(1)
Institute of Pathology, Medical University Graz, Graz, Austria
5.1 Atelectasis
Atelectasis is defined as an alveolar collapse due to lack of air filling. In newborns there exists a condition of primary atelectasis (Fig. 5.1); however, normally the lung extends with the first inspiration and the alveoli are filled with air. In rare cases, this inspiration does not happen, mainly caused by severe cerebral malformations. In other cases, primary lung injury, such as meconium aspiration, sepsis, or persistent pulmonary hypertension, can also cause severe or partial atelectasis [1].
Fig. 5.1
Primary atelectasis in a case of single lung hypoplasia due to defect of the diaphragm and subsequent compression of the left lung by intestinal organs; H&E, ×50
Secondary atelectasis can occur at any age after birth. The causes of atelectasis in childhood are infantile myofibromatosis [2], infantile bronchial obstruction or atresia [3, 4], or compression by cysts as in congenital adenomatoid pulmonary malformation (type 1 and 2; Fig. 5.2) [5].
Fig. 5.2
Secondary atelectasis in a case of CPAM type 2. The cysts compress the adjacent lung parenchyma
In adults several diseases can cause atelectasis. The most common is stenosis of the bronchi by tumors or aspirated foreign bodies. The lung segment(s) peripheral to the stenosis undergoes resorption of the air followed by lung collapse. Another common cause is severe emphysema: here large blebs compress adjacent lung parenchyma causing focal atelectasis (Fig. 5.3). Empyema and also severe pleural effusion cause localized atelectasis by compression of parts of the lung. A rare cause of localized or even one-sided atelectasis has been reported in severe scoliosis [6].
Fig. 5.3
Secondary atelectasis in a case of bullous emphysema in an adult. Note the compressed lung parenchyma (arrows). Papermount whole lung section, no counterstain
5.1.1 Gross Morphology
Macroscopically atelectasis is characterized by a dark blue-red color of the lung. On the surface, the atelectatic areas are beneath adjacent lung areas with normal air content. In resorption atelectasis, the border of the atelectatic areas is sharp following the lobular borders, whereas in compression atelectasis, the border is blurred.
5.1.2 Histology
Histologically the alveoli are collapsed, and the capillaries are usually prominent, filled with blood. Cave: collapsed alveoli can only be seen, when the lung tissue is properly fixed (see Chap. 23).
The consequences of atelectasis are largely dependent on the size of atelectasis: small foci might not cause symptoms at all. Larger atelectatic areas will cause impaired blood flow and congestion. Long-standing atelectasis is also prone to secondary infection. If the area is large involving a whole lobe or more, also hypertension can result.
5.2 Emphysema
Emphysema is defined as an enlargement of alveolar spaces combined with the destruction and remodeling of the alveolar septa usually resulting also in numerical loss of alveoli. A simple enlargement is not emphysema, but hyperinsufflation, such as seen in status asthmaticus [7]. Also so-called emphysema of the elderly is not emphysema, at least in the early stages, but hyperinsufflation due to loss of elastic fibers, resulting in overextension of alveoli and impaired retraction in expiration. When septa rupture and subsequently get repaired, hyperinsufflation can shift into real emphysema.
5.2.1 Gross Morphology
Macroscopically emphysema can be diagnosed if the enlarged alveoli can be seen with the naked eye – this is the main and most reliable criterion (Fig. 5.4); normal alveoli are just below the size a human eye can recognize, so they are invisible. Another but less reliable sign is protrusion of the emphysematous segments over adjacent ones. In old German pathology books, there is always a description of depigmentation and of “knistern” (crackles) when pressing the lung: both are not signs of emphysema. As the lung is an organ filled with air, any kind of pressure will cause the air to bypass into other segments/saccules. By applying pressure, channels of Lambert and pores of Kohn are opened and cause these crackles. A normal lung has a rosy-red color. Deposition of pigments from the ambient air causes pigmentation of the lungs over the years. In case of emphysema, there is some depigmentation; however, again this is not a reliable sign of emphysema.
Fig. 5.4
Centrilobular emphysema; the enlarged alveoli can be seen on this native section as translucent small spaces. Arrows point to some of these alveoli at the peripheral lung
5.2.2 Histology
On histologic examination, a proper fixation is required; otherwise, only high grades of emphysema can be diagnosed. Emphysema can be diagnosed, if there is increased size of alveoli with any kind of remodeling of the architecture of the lung. Linear intercept can be used for the diagnosis: a line is drawn between two adjacent bronchioles, which should cross at least seven alveolar walls. Everything below this value can be attributed to emphysema. Emphysema grading can be done according to the work of W. Thurlbeck into grades 1–9 [8]. It can easily be done without morphometry; even the most significant morphometric parameter, linear intercept, can be included. The classification has a good correlation with lung function and HRCT (see below). However, still a lot of correlation studies have to be done.
Emphysema can be classified into:
- 1.
Panlobular (panacinar) emphysema (diffuse, symmetric)
- 2.
Centrilobular (centriacinar) emphysema (often combined with COPD, asymmetric, irregular)
- 3.
Scar emphysema
- 4.
Juvenile emphysema
- 5.
Congenital or lobar emphysema (already discussed in childhood diseases)
- 6.
Interstitial emphysema (no longer seen in developed countries, because of much improved computer-assisted mechanical ventilation in newborn and premature children)
- 7.
Emphysema and chronic bronchitis, chronic obstructive lung disease (COPD)
There are other classifications, such as by size into vesicular and bullous emphysema or by the underlying cause, i.e., obstructive emphysema. None has gained a significant acceptance.
Panlobular (panacinar) emphysema is caused by an inherited α1-antitrypsin deficiency. Usually mutations are located on exons 2–5 of the α1-antitrypsin gene, located on chromosome 14 (SERPINA1). There are different degrees of deficiency, depending on the type of mutation [9]. The most severe form is caused by missense mutations resulting in a truncated nonfunctioning protein. Other mutations, usually base exchange, will result in a change of the amino acid composition of α1-antitrypsin. If the amino-terminal portion of the protein is affected, this causes a biologically less efficient protein. α1-antitrypsin is responsible in counteracting the action of inflammatory proteins/peptides and is thus responsible for maintaining the structure of the lung. Each time a toxic substance is inhaled, an inflammatory response is started, but the action of the inflammation is terminated by α1-antitrypsin and some other anti-inflammatory molecules. Thus, the way for regeneration is paved.
Panlobular emphysema development starts in alveoli, affecting peripheral portions of the primary lobule, but leaving bronchioles and alveolar ducts unaffected. There is no visible inflammatory reaction/infiltration. In later stages, more and more lobules are involved, and also central portions with their alveolar ducts and respiratory bronchioles are included in cyst formation and enlargement. At the final stage, such as in explanted lung at transplantation, it might be almost impossible to separate panlobular from centrilobular emphysema (Figs. 5.5, 5.6, and 5.7).
Fig. 5.5
Panlobular emphysema; note the generalized emphysematous alveolar spaces, whereas the bronchial structures almost appear normal. Papermount whole lung section, no counterstain
Fig. 5.6
Panlobular emphysema; note the destruction of the alveoli without an inflammatory component in the bronchi; in the left upper corner, an pulmonary artery is seen with thickened wall, a common finding pointing to arterial hypertension in these patients; H&E, bar 1 mm
Fig. 5.7
Panlobular emphysema; see the destruction of the alveoli; many of them have already formed large confluent blebs including alveolar ducts; the septa are lost. There is no inflammation along the airways. H&E, bar 0.5 mm
An enlargement of the bronchioloalveolar unit characterizes centrilobular (centriacinar) emphysema: terminal bronchioles, alveolar ducts, and the centrally located alveoli are widened. Inflammation is often present, especially chronic bronchiolitis. In later stages, the more peripherally located alveoli are also included into the emphysema, and this results in the formation of large vesiculae or bullae. The alveolar septa usually rupture, and remnants can easily be seen (Figs. 5.8 and 5.9) [10]. As a consequence of chronic bronchiolitis, fibrosis of the bronchial and bronchiolar walls can be seen.
Fig. 5.8
Centrilobular emphysema; in contrast to panlobular emphysema, the bronchial walls are thickened and widened, due to inflammation. H&E, bar 0.1 mm
Fig. 5.9
Centrilobular emphysema; note the widened terminal bronchiole with fibrosis of the wall; the connected alveolar duct is widened, several alveoli are already incorporated into the duct forming a bleb; of note are also some normal peripheral alveoli to the left of the bronchiole. H&E, bar 0.2 mm
In cases of chronic bronchitis and bronchiolitis combined with centrilobular emphysema, the diagnosis of chronic obstructive pulmonary disease (COPD) can be rendered also pathologically. Centrilobular emphysema is most often associated and caused by cigarette smoking. The mechanism is not entirely understood, but there are some data pointing that cigarette smoking shifts the balance of pro-inflammatory and anti-inflammatory proteins toward the pro-inflammatory side, and thus lung tissue is destroyed gradually. Several other factors may interplay, such as defects of degradation-associated enzymes in alveolar macrophages and also phenotypic variation in the expression of different metalloproteinases [11–13]. Recent investigations have shed light on the role of immune mechanisms in emphysema development (detailed discussion below).