History of Medical and Surgical Antireflux Therapy



Fig. 1.1
Heinrich Quincke. First description of esophagitis (Source: National Library of Medicine Images from the History of Medicine)



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Fig. 1.2
Joannes Baptista Morgagnus. First description of a hiatal hernia (Source: National Library of Medicine Images from the History of Medicine)


The initial therapy for GERD consisted in replacing the stomach to the abdomen and repairing and tightening the esophageal hiatus. Philip Rowland Allison (1908–1974) (Fig. 1.3), a British surgeon [10], initiated the modern era of antireflux surgery. He published in 1951 [11] a series of patients that, utilizing a transthoracic approach, the stomach were reduced to the abdomen and the crural fibers were closed behind the esophagus. He believed these crural fibers functioned as a pinchcock to prevent reflux. He had good long term results with over 80% of symptoms relieve after 20 years, with 49% of radiologic recurrence of the hernia [12], a rate below paraesophageal mesh-reinforced hiatoplasty and fundoplication in modern series [13]. Latter, it was acknowledged that GERD could exist without an associated HH and Allison procedure was also carried out successfully in these patients [14]. From this time, became clear that fixing the HH and performing a hiatoplasty were essential parts of the surgical treatment for GERD. In fact, modern authors learned that the absence of a hiatoplasty leads to much worse outcomes [15]. This fact culminated with the use of prosthetic reinforcement of the hiatus to make this part of the procedure even stronger, actually not a modern idea but dating back to experimental tries in 1957 and the first clinical experience in 1960 [16]. Some complications have been reported associated to the use of prosthetic hiatal reinforcement, but the rate of hernia recurrence seems to be lower forcing surgeons at present to face the dilemma of choosing between a risk of recurrence and the fear of complications [16]. Modernly, different devices were created in order to perform an endoscopic fundoplication using intraluminal suturing or plug [17]. Although the esophagus is wrapped, a hiatoplasty is obviously not performed. Not surprisingly, even in much selected patients, all published series show symptomatic improvement but some important complications, 40% of hernia recurrence and amelioration but not reestablishment to normal values of acid exposure measured objectively by pHmonitoring [18].

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Fig. 1.3
Philip Rowland Allison. Initiator of the modern antireflux surgery (Reproduced from Bani-Hani and Bani-Hani [90] with permission)

After experimenting on the diaphragm, surgeons focused on the His angle. Norman Rupert Barrett (Australia, 1903 – England, 1979), the famous surgeon that gives the name Barrett’s esophagus [19] pioneered the idea on restoration of the cardioesophageal angle as the critical element in the prevention of reflux [20]. In fact, latter studies showed that a fundoplication performed ex vivo in human stomachs is competent in preventing reflux to the point of gastric explosion, probably by accentuating the His angle [21]. Clinical experience; however, showed that the solely restoration of the His to an acute angle does not show good physiologic and clinical outcomes [22] as in patients submitted to a Lortat-Jacob antireflux repair [23].

Other natural antireflux mechanism that gained attention of surgeons was the length of the abdominal portion of the esophagus. In fact, historically, the length of the abdominal esophagus was a concern due to the necessity to reduce the herniated stomach and the chance of a short esophagus [9]. Latter, the length of the abdominal esophagus proved to be direct linked to GERD control based on clinical, in vitro [24], and experimental [25] studies. Currently, a segment of 2 centimeters is desirable when performing an antirreflux operation. Esophageal alongation may be achieved with extensive dissection of the organ in the mediastinum [26].

Rudolf Nissen (Fig. 1.4), the famous German surgeon (1896–1981) [27] developed in 1955 the most successful and widespread surgical therapy for GERD, the fundoplication [28]. He repeated a lesson learned from the past when he was reminded of an operation done in 1936 when the anastomosis of a cardia resection was protected by the stomach like a Witzel gastrostomy and the patient did not develop esophagitis. This operation suffered modification along time [27] and gained wild acceptance with close to 20,000 fundoplications performed annually in the US [29]. Excellent and good outcomes may be expected in over 90% of the patients [30, 31]. It is noteworthy that the first minimally invasive fundoplication occurred in 1991 [32], 4 years after the first laparoscopic cholecystectomy!

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Fig. 1.4
Rudolf Nissen. Creator of the fundoplication (Source: National Library of Medicine Images from the History of Medicine)

The Nissen fundoplication evoluted with several modifications (Fig. 1.5). First, different authors proposed a partial fundoplication, in which the gastric fundus wraps partially, not circumferentially, the esophagus, creating techniques and eponyms known as Toupet, Dor and Guarner [33]. These partial fundoplications were developed in order to minimize some of the side effects of a fundoplication, namely dysphagia and gas bloating. These techniques proved to be a good option to be added to a myotomy in the treatment of achalasia, since esophageal peristalsis is absent and a total fundoplication may cause dysphagia [34]. Good outcomes in achalasia patients lead some surgeons to tailor the fundoplication to match the strength of esophageal peristalsis as measured by esophageal manometry, so a total fundoplication was recommended for patients with normal peristalsis, and a partial fundoplication for those with impaired peristalsis [35]. Late follow-up; however, showed that better reflux control was obtained with a total fundoplication [36] and that esophageal motility may be restores after total fundoplication and GERD control [37].

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Fig. 1.5
Evolution of Nissen’s fundoplication (Reproduced from Herbella et al. [91])

Other important modification of Nissen’s fundoplication was the loosening of the wrap and the shrinking of the size of the valve, the so called “short-floppy” Nissen. The first technical amendment was developed by Donahue et al. [38] to avoid “gaseous eructations or vomiting (normal reflux) when appropriate”. This technique revoked the theory that a fundoplication would work solely as a pneumatic valve that should be applied close-fitting to the esophagogastric junction, since GERD control was achieved even with a loose valve. Latter, DeMeester et al. [39] showed that a 1 cm wrap was as effective as a 4 cm fundoplication to control GERD. Other modifications of the original technique also took place, such as the use or not of a calibrating intraesophageal bougie to perform the fundoplication; the need for short gastric vessels division and the anchoring of the fundoplication on the hiatus. There is not enough high quality evidence-based data to support the use or not of these topics; however.

Even though Nissen fundoplication proved to be an excellent operation for symptoms control [40] and increment in quality of life [41], with an irrelevant mortality [42] and sustained outcomes in a long-term follow-up [43], some authors looked for alternatives to this operation, some with procedures acting solely at the esophagogastric junction.

Angelchick and Cohen [44], in 1979, tried to reinforce the lower esophageal sphincter (LES) with silicon ring prosthesis around the esophagogastric junction. A great popularity was achieved with over 25,000 implants [45]. Years later, a strange body at this location showed to induce poor outcomes and a large number of complications related to unmanageable dysphagia and prosthesis erosion or migration [46, 47]. Most of the surgeons experienced with this device deemed the procedure not recommendable anymore [46, 47]. Fortunately, the device is not currently in use. Interestingly, other methods for GERD control tried to decrease the esophagogastric junction complacence by injecting foreign substances in the LES. Following previous experiences with foreign body, bad outcomes and significant complications made these methods to be withdrawn from market [48].

GERD has a complex and multifactorial genesis [49]. Parallel to the development of surgical techniques, surgeons also studied esophageal physiology and make significant progress on the understanding of GERD pathophysiology. Barrett was one of the first to acknowledge the fact that duodenal contents may also reflux and damage the esophagus [20]. Lately after, different tests were created to evaluate biliary or non-acid reflux [50]. The most significant was multichannel intraluminal impedance, a test that proved that non-acid reflux is able to produce symptoms [51] and that medical therapy for GERD is able to neutralize the pH of the refluxate but not the backflow of gastroduodenal contents to the esophagus [52]. Physiologic studies also showed that the simple restoration of the basal pressure of the LES to normal values is not enough to control GERD, since GERD may exist in the setting of sphincters with normal pressure [53] due to a defect in the other previously mentioned antireflux mechanisms or due to abnormal transient relaxations of the sphincter, identified since 1980 [54]. Thus, LES basal pressure must not be used alone as a primary endpoint to evaluate new antireflux procedures. It must be remembered as well that a fundoplication is able to restore all natural antireflux mechanisms [49] and decrease transient relaxations of the LES [55].


Lessons Learned from the Past


The adequate reflux control must reestablish the normal anatomy of the distal esophagus / proximal stomach / hiatus. Based on historical experience: (1) a hiatoplasty is essential but should not be used alone; (2) accentuation of the His angle is essential but should not be used alone; (3) acid as well as biliary reflux must be controlled; (4) a fundoplication brings excellent results in the majority of patients if proper technical elements are followed irrespective of esophageal motility; and (5) foreign bodies at the level of the esophagogastric junction may lead to dreadful consequences.



Medical Therapy


Symptoms of reflux disease were known since ancient Rome, with reflux sensations associated with Falernian wine ingestion, but for 100 years diseases of the esophagus were poorly understood, since the organ itself received little attention.

Therapy of acid-related diseases was obscure up until the late nineteenth century, mostly because lack of ability to distinguish between the esophagus and the stomach as the source of the problem. Chalk and charcoal were used to relieve dyspepsia [56]. Pathophysiology evolved in last 50 years with the techniques that allowed measurement of acid secretion and recognition of acid and pepsin as pathogenic to the mucosa. This allowed recommendation of lifestyle changes and development of several classes of drugs to improve symptoms and heal esophagitis (Fig. 1.6).

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Fig. 1.6
Antacid advertisement from a 1944 magazine (Source: National Library of Medicine Images from the History of Medicine)

In twentieth century lifestyle changes, as dietary and drug restrictions, elevating the head of the bed, decreasing the volume of foods and weight reduction in obeses were the mainstay of medical therapy [57]. Dietary restrictions were directed to agents decreasing lower esophageal sphincter pressure as caffeinated drinks, fat, chocolate, alcohol, peppermint or fatty foods. Avoidance of smoking, thophyline and prostaglandins was also recommended [58]. Although several lifestyle and dietary modifications have been used in clinical practice, a systematic review of 16 randomized trials that evaluated the impact of these measures on GERD concluded that only weight loss and elevation of the head end of the bed improved GERD symptoms [59, 60].

Neutralization of gastric acid through antacids was another management strategy used since early twentieth century. Antacids (Fig. 1.6) were thought to act not only by neutralizing acid secreted in stomach, but also by increasing pressure in lower esophageal sphincter through increasing circulating levels of gastrine [61, 62]. Gastric acid neutralisation remained the mainstay of medical therapy for several years and is still recommended in patients with mild reflux disease, to control acid regurgitation and reduce heartburn [63].

The development of histamine-2 receptor antagonists (H2RAs) in the 1970s by James W. Black revolutionized the treatment of acid-related peptic diseases. To that date, therapies lack solid scientific bases as much of the thinking about antacid preparations was based on in vitro studies or in vivo observations of the extent and duration of antacid effects under fasting conditions [62]. The first H2RA developed by Black et al. was burimamide, which contained the imidazole ring structure of histamine but was modified to inhibit selectively histamine-stimulated acid secretion. Burimamide blocked acid secretion but not the hypotensive effect of histamine mediated by histamine 1 receptors, which precluded it for clinical use [64, 65].

Cimetidine, which selectively blocks gastric acid secretion, was developed thereafter and the number of operations for duodenal ulcers decreased by 38% in 2 years in the United Kingdom. Cimetidine became the best-selling drug in the world and James Black was awarded the Nobel Prize in 1988 [6668]. Other H2 receptor antagonists (H2RAs), like ranitidine, nizatidine and famotidine were then developed and all were best-selling prescription drugs in the 1980s.

The proton pump, driven by a H+-K+ ATPase, was identified in 1976 after report of a potassium-stimulated ATPase in amphibian gastric mucosa different from the known sodium-potassium ATPase [69]. Omeprazole, the first proton pump (PPI) inhibitor without significant toxicity, showed to irreversibly block the pump and potently inhibit acid secretion [70, 71]. As it proved to be effective for Zollinger-Ellison-related ulcers, reflux esophagitis and, in combination with antibiotics, for H. pylori-related ulcers, the introdution of this class of drugs in 1980s again revolutionized the management of GERD. Other benzimidazole PPIs subsequently introduced included lansoprazole, pantoprazole, rabeprazole and esomeprazole. All these agents consist of a pyridine and a benzimidazole moiety.

PPIs are still the most potent inhibitors of gastric acid secretion available and have become the therapy of choice for healing esophagitis and providing symptomatic relief. However, as gastric acid can still be secreted during the night, despite twice-daily PPIs [72, 73] some studies in last two decades have evaluated the usefullness of H2RAs at bedtime to suppress this acid reflux [7476] with results showing enhanced nocturnal gastric pH control. However, continuous use of H2RAs is associated with tolerance development, limiting their long-term use and efficacy as add-on therapy [77, 78].

Prokinetic drugs could theoretically improve GERD by increasing LES basal pressure, improving esophageal peristalsis and accelerating acid clearance. Metoclopramide, a dopamine D2 receptor antagonist, has been shown to increase LES basal pressure without significant effect on peristalsis [79].

Domperidone, a peripheral dopamine receptor antagonist that does not cross the blood-brain barrier, was initially shown to be effective in the treatment of functional dyspepsia [80]. In the 1980s, several trials evaluated the effect of prokinetics in GERD treatment, all showing symptomatic improvement.

Cisapride was developed in the late 1980s and launched to the world in early 1990s [81]. Cisapride is a serotonin 5-HT4 agonist with 5-HT3 antagonist activity, therefore with widespread prokinetic effects in gastrointestinal tract. Initial studies showed symptomatic improvement and esophagitis healing, though results were neither consistent nor robust [8285]. One reason for the relatively weak effects of cisapride in GERD might be the fact it does not address the critical mechanisms of the disorder.

Initial experience with cisapride showed good safety, but reports of various arrhytmias and sudden death culminated with a FDA announcement in 2000 that the manufacturer of cisapride would voluntarily withdraw its product from the U.S. Market [86, 87].

Baclofen, a GABA-B agonist, has been available for many years for the treatment of spastic diseases. The drug was found to inhibit TLESR and to decrease the number of postprandial acid and nonacid reflux events [88]. Given the limited treatment options for GERD patients refractory to PPIs, drug may be a useful approach for the treatment of these patients.

Currently, PPIs are the cornerstone of GERD treatment, with a potent inhibitory effect on gastric acid secretion that results in high rates of esophageal mucosal healing and effective symptomatic control. However, there are still many areas of unmet needs in the treatment of GERD, as refractory GERD, atypical and extraesophageal manifestations of GERD and nighttime heartburn [89].

History of medical treatments for GERD suggests that, predictably, advances will come not from a ‘one size fits all’ approach but rather from a personalized reflux therapy to patients who do not benefit from the therapeutic options currently available.


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Oct 11, 2017 | Posted by in CARDIOLOGY | Comments Off on History of Medical and Surgical Antireflux Therapy

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