Fig. 6.1
The incidence of heart failure in men and women approximately doubles with each 10-year increase from ages 65–74 to 85–94; however, it triples for women between ages 65–74 and 75–84. Source: National Heart, Lung, and Blood Institute. Incidence and Prevalence: 2006 Chart Book on Cardiovascular and Lung Diseases. Bethesda, MD: National Institutes of Health; 2006
Fig. 6.2
For ages 55–64 and 65–74, the incidence of heart failure is higher in Black women than in White women. Source: National Heart, Lung, and Blood Institute. Incidence and Prevalence: 2006 Chart Book on Cardiovascular and Lung Diseases. Bethesda, MD: National Institutes of Health; 2006
It is clear that early in the heart failure epidemic, the diagnosis and incidence were increasing [1]. However, analysis of later trends differs. In Olmsted County, incidence is stable or falling slightly [7]. In a study of the Kaiser Health System from 2000 to 2005, rates were stable combining both in- and outpatient diagnoses [14]. A study of Medicare records from 1994 to 2003 found a small decline of 32 per thousand to 29 per thousand person years in those 65 years or older (◘ Fig. 6.3) [15]. These trends included both in- and outpatient diagnoses. Declines occurred equally among different age groups [15].
Fig. 6.3
Age-specific incidence of heart failure among Medicare beneficiaries from January 1, 1994, through December 31, 2003. From 1994 through 2003, the incidence of heart failure increased slightly among the youngest Medicare beneficiaries and declined among older beneficiaries [15]
Incidence data, in addition to dependency on site, source, and quality of diagnoses, is also a reflection of other factors. These include increased survival from acute myocardial infarction. Damaged myocardium and reduced ejection fraction is the result of an infarction leading to diminished pumping capacity. Increasingly sensitive diagnostic instruments and better clinician awareness of the diagnosis lead to earlier case finding and appropriate classification. Improved treatment and control of hypertension, lipids, and smoking should lead to decreasing heart failure rates through less atherosclerosis or other mechanisms. These factors in combination influence the ongoing trends.
Prevalence
It is estimated that 5.7 million Americans currently have heart failure according to the National Health and Nutrition Examination Survey (NHANES) [3]. This is projected to reach 8 million individuals by 2030. It is similarly estimated that 78 million individuals worldwide will have heart failure in 2030 [4]. Most estimates suggest the prevalence in the United States is 2–3 % of the general adult population [10, 16]. However, there are widely varying estimates in different reports. These differences are a function of the age sampled, the case definition, and the site (in- or outpatient) of case finding.
According to NHANES in 2009–2012, heart failure is a disease associated with aging. In the youngest adult age group (20–39 years), under 1 % are afflicted, while for those 80 years and above, over 10 % report the condition (◘ Fig. 6.4). Heart failure prevalence also affects men differently than women (◘ Fig. 6.5). As shown in ◘ Fig. 6.5, Blacks have significantly higher rates than Whites and men higher rates than women.
Fig. 6.4
Prevalence of heart failure by sex and age between 2009 and 2012. National Health and Nutrition Examination Survey: 2009–2012. Source: National Center for Health Statistics and National Heart, Lung and Blood Institute [3]
Fig. 6.5
From 1988–1994 to 2005–2008, the prevalence of HF increased in Blacks (except the decrease in 1999–2004) and decreased slightly in Whites; it remained stable in males but decreased slightly in females [18]
It is also clear that prevalence rose during the past decades. Curtis et al. using Medicare data (65 years and above) found prevalence of 90 per thousand person years in 1994 which rose to 121 per thousand person years in 2003 [15]. Data from the Kaiser Health Plan found the prevalence rising in their population for both men and women with men having a higher rate than women. Their rates range from 1.01 to 2.12 % of their patient population [14].
The study of a French population found a prevalence of 0.9 % for those aged 55–64 rising to 17.4 % prevalence in those 85 years and above [16]. A more recent study of Medicare on the prevalence of 13 % as shown in ◘ Table 6.1, in a 5 % sample of Medicare records, prevalence is steadily rising [15].
Table 6.1
Prevalence of heart failure in the Medicare 5 % sample by sex and yeara
Year | Female | Male | Total |
---|---|---|---|
1994 | 86,450 (86.3) | 53,390 (95.4) | 139,840 (89.9) |
1995 | 94,726 (94.0) | 58,456 (103.7) | 153,182 (97.9) |
1996 | 101,024 (100.4) | 62,520 (110.4) | 163,544 (104.4) |
1997 | 105,932 (105.6) | 66,309 (117.1) | 172,241 (110.3) |
1998 | 109,381 (109.7) | 68,942 (122.6) | 178,323 (114.9) |
1999 | 111,230 (112.4) | 70,465 (125.6) | 181,695 (117.8) |
2000 | 113,068 (114.4) | 72,133 (127.9) | 185,201 (119.9) |
2001 | 114,593 (114.4) | 74,177 (128.3) | 188,770 (120.1) |
2002 | 116,732 (114.6) | 76,376 (128.2) | 193,108 (120.2) |
2003 | 118,485 (115.1) | 78,709 (129.2) | 197,194 (121.0) |
There are a number of factors thought to be acting in increasing prevalence in the setting of flat or declining incidence. Better recovery from acute myocardial infarction is cited as one [3], but there is also improved survival from sudden death episodes, better methods of treatment, and a better recognition of the disease [3]. All of these factors improve survival; however, part of the increased prevalence may be a function of a so-called “lead time bias” where more sensitive diagnostic measures lead to a discovery of earlier cases which have a longer life post diagnoses.
Mortality
Heart failure is a deadly disease. Death is frequently associated with other illnesses, but in many cases heart failure is the underlying cause. The analysis of data from Scotland finds that heart failure has a higher mortality rate than the four leading causes of cancer combined [17]. The 2008 death certificate data found 88/100,000 population mentions of heart failure with 17/100,000 population as the underlying cause of death [18]. Data from Olmsted County found 60 % 5-year mortality after diagnosis [19]. Similar data are observed in other industrialized countries including the Netherlands, Australia, Scotland, and Canada [19–22]. Heart failure is frequently associated with sudden death and increases with increasing NYHA severity classification [23].
Heart failure rates as underlying cause of death by race are shown in ◘ Fig. 6.6. Blacks have the highest rate followed by Whites, American Indians, Hispanics, and Asians. Men have higher rates of heart failure as the underlying cause than women. Heart failure death is strongly associated with age as shown in ◘ Fig. 6.7. Heart failure diagnosed in an inpatient admission has a significantly worse prognosis than heart failure diagnosed as an outpatient [24]. However, the prognosis in both is poor at 5 years. There is 90 % mortality at 10 years [5].
Fig. 6.6
In 2008, death rates for HF as the underlying cause were slightly higher in males than in females. Within sex groups, death rates were highest in non-Hispanic Blacks and non-Hispanic Whites and lowest in Asians [18]
Fig. 6.7
In 2008, HF mortality as the underlying cause increased with age. Within sex groups, rates were higher in Blacks than in Whites; and within racial groups, rates were higher in males than in females [18]
The trends for heart failure mortality have improved. This begins within hospital mortality where a 10.9 % rate in 1980–1984 fell to 6.5 % in 2000–2004 [25]. However, 30-day mortality improvement after hospitalization was less dramatic with 12.8 % mortality in 1993 and a 10.7 % mortality in 2006. Clearly, more patients were dying at home [26]. Overall, Medicare data in all adults 65 and older hospitalized found an 8.5 % mortality in 1993 and 4.3 % in 2006 [26]. Similar trends were observed elsewhere including Australia where 1-year mortality fell from 22 % in 1990–1993 to 17 % in 2002–2005 [20]. Similar declines were noted in Sweden and Scotland [22, 27].
Heart failure is a deadly disease with few living beyond 10 years after diagnosis. Improved acute care has reduced in-hospital mortality. Prolonged care has also reduced mortality. The combination has resulted in increased prevalence in heart failure under the care of health systems .
Heart Failure: Preserved and Reduced Ejection Fraction
With the widespread availability of imaging to measure ejection fraction, it became apparent that many patients with signs and symptoms of heart failure did not have reduced ejection fraction associated with pump failure. This was initially termed diastolic heart failure in the clinical presentation and was associated with an ejection fraction above 45 % [19]. The pathologic findings associated with preserved ejection fraction are concentric remodeling of the left ventricle and left ventricular hypertrophy [28]. In recent years, considerable work has occurred to better define heart failure with preserved ejection fraction (HFpEF) in comparison to those patients with reduced ejection fraction (HFrEF) . Depending on the inclusion criteria, it is estimated that 13–74 % of all heart failure is HFpEF [10, 29]. When ascertaining prevalence, definitions become an important issue. Various authoritative sources have suggested anywhere from an ejection fraction of less than 35 % to less than 45 % defines HFrEF [7].