Heart Failure with Preserved Ejection Fraction



Heart Failure with Preserved Ejection Fraction


Tyler Moran

Anita Deswal

Arunima Misra



INTRODUCTION

Cardiovascular (CV) disease is the number one cause of death worldwide.1 Although there have been major advances in the management of many CV disease states, including heart failure with reduced ejection fraction (HFrEF) which has robust evidence for a multitude of therapies, heart failure with preserved ejection fraction (HFpEF) remains a notable exception. Consequently, HFpEF remains a challenging clinical syndrome to diagnose and treat. HFpEF has almost similar morbidity and mortality compared to HFrEF2; however, there exists limited evidence for the treatment of HFpEF to improve clinical outcomes. This chapter presents the epidemiology, diagnosis, and management of HFpEF based on currently available data.


Definition and Guidelines

The definition of heart failure (HF) is complex, but the fundamental basis for HF is the inability of the ventricle to pump or fill effectively with normal filling pressure. These failures result in the common symptoms and signs of HF including dyspnea and fatigue, as well as edema or fluid retention. Historically, pump failure was reported as systolic HF and filling failure as diastolic HF. As our understanding of physiology and pathophysiology advanced, the mechanisms for HF were shown to overlap as most patients with HF have pump or systolic dysfunction, albeit sometimes subtle, as well as filling or diastolic dysfunction. Therefore, the initial terminology of systolic HF or diastolic HF was changed to include the terms reduced or preserved ejection fraction.3

The American College of Cardiology (ACC)/American Heart Association (AHA)/Heart Failure Society of America (HFSA) HF guidelines define HFpEF as HF with left ventricular ejection fraction (LVEF) ≥50%. Nonetheless, trials studying treatment for HFpEF have used varying definitions and have often included patients with LVEF ≥45%. The borderline or midrange group (HFmEF) with LVEF between 40% and 49% appears to have similarities to both HFrEF and HFpEF, and is a group that includes HFrEF patients in whom LVEF has improved, those with HFpEF where the LVEF appears to progressively decline over time, and patients with an acute injury such as myocardial infarction that causes a reduction in LVEF to this range.4 The LVEF remains important in the classification of patients with HF because of some differences in patient demographics, comorbid conditions, etiology and pathophysiology, prognosis, response to therapies, as well as the ease of a phenotypic differentiation by LVEF. Also, most clinical trials in HF selected and continue to select patients based on LVEF. However, LVEF values are dependent not only on the disease condition but also on loading conditions, the imaging technique used, the method of analysis, and the interoperator variability, making it even more challenging to accurately classify all patients into nonoverlapping groups of preserved LVEF, reduced LVEF, and midrange LVEF. Currently, most definitions of HFpEF include (1) clinical symptoms and/or signs of HF; (2) normal or near-normal LVEF; and (3) evidence of structural and/or functional cardiac abnormalities or of elevated left ventricular (LV) filling pressures.


Epidemiology

In the United States, about 6.2 million adults (2.2% of the population) have HF. It is the number one reason for hospitalizations in patients aged greater than or equal to 65 years. Of the patients hospitalized for HF, almost half have HFpEF. The prevalence of HF continues to rise as the population ages. Specifically, the prevalence of HFpEF, compared with the prevalence of HFrEF, appears to be increasing over time along with the aging of the population.5 HFpEF is associated with substantial morbidity and mortality, and the frequency of clinical events markedly increases once a patient is hospitalized for HF.6 Because patients with HFpEF have a normal or near-normal LVEF, the diagnosis is more difficult and the management less defined than HFrEF. This is in part owing to fewer clinical trials as compared to HFrEF, but also because several completed clinical trials demonstrated no benefit on mortality and morbidity in HFpEF patients. Understanding the pathophysiology and comorbidities that define HFpEF is germane to developing better treatments and to changing the trajectory of associated significant morbidity and possibly mortality.


Risk Factors

Both HFrEF and HFpEF share a number of risk factors, including coronary artery disease (CAD), hypertension, diabetes mellitus, obesity, and smoking.7 However, there are some differences in the HF subtypes. As a group, patients with HFpEF are older; are more likely to be female; and have a greater prevalence of hypertension, obesity, renal dysfunction, sleep disorders, chronic obstructive pulmonary disease, atrial fibrillation, and anemia, than those with HFrEF.8 In addition to being a comorbidity,
renal disease is a significant contributor to hypertension, cardiac dysfunction, LV stiffening, delayed LV relaxation, and sodium and water retention resulting in the syndrome of HFpEF.9 Furthermore, when right HF progresses with venous congestion, worsening renal function may be noted, underlining the importance of cardiorenal interactions in HF.10


PATHOGENESIS

To fully understand the heterogeneity within HFpEF, one should appreciate the varying mechanisms that may underlie the clinical syndrome. Etiologies of HFpEF are multiple (Table 68.1). Hypertension is the most common underlying cause associated with HFpEF. It is present in a majority of patients with HFpEF regardless of age, gender, or racial group, and may result in LV hypertrophy. In addition, CAD has been noted in 35% to 60% of patients with HFpEF11 and is associated with a greater risk of developing HFrEF and higher mortality.12 Other contributors or precipitants for the development of HFpEF include atrial fibrillation, diabetes mellitus (in 20%-30%), and obesity (in at least 50%). In fact, obesity may be even more prevalent, with HFpEF being underdiagnosed because of the difficult physical examination and lower natriuretic peptide levels in obese patients.11 Valvular heart disease leading to HF in the presence of normal LVEF also presents as HFpEF. Other etiologies include toxic, inflammatory, and metabolic causes, which may be mediated through comorbidities such as diabetes mellitus and chronic kidney disease, as well as restrictive cardiomyopathies, including infiltrative disorders and transplant rejection, and hypertrophic cardiomyopathy.13 Given the importance of cardiac amyloidosis, it is discussed in detail in Chapter 30.










Underlying Mechanisms and Multisystem Involvement

Although initially thought to be caused only by diastolic dysfunction, HFpEF is now recognized to have complex pathophysiology, and in a majority of patients is related to multisystem involvement. The clinical syndrome of HFpEF may result from cardiac, pulmonary, vascular, peripheral reserve, or renal abnormalities, all finally resulting in increased LV diastolic pressure and the common clinical manifestations of HF. Various cardiac abnormalities leading to the phenotype of HFpEF can include myocyte hypertrophy, diastolic and early systolic ventricular dysfunction, atrial dysfunction, energy metabolism abnormalities, interstitial fibrosis, inflammation, increased oxidative stress, endothelial dysfunction, and impaired density and autoregulation of the microcirculation. Also contributing to HFpEF are volume overload secondary to renal disease, neurohormonal (specifically renin-angiotensin-aldosterone system) activation, reduced vasodilator reserve, chronotropic incompetence during exercise, and impaired right ventricular-pulmonary artery coupling.14,15 Cardiometabolic diseases common in HFpEF—including obesity, hypertension, and diabetes—induce a systemic pro-inflammatory state, which in turn triggers systemic and coronary microvascular inflammation. This results in a reduction of nitric oxide bioavailability downstream, which promotes myocyte and myocardial hypertrophy, cardiomyocyte stiffness, and interstitial fibrosis.16


Cardiac Abnormalities

In HFpEF, the rise in end-diastolic pressure is caused by a complex interaction between diastolic dysfunction, underlying although not overt systolic dysfunction, atrial and LV stiffness, and reduced arterial compliance.17 There is an elevation of LV filling pressures either only with exercise or also at rest with worsening during exercise.18 In a significant proportion of patients, elevation in LV filling pressure is contributed by diastolic dysfunction with impaired active relaxation and increased LV passive chamber stiffness leading to the LV diastolic pressure-volume relationship shifted up and to the left.19 In these patients, during exercise or with other increases in heart rate, the baseline abnormalities may be accentuated leading to increases in LV diastolic pressure.18 Although there has been significant progress in noninvasive measurement of diastolic function, it is not possible to accurately assess a significant proportion of patients, especially in light of differing methods and uncertain abnormal thresholds in aging populations using echocardiography. For example, in an older Olmsted County epidemiologic study of HF patients, 78% of those with HFpEF had diastolic dysfunction, 10% had normal diastolic function, and the remainder were indeterminate.20 More recently, in the Treatment of Preserved Cardiac Function Heart Failure With an Aldosterone Antagonist (TOPCAT) trial, diastolic function was measured using the ratio between transmitral E wave velocity and tissue Doppler e’ velocities, and graded based on the ratio of E/e’, transmitral E/A, and deceleration time of transmitral E velocity. Owing to the presence of atrial fibrillation, missing tissue Doppler, or transmitral E velocity, only 52% of patients with HFpEF could have diastology assessed. In these patients, diastolic dysfunction was present in only 66%; 44% had moderate to severe dysfunction. Nonetheless, regardless of the method of noninvasive diastolic assessment, studies have shown that worse diastolic function is associated with adverse outcomes in patients with HFpEF, including mortality and HF hospitalization.21

Other cardiac mechanisms are likely to contribute to HFpEF but are less easily assessed and not well studied in epidemiologic studies or clinical trials. These include extrinsic LV restraint by the pericardium and the right heart causing an elevation of LV filling pressures, especially during exercise. For example, HFpEF patients with severe obesity may have increased pericardial restraint owing to increased mediastinal, chest wall, and abdominal fat.22 LV systolic dysfunction may also be present as measured by strain and without necessarily impacting LVEF.23 In the TOPCAT trial, longitudinal strain was abnormal in over half the patients and was associated with a higher risk of CV death or HF hospitalization. Thus, in the setting of HFpEF, impaired longitudinal strain predicts a worse prognosis.24

Furthermore, elevated filling pressure in HFpEF results in left atrial remodeling and dysfunction, which may lead to pulmonary hypertension (PH) and eventually right ventricular failure. When atrial fibrillation is present, as it is in many patients with HFpEF, PH and subsequent right HF can ensue more quickly, sometimes irreversibly. In fact, left atrial dysfunction has been associated with worse exercise capacity, more advanced pulmonary vascular disease, and higher mortality.25


Pulmonary Hypertension

Left heart-related or Group 2 PH is defined as an increase in mean pulmonary artery pressure (PAP) greater than 20 to 25 mm Hg with a pulmonary capillary wedge pressure (PCWP) ≥15 mm Hg.26 Some epidemiologic studies suggest that HFpEF may be a more common cause of PH than other forms of PH27 and may occur in up to 36% to 53% of patients with HFpEF.21 This group of patients are often older, have more CV comorbidities, worse exercise capacity, and more impaired renal function compared to patients with idiopathic PH.28 With long-standing PH, the right ventricle (RV) can hypertrophy, dilate, and eventually fail especially if significant tricuspid regurgitation develops and there is concomitant renal failure.28 Importantly, the development of RV dysfunction predicts a worse prognosis and a marked increased risk of death in patients with HFpEF.29


Role of Peripheral Abnormalities

In addition to cardiac abnormalities, systemic vasculature, endothelium, adipocytes, and skeletal muscle play a role in HFpEF.18,22,30 Clinically, these abnormalities may be latent at rest and only reveal themselves during stress; thus, symptoms may only occur during exercise or other stress.18 A major contributor to HFpEF is the systemic circulation whereby the aortic and conduit stiffness result in excessive blood pressure
variability and greater arterial afterload mismatch, especially during exercise. Endothelial dysfunction and abnormal nitric oxide-mediated vasodilation are found in almost half of patients with HFpEF18 and are associated with a worse prognosis compared to those with normal vasodilator response.31 Skeletal muscle alterations have also been observed in HFpEF, with increased fatty infiltration and reduced sarcomeres, along with an impaired ability to extract oxygen, contributing to exercise intolerance.30 Similar underlying mechanisms contribute to both chronic kidney disease and HFpEF, and subsequent sodium and volume overload further contribute to both kidney and heart dysfunction in a vicious cycle. In chronic kidney disease, CV events are more likely in those with modest degrees of volume overload with or without concomitant hypertension.32

The comorbidity-inflammation paradigm proposed by Paulus and Tschöpe suggests that HFpEF may be the result of a comorbidity-induced systemic pro-inflammatory state, which leads to endothelial dysfunction, coronary microvascular dysfunction, and abnormal cardiac structure and function.16 Comorbidities including diabetes, obesity, and hypertension may induce a systemic pro-inflammatory state, which causes coronary microvascular endothelial inflammation. The endothelial inflammation reduces nitric oxide bioavailability, cyclic guanosine monophosphate content, and protein kinase G (PKG) activity in adjacent cardiomyocytes, which in turn induces hypertrophy and increases resting tension from hypophosphorylation of titin. Both the stiff cardiomyocytes and interstitial fibrosis then contribute to high diastolic LV stiffness and HF. A recent study undertook a comprehensive proteomic evaluation of this inflammatory paradigm.33 The investigators found that the comorbidity burden was associated with heightened systemic inflammation, which in turn was associated with worse cardiac function and hemodynamic stress. Thus, anti-inflammatory strategies may hold promise in the treatment of this HFpEF phenotype.

Inflammation from visceral and epicardial fat is a contributor to the higher incidence of HFpEF with obesity. However, other mechanisms such as abnormal sodium retention leading to increased plasma volume and LV and RV dilation, alterations in energy substrate metabolism, PH leading to RV failure, and mechanical epi/pericardial, chest wall or abdominal restraint leading to diastolic ventricular interactions may all play a role.22,34


CLINICAL PRESENTATION


Clinical Symptoms and Associated Comorbidities

With regard to history, important clinical risk factors for HFpEF include elderly age, female sex, hypertension, atrial fibrillation, diabetes, and obesity. Symptoms of HFpEF are similar to HFrEF and include dyspnea, fatigue, and swelling. Dyspnea is the hallmark symptom notably occurring with exertion. Clinical awareness of the risk factors is important; when a patient presents with these symptoms, one should consider HFpEF in the differential diagnosis.


Physical Examination

The physical examination may show signs of volume overload, including rales, elevated jugular venous pressure, and lower extremity edema. An S4, and less commonly an S3, gallop may be present. In a significant proportion, the physical examination is without obvious signs of volume overload.


May 8, 2022 | Posted by in CARDIOLOGY | Comments Off on Heart Failure with Preserved Ejection Fraction

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