause mortality, respectively (Ben-Shlomo et al. 2014). In the practical interpretation of the results, for a 60-year-old man who is a non-smoker, non-diabetic, normotensive and normolipemic, a 1 m/s increase in cfPWV leads to a 7 % increase of the hazard for CV events (Ben-Shlomo et al. 2014; Vlachopoulos et al. 2014). The independent association with all-cause mortality suggests that the impact of arterial stiffening extends beyond the diseases of CV system.

The clinical utility of cfPWV measurement was confirmed by two studies and a meta-analysis demonstrating that patients at intermediate risk could be reclassified into a higher or lower CV risk category when cfPWV is measured (Mattace-Raso et al. 2006; Sehestedt et al. 2009; Mitchell et al. 2010). In the Framingham study for individuals at intermediate CV risk, addition of cfPWV resulted in upward reclassification of 14.3 % of participants who experienced a CV event and downward reclassification of 1.4 % of participants who did not experience a CV event, yielding a net reclassification of 15.7 % (Mitchell et al. 2010). Based on the above-mentioned results it is obvious, the cfPWV fulfills the requirements of the 1–4 points of Table 1.

According to point 5., the influence of cfPWV modification for clinical outcome, there is only one study available so far, in which in patients with end-stage renal disease the lack of the decrease of cfPWV in response to blood pressure medication was a predictor of all-cause and cardiovascular mortality (Guerin et al. 2001). A randomized clinical trial called Statégie de Prévention Cardiovasculaire Basée sur la Rigidité Arterielle Study (SPARTE) was started in 2012 in 40 French clinical centres with the planned involvement of 3000 hypertensive patients and with the follow-up period of 4 years, aiming to test the hypothesis that a therapeutic strategy that targets the normalization of arterial stiffness is more effective in preventing CV events than usual care. In the control group, the target is blood pressure, while in the active group the target is aortic stiffness with the aim of normalizing it to <10 m/s (Laurent et al. 2012). Without the result of this and other future trials with similar setups, there is a lack of evidence on broader patient population that the normalization of cfPWV or any other arterial stiffness parameter has positive impact on CV outcome above that of reaching the blood pressure target values.

No data are currently available about the cost-effectiveness of cfPWV measurement. Potentially, the spread of the technology could reduce device prices, however no marked reduction was observed in the latest years. The main expense is the salary of the examiner, which geographically can differ markedly. Considering the high reclassification rate of patients and the comparison of cost with other powerful, but costly biomarkers, like coronary calcium score, cfPWV is probably a cost-effective risk stratification methodology.

The accurate and reproducible measurement of cfPWV requires moderate expertise. It is easy in most of the cases, but obesity and picnic stature may render measurements challenging. A true disadvantage of cfPWV measurement is the manipulation in the inguinal region which can be uncomfortable for some patients.

An expert consensus document on the measurement of aortic stiffness on the daily practice using cfPWV is available involving such scientific communities, like the Artery Society, the European Society of Hypertension and the European Network for Noninvasive Investigation of Large Arteries (Van Bortel et al. 2012).

Reference values of cfPWV have been established in 2010 involving 1455 healthy subjects together with 11,092 patients with different CV risk factors (Arterial Stiffness’ Collaboration 2010). However, this paper was published before the consensus document on distance measurement (Van Bortel et al. 2012), but cfPWV values were calculated according to the later accepted 80 % of the direct carotid-femoral distance. Table 2. demonstrates the distribution of cfPWV according to the age category in apparently healthy population.


Table 2
Distribution of carotid-femoral pulse wave velocity (m/s) according to the age category in healthy population (1455 subjects)




































Age category (years)

Mean (±2 SD)

Median (10–90 pc)

<30

6.2 (4.7–7.6)

6.1 (5.3–7.1)

30–39

6.5 (3.8–9.2)

6.4 (5.2–8.0)

40–49

7.2 (4.6–9.8)

6.9 (5.9–8.6)

50–59

8.3 (4.5–12.1)

8.1 (6.3–10.0)

60–69

10.3 (5.5–15.0)

9.7 (7.9–13.1)

≥70

10.9 (5.5–16.3)

10.6 (8.0–14.6)


Adapted from Arterial Stiffness’ Collaboration (2010)

SD standard deviation, 10 pc the upper limit of the 10th percentile, 90 pc the lower limit of the 90th percentile

As a consequence that cfPWV fulfills almost all the nine requirements of Table 1 to be an accepted biomarker, it has already been involved into some guidelines. It was first recommended as a marker of subclinical organ damage with the value >12 m/s in 2007, in the guideline of the European Society of Hypertension (ESH) and the European Society of Cardiology (ESC), for the management of arterial hypertension (Mancia et al. 2007). In the next ESH-ESC hypertension guideline in 2013 cfPWV is recommended to be evaluated as a measure of asymptomatic organ damage with the strength of class IIa, level of evidence B (Mancia et al. 2013). In the recent ESC- Artery Society position paper, the evaluation of cfPWV as a vascular biomarker is recommended as a class IIa, level of evidence A method (Vlachopoulos et al. 2015). Pulse wave velocity measurement is also recommended in the recent ESC- European Association for the Study of Diabetes guideline, as a useful cardiovascular marker, adding predictive value to the usual risk estimate (Ryden et al. 2013). In 2010, in the American College of Cardiology Foundation (ACCF)/American Heart Association (AHA) task force document the measurement of cfPWV was not recommended to be used in asymptomatic adults, outside of research settings (Greenland et al. 2010) and cfPWV measurement was even not mentioned in the next ACC/AHA guideline for the assessment of cardiovascular risk (Goff et al. 2014). However, in a recently published AHA scientific statement it is declared that it is reasonable to measure arterial stiffness to provide incremental information beyond standard CV disease risk factors in the prediction of future CV disease events (class: IIa, level of evidence: A) (Townsend et al. 2015). With this statement document the position of cfPWV measurement in the cardiovascular risk stratification has become similar both in Europe and in America.


3 Oscillometric Approximations of Aortic Pulse Wave Velocity


As cfPWV measurement is partly operator-dependent and the manipulation in the inguinal region can cause discomfort for the subject, oscillometric approximations of aortic PWV through a brachial cuff can have perspectives in the future. Mobil-o-Graph (Wassertheurer et al. 2010), Arteriograph (Horvath et al. 2010) and Vasotens (Ageenkova and Purygina 2011) are such devices, and all of them are able per se or have versions developed for 24-h blood pressure and arterial stiffness monitoring as well (Laszlo et al. 2015). So far none of these new techniques is involved in the recommendations as an alternative of cfPWV (Vlachopoulos et al. 2015; Mancia et al. 2013; Townsend et al. 2015). As in case of these new methodologies in validation studies the determination coefficients (R2) in comparison with gold-standard methods are mostly between 0.4 and 0.7, which reflect very imperfect agreement, experts do not recommend their involvement into prospective studies (Boutouyrie et al. 2014a). This fact can lead to a catch-22, as a manufacturer company per se rarely have enough funds to perform large population-based investigations. A solution for this discrepancy were the use of gold-standard and oscillometric methods parallel in prospective studies, which could provide both answers for clinical questions and validations of these alternative methodologies.


4 Brachial-Ankle Pulse Wave Velocity and Other Promising Parameters


In this paragraph we would like to provide an overview of an arterial stiffness parameter which is widely accepted and used in Japan and China and the cumulating data with this methodology also enabled its involvement into guidelines. Brachial-ankle pulse wave velocity (baPWV) is a simple-to-assess stiffness marker of the large and middle-size arteries. It is measured with a volume-plethysmographic device (eg VP1000, VP2000, OMRON Health Care Co. Ltd., Kyota, Japan) using four cuffs placed on both arms (brachial) and ankles, connected to plethysmographic and oscillometric sensors, recording the brachial and posterior tibial pressure waveforms (Vlachopoulos et al. 2015; Tomiyama et al. 2006). Travel distance is calculated using the path lengths from the suprasternal notch to the brachium (Lb) and from the suprasternal notch to the ankle (La) with a correction for the height of the individual using validated equations. baPWV is calculated with the following equation:


$$ baPWV=\raisebox{1ex}{$\left( La- Lb\right)$}\!\left/ \!\raisebox{-1ex}{$\varDelta Tba$}\right., $$
where $$ \varDelta T b a $$ is the time interval between the wavefront of the brachial waveform and that of the ankle waveform (Vlachopoulos et al. 2015; Tomiyama et al. 2006).

It has been demonstrated, that baPWV is closely correlated with cfPWV and invasively assessed aortic PWV and the presence of CV risk factors is linked with its elevated value (Yamashina et al. 2002, 2003; Tomiyama and Yamashina 2010). Prospective studies have confirmed that baPWV is a useful predictor of future CV events not only in essential hypertension (Munakata et al. 2012), but also in general population (Ninomiya et al. 2013), in end-stage renal disease (Kitahara et al. 2005), in diabetes (Maeda et al. 2014), in patients with acute coronary syndrome (Tomiyama et al. 2005) and heart failure (Meguro et al. 2009). In a meta-analysis it was demonstrated that a 1 m/s increase in baPWV corresponds with an increase of 12 %, 13 % and 6 % in total cardiovascular events, cardiovascular mortality and all-cause mortality, respectively (Vlachopoulos et al. 2012). It seems, that an optimal cutoff value of baPWV is 18 m/s in the assessment of high risk for CV disease (Ninomiya et al. 2013; Tomiyama et al. 2005). Moreover, as baPWV can predict the development of hypertension or stage III chronic kidney disease (Yambe et al. 2007; Takase et al. 2011; Chen et al. 2011; Tomiyama et al. 2010), in healthy subjects under the age of 60, and baPWV values between 14 and 18 m/s lifestyle modifications are recommended by some experts of this field (Yamashina et al. 2003; Tomiyama et al. 2016).

Although lots of achievements have been succeeded in respect of baPWV to be an accepted CV biomarker, but there are still some incomplete requirements. No consensus document is available on the measurement methodology, only the manufacturer’s instructions. Reference values have been published only in Chinese populations (Ai et al. 2011; Wang et al. 2009), data are missing in Caucasian or other races. So far, the potential clinical advantage of baPWV over traditional risk scores have not been proven. Although it has been demonstrated that baPWV improves for the treatment of hypertension, dyslipidemia, diabetes or lifestyle modifications (Toyama et al. 2012, 2016), only one study reported so far, that improvement of baPWV obtained after 6 months of conventional therapy was a reliable marker of a better prognosis in patients with coronary artery disease (Orlova et al. 2010).

Based on these findings, in the recent ESC position paper on vascular biomarkers baPWV is recommended for primary and secondary CV disease prevention with the class of IIb, level of evidence B (Vlachopoulos et al. 2015). The recent AHA recommendation states that baPWV is useful in cardiovascular outcome predictions in Asian populations, but longitudinal studies in the United States and Europe by these methods are lacking (Class I; Level of Evidence B) (Townsend et al. 2015).

Unfortunately the limited extent of this book chapter does not permit the detailed description of other parameters that also can have future perspectives. Parameters of pulse wave analysis and central hemodynamics can be estimated alone or connected with cfPWV measurement. Other parameters can be evaluated with specific devices. Some of these measures are already mentioned in the recommendations. The recent ESC/ESH hypertension guideline states that augmentation index and central blood pressure can be helpful risk stratification tools in young patients with isolated systolic hypertension, however, more data are needed before central hemodynamic indices are recommended for routine use in hypertensive patients in general (Mancia et al. 2013). In the recent ESC biomarker position paper the usefulness of the measurement of central hemodynamics/wave reflections for primary and secondary CV disease prevention is judged as IIb/B (recommendation/level of evidence) (Vlachopoulos et al. 2015). The AHA scientific statement declares that the use of wave separation analysis is recommended when investigations are focused specifically on the role of wave reflection as either an exposure for CV outcome or a target for intervention (class I, level of evidence B). The same document states that similarly to baPWV, the measurement of cardiac ankle vascular stiffness index is useful in CV outcome prediction in Asian populations, but longitudinal studies in the United States and Europe are lacking (class I, level of evidence B) (Townsend et al. 2015). The measurement of carotid stiffness parameters is also promising. A recent meta-analysis demonstrated that greater carotid stiffness is associated with a higher incidence of stroke independently of cfPWV and modestly improved risk prediction of stroke beyond Framingham stroke risk score factors and cfPWV (van Sloten et al. 2015). In summary, this research area is far not limited only for cfPWV or baPWV, the complexity is growing with new candidates with further potential in helping risk stratification and individual therapy adjustment.


5 How Can We Improve the Arterial Stiffness of Our Patients?


Many non-pharmacological interventions can improve arterial stiffness and/or wave reflection, like dietary changing including weight loss and salt reduction (Pase et al. 2011; Dengo et al. 2010), aerobic exercise training (Edwards et al. 2004; Edwards and Lang 2005), passive vibration (Sanchez-Gonzalez et al. 2012) and enhanced external counterpulsation treatment (Nichols et al. 2006). For maximal cardiovascular benefits, these interventions must be initially introduced immediately and continued over an extended period of time (Townsend et al. 2015).

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Sep 12, 2017 | Posted by in CARDIOLOGY | Comments Off on of Arterial Stiffness: A Novel Tool of Risk Stratification in Hypertension

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