Comparison of optical properties and color stability of 3-dimensional (3D) printed shape memory and thermoformed clear aligners: A single-center, prospective clinical trial study

Introduction

The objective of the present study was to compare the optical properties and color stability of direct 3-dimensional (3D)-printed and thermoformed clear aligners, after intraoral wear.

Methods

Twenty-four participants with mild crowding (<5 mm) were randomly allocated into 2 groups (group 1: 3D-printed aligner, TC85; group 2: thermoformed aligner, polyethylene terephthalate glycol). Optical properties (transmittance and absorbance) and color stability (ΔE) were evaluated at baseline (T1) and after 14 days of intraoral wear (T2) using a spectrophotometer and VITA Easyshade V. Intragroup and intergroup comparisons were performed using t test ( P <0.05).

Results

At T1, 3D-printed aligners showed significantly higher absorbance (maxillary: 1.50 ± 0.76, P = 0.006; mandibular: 1.52 ± 0.52, P = 0.024) and less transmittance (maxillary: 5.71 ± 3.8; mandibular: 4.37 ± 2.24) than thermoformed aligners (absorbance: maxillary, 0.83 ± 0.24; mandibular, 0.76 ± 0.18; transmittance: maxillary, 17.63 ± 11.44; mandibular, 18.81 ± 7.97). At T2, significant increase in absorbance (group 1: maxillary, 0.47 ± 0.46; mandibular, 0.37 ± 0.47 [ P = 0.001]; group 2: maxillary, 0.24 ± 0.18; mandibular, 0.23 ± 0.13 [ P = 0.001]) and decrease in transmittance (group 1: maxillary, −0.66 ± 5.54; mandibular: −1.59 ± 1.62 [ P = 0.001]; group 2: maxillary, −8.39 ± 9.94; mandibular, −7.17 ± 6.62 [ P = 0.001]) was noted in both groups. The difference was significantly greater for 3D printed aligners ( P <0.05). Thermoformed aligners showed better color stability (ΔE <3.7), though the difference was not statistically significant ( P >0.05).

Conclusions

The 3D-printed aligners exhibited higher absorbance, lower transmittance, and more color change compared with the thermoformed aligner.

Highlights

  • Both aligners showed changed in optical properties and color stability after 14 days of intraoral wear.

  • Three-dimensionally printed aligners showed higher absorbance than thermoformed aligners.

  • Thermoformed aligners had a higher transmittance.

  • No significant difference in optical properties and color stability between maxillary and mandibular aligners in both groups.

The demand for clear aligners has rapidly increased because of the preference for “invisible” orthodontic treatment by adult patients. Their transparency, formability, and ease of wear allow orthodontists to move teeth without significantly altering a patient’s appearance or lifestyle. Advances in intraoral scanning and computer-aided design and manufacturing (CAD/CAM) software have enabled companies to develop customized aligner solutions for orthodontists worldwide. ,

The advent of 3-dimensional (3D) printing in the 1980s revolutionized dental modeling. In orthodontics, direct 3D printing of aligners eliminated the need for physical models, thereby reducing costs and improving efficiency. , Unlike conventional plaster models and thermoforming methods, 3D printing offers superior accuracy by avoiding cumulative errors from impression capture and thermoplastic workflows. It mitigates mechanical, dimensional, and esthetic alterations caused by thermoforming.

Graphy Inc introduced the Tera Harz TC-85 photopolymer resin for direct 3D printing of aligners. This material allows for customized thickness, flexibility, and shape memory, enabling the application of continuous orthodontic forces while maintaining geometric stability at high temperatures. ,

For optimal esthetics, aligner materials should have high light transmittance. , Various polymers, including polyurethane, polyester, polycarbonate, and polyvinyl chloride, have been used in commercial aligners, designed to maintain transparency for 1-2 weeks of intraoral aligner wear before moving to the next set of aligners. ,

Previous research on the color stability of aligners exposed to staining agents has primarily focused on resin-based polyurethane (Zendura), co-polyester (Essix ACE), and polyethylene terephthalate glycol (PET-G) materials. Most of these materials resisted staining, with the PET-G material exhibiting maximum resistance to discoloration. ,, However, these studies were mainly in vitro, limiting their applicability to real-world use. Furthermore, maxillary and mandibular aligners are subjected to different intraoral conditions specific to salivary pooling. There is a lacuna in existing literature to assess the optical properties of 3D-printed aligners and compare maxillary and mandibular aligners after intraoral wear. Considering this gap, this study compares the changes in optical properties (transmittance and absorbance) and color stability of direct 3D-printed and thermoformed aligners over a recommended period.

Material and methods

This prospective, single-center, single-blinded, 2-arm parallel clinical trial was conducted with a 1:1 allocation ratio in accordance with the Consolidated Standards of Reporting Trials statement reporting guidelines ( Fig 1 ). Ethical approval was obtained from the University’s Institutional Ethical Committee (Manav Rachna International Institute of Research and Studies/Manav Rachna Dental College/Faculty of Dental Surgery/Institutional Ethical Committee/2023/05).

Fig 1

Consort flowchart.

Participants aged between 18 and 30 years presenting at the Department of Orthodontics outpatient clinic were screened for eligibility. Inclusion criteria comprised patients diagnosed with Class I or Class II malocclusion, exhibiting mild crowding of <5 mm, with a decayed, missing, and filled teeth score of ≤2, and a Simplified Oral Hygiene Index score of ≤3. Patients were excluded if they reported habits of smoking or chewing betel quid or tobacco in any form, demonstrated signs of bruxism, or exhibited poor oral hygiene.

Digital Scanning and Treatment Planning-Intraoral scanning (TRIOS Core intraoral scanner; 3Shape, Copenhagen, Denmark) of both arches was done to obtain digital models. Treatment planning was done, digitally, using Maestro 3D software (AGE Solutions, Pontedera [Pisa], Italy).

The digital model was transferred to the Direct Aligner Designer software (Graphy Inc, Seoul, South Korea) to design the aligners. The dentulous area was demarcated, and a digital analog of the aligner was obtained. Auxiliaries that would allow the resin material to flow during the 3D printing of the aligner and would hold the aligner were designed using the same software.

The digital aligner design was imported into UNIZ Dental software (Beijing, China) to optimize positioning for 3D printing. The final aligners were fabricated using the UNIZ UBEE printer with Graphy TeraHarz TC85, a photopolymerizable resin, at a uniform thickness of 0.7 mm. Postprinting, the aligners were centrifuged at 500 rpm using the Tera Harz Spinner to eliminate excess resin, followed by postcuring in a 97% nitrogen atmosphere using the Tera Harz Cure 2 unit (Graphy Inc) to ensure biocompatibility and be ready for clinical use.

For each aligner stage, 3D digital models with a standardized base height of 20 mm were fabricated using a Phrozen Sonic Mega 14K 3D printer (Phrozen, Taiwan) with 3D Accuprint resin (D-Tech, Mumbai, India). Thermoforming of aligners was conducted with 0.762-mm PET-G sheets (Taglus Premium, Laxmi Dental Export Pvt Ltd, Mumbai, India) heated to 220-230°C and pressed at 4.5-5.0 bar using a Ministar pressure thermoforming unit (Scheu Dental GmbH, Germany). Daily wear of 20-22 hours, for 14 consecutive days, was recommended for the patients from both groups. Aligner removal was allowed only while brushing, eating, and drinking beverages such as tea, coffee, or wine. Patients were also asked to clean the aligners per the recommended guidelines.

Randomization and allocation concealment: Selected participants were randomly allocated to each group using computer randomization software ( https://www.random.org/ ). The participants were blinded to the type of aligner they were given. Opaque sealed envelopes were used for allocation concealment.

Both aligners were assessed for optical properties (absorbance, transmittance) and color stability at 2 time points: baseline (T1) and after 14 days of intraoral aligner wear (T2)

Absorbance (in absorbance unit) was measured across a wavelength range of 400-700 nm at 10 nm intervals (UV-Vis spectrophotometer, Shimadzu UV-3600i Plus, Shimadzu, Kyoto, Japan).

Transmittance (in %) was calculated with the following formula: T = 10 −A (T denotes transmittance, whereas A denotes absorbance)

Color Assessment was done using the VITA Easyshade V spectrophotometer (VITA Zahnfabrik, Sackingen, Germany). A composite resin right central incisor (Shofu Inc, Kyoto, Japan) in A2 shade was fabricated to simulate the intraoral dental hard tissue for color measurement. L∗a∗b∗ color scheme of the Commission Internationale de l’Eclairage (CIE L∗a∗b∗) was used in which L∗ indicates lightness (0, black ; 100, white ), a∗ indicates red/green coordinate, and b∗ indicates yellow/blue coordinate.

Color difference (ΔE) between T1 and T2 was calculated using the formula: ΔE = √ [(L 1 − L 2 ) + (a 1 − a 2 ) + (b 1 − b 2 )

The values were converted to National Bureau of Standards (NBS) units using NBS = ΔE × 0.92. This established a clinical standard for the observed color changes ( Table I ).

Table I

NBS units

NBS units Description of color changes
0.0-0.5 Trace: extremely slight change
0.5-1.5 Slight: slight change
1.5-3.0 Noticeable: perceivable
3.0-6.0 Appreciable: marked change
6.0-12.0 Much: extremely marked change
≥12.0 Very much: change to another color

Statistical analysis

Data were analyzed using SPSS software (version 21.0; IBM, Armonk, NY). The significance level was kept at P <0.05 for all statistical tests. Paired t tests were performed to assess intragroup differences in absorbance and transmittance before and after 14 days of intraoral wear for both 3D printed and thermoformed aligners. Independent t tests were used for intergroup comparisons between the 2 groups of aligners.

Results

A total of 40 patients (mean age, 22.3 ± 5.2 years) were screened for eligibility. Of these, 16 patients were excluded for not meeting the inclusion criteria, leaving 26 patients (9 males and 17 females) who were subsequently allocated to receive either 3D-printed aligners (group 1) or thermoformed aligners (group 2). One patient from each group discontinued treatment and was excluded from the final analysis.

Sample size calculations were conducted using G∗Power software (version 3.0; Heinrich-Heine-Universität Düsseldorf, Düsseldorf, Germany) based on data from Lombardo et al. With mean values of 0.265 and 0.280 for groups 1 and 2, respectively, and a standard deviation of 0.036, a sample size of 12 per group was determined to achieve 80% power (β = 0.20) at an α of 0.05, assuming equal group sizes.

At T1, 3D-printed aligners exhibited significantly higher absorbance values compared with thermoformed aligners in both maxillary and mandibular arches ( P <0.001) ( Figs 2 , A and B and 3 , A ; Tables II and III ).

Fig 2

Box plot showing the ( A ) absorbance values, ( B ) transmittance, and ( C ) color change of maxillary and mandibular aligners in group 1 (G1) and group 2 (G2) at T1 and T2. The upper limit of the line represents the maximum value, the lower limit the minimum value, the box the interquartile range, and the line the median value.

Fig 3

Scatter and line plot for ( A ) absorbance and ( B ) transmittance values of maxillary and mandibular aligners in group 1 (G1) and group 2 (G2) at T1 and T2.

Table II

Intragroup comparison of optical properties between maxillary and mandibular aligners of groups

Properties Group Time Aligners Mean SD SE P value t Mean difference SE difference 95% CI
Absorbance 3D printed
(group 1)
T1 Maxillary 1.504 0.756 0.218 0.964 −0.046 −0.012 0.264 −0.560 to 0.536
Mandibular 1.516 0.516 0.149
T2 Maxillary 1.978 1.036 0.299 0.809 −0.046 0.089 0.362 −0.662 to 0.839
Mandible 1.889 0.705 0.203
Thermoformed
(group 2)
T1 Maxillary 0.828 0.236 0.068 0.471 0.734 0.063 0.086 −0.115 to 0.241
Mandible 0.765 0.181 0.052
T2 Maxillary 1.066 0.179 0.052 0.395 0.734 0.075 0.087 −0.105 to 0.256
Mandible 0.990 0.242 0.070
Transmittance 3D printed
(group 1)
T1 Maxillary 5.500 3.276 0.946 0.334 0.988 1.132 1.146 −1.244 to 3.507
Mandible 4.369 2.239 0.646
T2 Maxillary 5.057 5.613 1.620 0.200 0.988 2.278 1.725 −1.300 to 5.856
Mandible 2.779 2.051 0.592
Thermoformed
(group 2)
T1 Maxillary 17.196 11.667 3.368 0.697 −0.395 −1.610 4.079 −10.068 to 6.848
Mandible 18.806 7.969 2.30
T2 Maxillary 9.243 3.272 0.945 0.214 −0.395 −2.393 1.869 −6.269 to 1.483
Mandible 11.637 5.586 1.613

SD , standard deviation; SE , standard error; CI , confidence interval.

Table III

Intergroup comparison of the optical properties (absorbance and transmittance) of groups 1 and 2 at the 2 time intervals

Properties Timeline Aligners Group Mean SD SE P value t Mean difference SE difference 95% CI
Absorbance T1 Maxillary 1 1.504 0.756 0.218 0.007 2.959 0.676 0.229 0.202-1.150
2 0.828 0.236 0.068
Mandibular 1 1.516 0.516 0.149 <0.001 4.758 0.751 0.158 0.424-1.079
2 0.765 0.181 0.052
T2 Maxillary 1 1.978 1.036 0.299 0.007 3.003 0.912 0.304 0.282-1.541
2 1.066 0.179 0.052
Mandibular 1 1.889 0.705 0.203 <0.001 4.177 0.899 0.215 0.453-1.345
2 0.990 0.242 0.070
Transmittance T1 Maxillary 1 5.500 3.276 0.946 0.003 −3.343 −11.696 3.498 −18.951 to −4.441
2 17.196 11.667 3.368
Mandibular 1 4.369 2.239 0.646 <0.001 −6.042 −14.437 2.389 −19.393 to −9.482
2 18.806 7.969 2.300
T2 Maxillary 1 5.057 5.613 1.620 0.036 −2.232 −4.186 1.876 −8.076 to −0.296
2 9.243 3.272 0.945
Mandibular 1 2.779 2.051 0.592 <0.001 5.156 −8.857 1.718 −12.420 to −5.295
2 11.637 5.586 1.613
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Jun 27, 2026 | Posted by in CARDIOLOGY | Comments Off on Comparison of optical properties and color stability of 3-dimensional (3D) printed shape memory and thermoformed clear aligners: A single-center, prospective clinical trial study

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