Absolute and relative contraindications for transcatheter aortic valve replacement
Absolute contraindications
Absence of a “heart team” and no cardiac surgery on the site
Appropriateness of TAVI as an alternative to AVR, not confirmed by a “heart team”
Clinical
Estimated life expectancy less than 1 year
Improvement of quality of life by TAVI unlikely because of comorbidities
Severe primary associated disease of other valve with major contribution to the patient’s symptoms that can be treated only by surgery
Anatomic
Inadequate annulus size (<18 mm, >29 mma)
Thrombus in the left ventricle
Active endocarditis
Elevated risk of coronary ostium obstruction (asymmetric valve calcification, short distance between annulus and coronary ostium, small aortic sinuses)
Plaques with mobile thrombi in the ascending aorta or arch
For transfemoral/subclavian approach: inadequate vascular access (vessel size, calcification, tortuosity)
Relative contraindications
Bicuspid or noncalcified valves
Untreated coronary artery disease requiring revascularization
Hemodynamic instability
LVEF less than 20%
For the transapical approach: severe pulmonary disease, LV apex not accessible
Risk Stratification
Patients being evaluated for TAVR must be evaluated by a “heart team” which includes cardiologists, cardiac surgeons, anesthesiologists, and other specialists as needed to develop a comprehensive understanding of each patient’s risk and guide them towards appropriate therapies. Patients must be evaluated with a goal to separate patients who are severely ill with aortic stenosis from those who are severely ill due to severe aortic stenosis.
Risk stratification is key in the TAVR evaluation because appropriateness of use is in part determined by level of risk. The current accepted method for risk stratification includes calculation of either the Society of Thoracic Surgeons (STS) projected risk of mortality (PROM) score [9] or the Logistic European Score for Cardiac Operative Risk Evaluation (LES Euroscore) [10]. Both these scoring systems have been used in several TAVR registries as well as randomized clinical trials to risk stratify patients for TAVR. Overall, the LES Euroscore overestimates mortality in high-risk patients undergoing SAVR and was not appropriately calibrated to estimate mortality after TAVR. The STS score is probably more realistic in estimating mortality and morbidity after SAVR. An STS mortality score cutoff of >4% is used to certify intermediate or surgical high risk, the current criteria for TAVR use.
Newer scoring systems including the EuroSCORE II [11], ACEF (Age, creatinine, ejection fraction) score, TVT TAVR In Hospital Mortality Score, and the Aortenklappenregister score [12] have been developed to better predict patient outcomes after TAVR. Although the STS and EuroSCORE II score are well established in predicting surgical risk , neither was specifically developed for TAVR patients. Newer models that incorporate frailty, prohibitive anatomy including porcelain aorta and severe aortic calcification, oxygen dependency, pulmonary hypertension, RV dysfunction, cirrhosis, dementia, physical deconditioning and malnutrition, and access options are greatly needed and are being developed to better stratify patients for whom TAVR is a better option than SAVR. Such a model should accurately predict both early and late mortality as well as improvement in quality of life metrics. Hopefully, with the combined analyses of the PARTNER trials, CoreValve trials, and the US Transcatheter valve Therapeutics (TVT) National Database, a TAVR specific risk algorithm could be developed and validated [13].
Patient Screening
Imaging
Preprocedural transthoracic assessment
Pre-procedural echocardiographic imaging |
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• Aortic valve and root − Aortic valve morphology Bicuspid versus tricuspid Degree and location of calcium − Annular dimensions Minimum and maximum diameters Perimeter Area − Aortic valve hemodynamics Aortic valve gradients and area Stroke volume Impedance − Left ventricular outflow tract Extent and distribution of calcium Presence of sigmoid septum − Aortic root dimensions and calcification Sinus of Valsalva diameter Sinotubular junction diameter and calcification Location of coronary ostia and risk of obstruction |
• Mitral valve − Severity of mitral regurgitation − Presence of mitral stenosis − Severity of ectopic calcification Anterior leaflet calcification |
• Left ventricular size and function − Wall motion assessment Exclude intracardiac thrombus − Left ventricular mass Hypertrophy and septal morphology − Assessments of function Ejection fraction Strain and torsion Diastolic function |
• Right heart − Right ventricular size and function − Tricuspid valve morphology and function − Estimate of pulmonary artery pressures |
Specific Comorbidities and Their Roles in Patient Selection
Specific comorbidities influencing patient selection for TAVR
Comorbidity | Relevance to selection for TAVR |
---|---|
CKD | Presence of CKD predicts worse outcome after TAVR. Preprocedural creatinine >1.58 mg/dL is associated with six fold increased risk of mortality |
Coronary artery disease | Presence indicates more extensive vascular disease. Need for staged or concomitant revascularization needs to be assessed. The ongoing ACTIVATION trial is evaluating the role of PCI in TAVR patients |
Mitral valve disease | Up to one-third of patients evaluated for TAVR have severe MVD. Presence indicates more extensive CVD limiting TAVR effectiveness |
Systolic dysfunction | TAVR is generally safe and efficacious. More adverse events but similar overall mortality. Marked improvements in LVEF have been reported after TAVR at 30 days |
CLD | Present in 20–30% of TAVR patients. Improved survival and functional capacity compared with medical therapy. Frail patients may not benefit from TAVR in presence of CLD |
Chronic Kidney Disease (CKD)
Patients with severe CKD and those on dialysis have been excluded from TAVR randomized trials and the long-term benefits of the procedure in these patients are unknown. Additionally, patients with CKD have a higher risk of prosthesis degeneration possibly due to abnormal calcium metabolism.
Preoperative renal function is an important predictor of mortality and morbidity in patients undergoing surgery for valvular heart disease [14]. Underlying CKD is a risk factor for acute kidney injury postoperatively. In patients with CKD, TAVR is associated with a lesser risk of acute kidney injury than SAVR and may even result in improved renal function post intervention [15–17]. Despite this, underlying CKD is still associated with worse outcomes and a higher chance of AKI post TAVR [18]. Patients who develop AKI post procedure have a higher mortality and increased cost and length of hospitalization. Preprocedural creatinine more than 1.58 mg/dL was associated with a sixfold increased risk of death in one study [19]. A meta-analysis of over 40,000 patients found worse in-hospital morbidity and mortality for CKD patients and an even worse prognosis for patients with end-stage renal disease compared to patients with normal renal function [20]. Special emphasis must be given to limit the amount of contrast and space contrast studies to prevent contrast-induced nephropathy in these patients.
Coronary Artery Disease
Significant coronary artery disease is common in up to 40–75% of patients with severe AS being evaluated for TAVR [21]. Patients with severe CAD usually have worse vascular disease and may have a higher likelihood of needing the transapical approach for valve deployment. Although a commonly encountered comorbidity, the overall impact of the presence of concomitant CAD on outcomes in patients undergoing TAVR is not well understood and needs further exploration. In a recent study, CAD increased 2 year TAVR mortality by twofold [22]. Additionally, the optimum the timing of revascularization and stent type need to be further investigated in trials. Revascularization before TAVR may be pursued due to a simpler access to the coronaries and lower risk of ischemia and hemodynamic instability during rapid pacing and valve deployment. The ischemic burden, complexity of procedure, and anticipated contrast load should be taken into account while planning revascularization prior to TAVR. Revascularization with percutaneous coronary intervention should be pursued for severely stenotic lesions, which subtend a large area of myocardium at risk with several centers reporting successful staged and concomitant PCI with 1 year survival of more than 80% [23–25]. Whether revascularization should be done before TAVR vs. as a combined procedure is an important question and the currently enrolling ACTIVATION trial will help in clarifying this conundrum [26, 27].
Mitral Valve Disease
Concomitant mitral regurgitation (MR) may be present in up to one-third of patients being evaluated for TAVR [28]. Patients with severe mitral valve disease who undergo TAVR usually have a higher incidence of atrial fibrillation, pulmonary arterial hypertension, and RV dysfunction. Although it is expected that severe MR will improve after TAVR, it is not clear which patients will improve the most and in some cases MR worsens instead of improves [29]. In general patients with organic mitral disease and lower transaortic gradients are most likely to have persistent MR post TAVR. A recent multivariate analysis suggests that mitral regurgitation is not associated with worsening survival after TAVR [30], although the presence of concomitant mitral valve disease is a marker of more advanced disease and may limit the effectiveness of TAVR. Patients with significant mitral regurgitation and severe aortic stenosis may be considered for percutaneous treatment of both lesions with the recent approval of the MitraClip device [31].
Systolic Dysfunction
Patients with LVEF <20% were excluded from the PARTNER trial and most patients had LVEF >45% [21]. A single-center retrospective study by Ewe et al. showed that patients undergoing TAVR implantation with EF < 50% had higher adverse events but similar procedural and total mortality compared to those with LVEF >50% [32]. Another study showed that in patients with EF <35% implanted with a Medtronic Corevalve device, the 30-day mortality was similar to those with LVEF >35% and that a greater proportion of TAVR low EF patients showed improvement in LVEF when compared to matched SAVR controls [33, 34]. Indeed, most patients with systolic dysfunction show an improvement in LVEF after TAVR. RV function often worsens after SAVR, but usually remains stable post TAVR [35, 36].
Low-gradient severe AS (LG-AS) is associated with a worse prognosis in patients undergoing SAVR [37], with mortality as high as 35% in patients with no contractile reserve [38]. In patients with LG-AS who survive SAVR, there is improvement in outcomes suggesting a role for TAVR in these patients. Mortality is higher in patients with LG-AS who undergo TAVR as compared to those with normal gradients and may approach 33% at 6 months [39]. This is due in part to underlying LV dysfunction and also to a higher prevalence of pulmonary arterial hypertension, severe mitral regurgitation, CAD, and PAD in these patients, all of which affect outcomes in patients undergoing TAVR [40]. Nonetheless survival is improved in LG-AS patients compared to “medical” therapy [41] and patients with LG-AS who survive TAVR have an improvement in functional capacity, six-minute walk distance as well as larger improvement in LVEF compared to matched SAVR patients [34, 39, 40]. Low-dose dobutamine stress echocardiography has been used successfully to assess for contractile reserve and SAVR outcome in patients with LG-AS [38]. This technique has also been used to separate patients with true from pseudo aortic stenosis undergoing TAVR. Patients with low-flow, low-gradient, low-EF AS have the worst prognosis while high-gradient patients have the best prognosis [42]. The former patients have low EF because of severe LV dysfunction while the latter have low EF based upon high afterload that is immediately corrected by TAVR.
Chronic Lung Disease (CLD)
About 20–30% patients in TAVR and SAVR registries have chronic lung disease [43–45]. Presence of severe chronic lung disease is associated with an increased 1 year mortality in patients who undergo SAVR as well as TAVR [45]. Patients with severe chronic lung disease who undergo TAVR have an improvement in their 1 year outcomes as compared to patients treated with medical management [46]. However, oxygen-dependent chronic lung disease is associated with worse outcomes, especially 1 year all-cause mortality [46]. Severe CLD when associated with a poor 6-minute walk test is associated with a fivefold increased risk of non-CV mortality [46]. All patients undergoing evaluation for TAVR should have lung function assessed and the presence of chronic lung disease , especially in frail patients, should be carefully evaluated as these patients may not benefit as much from TAVR [47].
Frailty vs. Futility
Frailty is described as a state of decreased physiological reserve predisposing to poor outcomes, but not necessitating poor outcomes. It is affected by physical disability and medical comorbidities and is an impairment in medical systems that leads to a decline in resiliency and homeostatic reserve. Commonly accepted key domains of frailty include weakness, slowness, exhaustion, low activity, weight loss, and poor nutrition. Frailty is defined by a composite of several other factors including gait speed, grip strength, 6-min walk test, serum albumin, Katz activities of daily living, weakness, cognitive dysfunction, and several others [48]. Although it is not completely captured in the current risk stratification models, frailty is noted in about 50% of the patients referred for TAVR and has been associated with worse outcomes in patients undergoing TAVR [49–51].
Gait speed is a simple test that has been shown to be predictive of frailty in TAVR and overall mortality [52–54]. Patients who ambulate slower than 0.5 m/s or who ambulate less than 128.5 m during a 6-min walk test have similar procedural mortality but have increased long-term mortality [55]. Frailty in the PARTNER clinical trials was assessed by walk speed, grip strength, serum albumin, and the Katz activity of daily living dependency questionnaire; to be considered inoperable on the basis of frailty, three of those four domains must have been abnormal [50]. Further assessment of frailty using the Multi-Dimensional Geriatric assessment (MGA) showed that adding MGA-based information to risk models improved prediction of 30 day and 1 year mortality and MACCE [49]. Green et al. developed a frailty score for TAVR patients and noted that impaired gait speed, grip strength, reduced serum albumin, and diminished Katz activities of daily living were associated with increased 1 year mortality as well as longer post TAVR hospital stay [55]. In the recent multicenter FRAILTY-AVR study which compared outcomes in elderly patients undergoing TAVR and SAVR, the Essential Frailty Toolset that employed lower extremity weakness, cognitive impairment, anemia, and hypoalbuminemia was superior to other frailty indexes and was prognostic of 30-day mortality and worsening disability at 1 year [56].
Frailty assessment for patients being evaluated for transcatheter aortic valve replacement
Frailty test | Description |
---|---|
Gait speed | >7 s to walk 5 m abnormal |
Grip strength | Dynamometer; <30 kg in nonobese man and <18 kg in nonobese woman is abnormal |
6-min walk test | <128.5 m during 6-min walk test |
Comprehensive Assessment of Frailty (CAF) | Grip strength, gait speed, instrumental activities of daily living questionnaire, standing balance test, serum albumin, brain natriuretic peptide, and creatinine. Proprietary scoring algorithm used to measure frailty |
Multidimensional Geriatric Assessment (MGA) | Mini-mental state examination, timed get up and go test, basic and instrumental activities of daily living questionnaires. Frailty index score generated and score ≥3 indicated frailty |
Access Screening
Transfemoral (TF) transcatheter aortic valve replacement (TAVR): procedural steps
• Access. A 6-F to 7-F introducer is used to access femoral artery that is upsized to an 18-F to 22-F introducer sheath |
• The native stenotic aortic valve is crossed with a diagnostic Amplatz Left (AL-1) catheter and straight tip wire |
• A Super Stiff Amplatz (SSA-1 wire) with a hand-shaped pigtail loop at the end is placed in the LV apex in stable position using the right anterior oblique projection |
• A preimplantation balloon aortic valvuloplasty is routinely performed under rapid right-ventricular pacing with an undersized balloon (1–2 mm smaller than the measured aortic annulus diameter) for preparing the native annulus in all cases except pure aortic regurgitation or degenerated aortic bioprosthesis |
• A pigtail catheter is positioned in the noncoronary cusp as a marker for the annular plane and for contrast injections during the valve deployment. The image intensifier is positioned at the implant angle defined as the optimal left anterior oblique (LAO) projection for aligning the nadir of all three coronary cusps in a straight line. The valve is positioned across the aortic annulus and deployed under rapid pacing (Edwards) |
• For self-expandable core valve (CRS) deployment, the delivery catheter system (DCS) is positioned such that the horizontal markers of the device are positioned (4–6 mm) below the level of the pigtail catheter (CRS) |
• The DCS is maintained as perpendicular to the annular plane as possible and the release is initiated under fluoroscopic and angiographic guidance with repeated small contrast injections (10 mL to 10 mL/s at 900 psi) through the pigtail catheter |
Valve Sizing and Positioning
There are several guidelines and consensus statements regarding the essential role of multidisciplinary imaging in patient selection and procedural guidance for patients undergoing TAVR implantation [59, 60]. Imaging guidance with multi detector CT (MDCT) and TEE are both key in valve sizing and positioning . Valve sizing is established using protocols specific for the valve type employed and implantation is optimized by concurrent TEE and fluoroscopy after determination of the appropriate co-planar implantation view and appropriate height and implantation depth of the prosthesis. A three-dimensional understanding of the complex anatomy of the aorta, LVOT and the aorto-mitral continuity is essential to appropriate valve deployment and functioning. Appropriate sizing and placement of the device will lead to excellent hemodynamics, minimal paravalvular leak, low pacemaker implantation rate and prevention of coronary obstruction and injury to the annulus.
Current Transcatheter Valve Replacement Platforms
The Edwards-Sapien Valve
The Sapien XT valve (Edwards Lifesciences, Irvine, CA) is a third generation of balloon-expandable Edwards valves, consisting of a trileaflet pericardial bovine valve, mounted in a cobalt chromium stent frame. The Sapien XT valve is available in 20-, 23-, 26-, and 29-mm sizes, and is implanted through the transfemoral approach using the NovaFlex delivery system implanted through 16 F (20-, 23-mm valves), 18 F (26-mm valve), or 20 F (29-mm valve) expandable sheaths (e-sheath, Edwards Lifesciences, Irvine, CA).
Proposed sizing algorithm using annular area (mm2) for the second- and third-generation balloon-expandable valves
Valve size | ||||
---|---|---|---|---|
20 mm | 23 mm | 26 mm | 29 mm | |
Nominal area, mm2 | 314 | 415 | 531 | 661 |
Annular range for second-generation balloon-expandable valve, mm2 | 257–310 | 298–410 | 420–530 | 530–660 |
Annular range for third-generation balloon-expandable valve, mm2 | 273–345 | 338–430 | 430–546 | 540–683 |
Major outcomes at 30 days and 1 year in Cohort B of the PARTNER trial
Characteristic | 30 days | 1 year | ||||
---|---|---|---|---|---|---|
TAVR (N = 179) | Standard Rx (N = 179) | p value | TAVR (N = 179) | Standard Rx (N = 179) | p value | |
All-cause death (%) | 5.0 | 2.8 | 0.41 | 30.7 | 49.7 | <0.001 |
All-cause death or rehospitalization (%) | 11.2 | 12.3 | 0.74 | 43.6 | 70.4 | <0.001 |
Event-free MACCE (%) | 90.5 | 94.4 | NR | 65.4 | 47.1 | 0.003 |
All stroke (%) | 7.3 | 1.7 | 0.02 | 11.2 | 4.5 | 0.03 |
Major stroke (%) | 5.6 | 1.1 | 0.04 | 8.4 | 3.9 | 0.12 |
All-cause death or major stroke (%)a | 8.4 | 3.9 | 0.12 | 33.0 | 50.3 | 0.001 |
Major vascular complications (%) | 16.8 | 1.1 | <0.0001 | 17.3 | 2.2 | <0.0001 |
Major bleeding (%) | 20.6 | 3.9 | <0.0001 | 28.4 | 14.4 | <0.001 |
Pacemaker insertion (%) | 3.4 | 5.0 | 0.60 | 4.5 | 7.8 | 0.27 |
Echocardiographic endpoints | ||||||
AV area (EOA) (cm2) | 1.5 ± 0.4 | 0.8 ± 0.2 | <0.0001 | 1.6 ± 0.5 | 0.7 ± 0.32 | <0.0001 |
Mean AV gradient (mmHg) | 11.1 ± 6.6 | 33.0 ± 12.5 | <0.0001 | 12.5 ± 10.3 | 44.4 ± 15.7 | <0.0001 |